No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/09/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 02/10/2018 New Universe Environmental Group Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : NU ENVIRO No. of ordinary Par value ( currency) Authorised share capital ( currency) Balance at close of preceding 100,000,000,000 HKD0.01 HKD1,000,000,000 Increase/(decrease) NIL NIL Balance at close of the 100,000,000,000 HKD0.01 HKD1,000,000,000 (2) Stock code : Description : No. of ordinary Par value ( currency) Authorised share capital ( currency) Balance at close of preceding Increase/(decrease) Balance at close of the

2 2. Preference Shares Stock code : Description : No. of preference Par value ( currency) Authorised share capital ( currency) Balance at close of preceding Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value ( currency) Authorised share capital ( currency) Balance at close of preceding Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( currency) : HKD1,000,000,000

3 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 3,035,697,018 Increase/ (decrease) NIL Balance at close of the 3,035,697,018 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed 1. Share Option Scheme issuer issued during the issuer which may be issued as at close of the (05/05/2015) Ordinary NIL NIL NIL NIL NIL NIL (Note 1) (Note 1) (Note 1) Total A. (Ordinary ) NIL (Preference ) (Other class) Total funds raised from exercise of options ( currency) NIL

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the issuer issued issuer which may be issued as at close of the Stock code (if listed) Subscription price 2. Stock code (if listed) Subscription price 3. Stock code (if listed) Subscription price 4. Stock code (if listed) Subscription price Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the issuer issued issuer which may be issued as at close of the Stock code (if listed) Subscription price ) 2. Stock code (if listed) Subscription price 3. Stock code (if listed) Subscription price 4. Stock code (if listed) Subscription price Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer issued Full particulars including, if applicable, and class of issuable: 1. issuer which may be issued as at close of the (Note 1) (Note 1) Total D. -- (Note 1) (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue issuer issued No. of new issuer which may be issued as at close of the 1. Rights issue At price : currency date : 2. Open offer At price : currency date : 3. Placing At price : currency date : 4. Bonus issue date :

8 Type of Issue issuer issued No. of new issuer which may be issued as at close of the 5. Scrip dividend At price : currency date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : currency date :

9 Type of Issue issuer issued No. of new issuer which may be issued as at close of the 9. Capital reorganisation date : 10. Other (Please specify) At price : currency date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) NIL (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: HON Wa Fai Title: Executive Director and Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.