(1) Stock code : Description : Ordinary Shares. No. of ordinary shares. No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/9/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Summi (Group) Holdings Limited Date Submitted 4/10/2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : Ordinary Shares No. of ordinary Par value (HKD) Authorised share capital (HKD) Balance at close of preceding 3,000,000, ,000,000 Increase/(decrease) Balance at 3,000,000, ,000,000 (2) Stock code : N/A Description : N/A No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding N/A N/A N/A Increase/(decrease) N/A N/A Balance at N/A N/A N/A

2 2. Preference Shares Stock code : N/A Description : N/A No. of preference Par value (State ) Authorised share capital (State ) Balance at close of preceding N/A N/A N/A Increase/(decrease) N/A N/A Balance at N/A N/A N/A 3. Other Classes of Shares Stock code : N/A Description : N/A No. of other classes of Par value (State ) Authorised share capital (State ) Balance at close of preceding N/A N/A N/A Increase/(decrease) N/A N/A Balance at N/A N/A N/A Total authorised share capital at the end of the (HKD) : 30,000,000

3 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 1,347,860,727 Increase/ (decrease) during the Balance at 1,347,860,727 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement during the and class of of issuer issued during the of issuer which may be issued as at issuable Granted Exercised Cancelled Lapsed 1.Ordinary Shares Exercise price HK$0.75 (adopted on 07/06/2008) Ordinary 2. Ordinary Shares Exercise price HK$0.90 (adopted on 07/06/2008) Ordinary

4 Share Options (under Share Option Schemes of the Issuer) (continued) Particulars of share option scheme including EGM approval date Movement during the and class of of issuer issued during the of issuer which may be issued as at issuable Granted Exercised Cancelled Lapsed 3. Ordinary Shares Exercise price HK$1.15 (adopted on 07/06/2008 and refreshed on 05/11/2012) Ordinary 4. Ordinary Shares Exercise price HK$1.03 (adopted on 07/06/2008 and refreshed on 05/11/2012) Ordinary 5. Ordinary Shares Exercise price HK$1.112 (adopted on 07/06/2008 and refreshed on 05/11/2012) Ordinary 54,000,000 Total funds raised during the from exercise of options (HKD) Total A. (Ordinary ) (Preference ) (Other class)

5 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. N/A Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at of issuer issued during the of issuer which may be issued as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)

6 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. N/A Currency of amount outstanding Amount at close of preceding Converted during the Amount at of issuer issued during the of issuer which may be issued as at 2. issuable ) 3. issuable 4. issuable issuable Total C. (Ordinary ) (Preference ) (Other class)

7 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: 1. of issuer issued during the of issuer which may be issued as at Total D. (Ordinary ) (Preference ) (Other class)

8 Other Movements in Issued Share Capital Type of Issue of issuer issued during the of issuer which may be issued as at 1. Rights issue At price : State issuable date : 2. Open offer At price : State issuable date : 3. Placing At price : State issuable date : 4. Bonus issue issuable date :

9 Type of Issue of of issuer issued issuer which during the may be issued as at 5. Scrip dividend At price : State issuable date : 6. Repurchase of repurchased Cancellation date : 7. Redemption of redeemed Redemption date : 8. Consideration issue At price : State issuable date :

10 Type of Issue of of issuer issued issuer which during the may be issued as at issuable 9. Capital reorganisation date : 10. Other: Subscription of New Shares At price : State issuable date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) Total increase / (decrease) in preference during the (i.e. Total of A to E): (2) Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

11 Remarks (if any): Submitted by: Sin Ke Title: Director (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.