Monthly Return of Equity Issuer on Movements in Securities CHINA SOUTHERN AIRLINES COMPANY LIMITED. (1) Stock code : 1055 Description : H Shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30 April 2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 2 May 2017 CHINA SOUTHERN AIRLINES COMPANY LIMITED I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 1055 Description : H Shares No. of ordinary Balance at close of preceding 2,794,917,000 Par value 1 Authorised share capital 2,794,917,000 Increase/(decrease) 0 0 Balance at 2,794,917, ,794,917,000 (2) Stock code : Description : A Shares No. of ordinary Par value Authorised share capital Balance at close of preceding 7,022,650, ,022,650,000 Increase/(decrease) 0 0 Balance at 7,022,650, ,022,650,000

2 2. Preference Shares Stock code : Description : No. of preference Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value Authorised share capital Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the : 9,817,567,000

3 II. Movements in Issued Share Capital No. of ordinary (1) H Shares (2) A Shares No of preference No. of other classes of Balance at close of preceding 2,794,917,000 7,022,650,000 Increase/ (decrease) 0 0 Balance at 2,794,917,000 7,022,650,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement class of issuable Granted Exercised Cancelled Lapsed 1. issuer issued during the issuer which may be issued as at Total funds raised from exercise of options (State currency) Total A. (Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issued issuer which may be issued as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at issuer issued issuer which may be issued as at issuable ) 2. issuable 3. issuable 4. issuable Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) issuer issued during the Full particulars including, if applicable, and class of issuable: 1. issuer which may be issued as at Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue issuer issued issuer which may be issued as at issuable 1. Rights issue At price : State currency date : issuable 2. Open offer At price : State currency date : 3. Placing At price : HK$ 5.74 per H Share issuable date : H Shares AGM approval date: (27/05/2016) 270,606,2 72* issuable 4. Bonus issue date :

8 Type of Issue issuer issued issuer which may be issued as at issuable 5. Scrip dividend At price : State currency date : repurchased 6. Repurchase of Cancellation date : redeemed 7. Redemption of Redemption date : issuable 8. Consideration issue At price : State currency date : issuable 9. Capital reorganisation date :

9 Type of Issue issuer issued issuer which may be issued as at 10. Other (Please specify) At price : State currency issuable date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): *Pursuant to the subscription agreement entered into between the Company and American Airlines, Inc. dated 27 March 2017, 270,606,272 new H Shares will be allotted and issued by the Company upon the completion of the subscription. Details of the subscription were disclosed in the announcement of the Company dated 28 March Submitted by: Xie Bing Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.