China Minsheng Banking Corp., Ltd. (the "Company")

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/10/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Minsheng Banking Corp., Ltd. (the "Company") Date Submitted 05/11/2018 I. Movements in Authorised Share Capital (THE FOLLOWING SHOWS MOVEMENTS IN THE REGISTERED SHARE CAPITAL AND PREFERENCE SHARES (AS OPPOSED TO AUTHORISED SHARE CAPITAL) OF THE COMPANY AS THE COMPANY IS INCORPORATED IN THE PRC.) 1. Ordinary Shares (1) Stock code : Description : H Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 8,320,295, ,320,295,289 Increase/(decrease) 0 0 Balance at close of the 8,320,295, ,320,295,289 (2) Stock code : Description : A Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 35,462,123, ,462,123,213 Increase/(decrease) 0 0 Balance at close of the 35,462,123, ,462,123,213

2 2. Preference Shares Stock code : 4609 Description : U.S.$1,439,000, % Non-Cumulative Perpetual Offshore Preference Shares ("USD Offshore Preference Shares") No. of preference Par value (RMB) Authorised share capital (USD) (See Remark 1) Balance at close of preceding 71,950, ,439,000,000 Increase/(decrease) 0 0 Balance at close of the 71,950, ,439,000, Other Classes of Shares Stock code : Description : No. of other classes of Par value ( currency) Authorised share capital ( currency) Balance at close of preceding Increase/(decrease) Balance at close of the Total authorised share capital at the end of the (TOTAL REGISTERED SHARE CAPITAL AND PREFERENCE SHARES) (RMB) : 53,715,547,702 (See Remark 2)

3 II. Movements in Issued Share Capital No. of ordinary (1) H Shares (2) A Shares No of preference USD Offshore Preference Shares No. of other classes of Balance at close of preceding 8,320,295,289 35,462,123,213 71,950,000 Increase/ (decrease) Balance at close of the 8,320,295,289 35,462,123,213 71,950,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed issuer during the 1. issuer which may be as at close of the (Note 1) 2. (Note 1) 3. (Note 1) Total funds raised from exercise of options ( currency) Total A. (Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed Nominal value at close of preceding issuer issuer which may be as at close of the Description of warrants (Date of expiry - dd/mm/yyyy) Currency of nominal value Exercised Nominal value at close of the 1. Stock code (if listed) 2. Stock code (if listed) 3. Stock code (if listed) 4. Stock code (if listed) Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description Currency of amount outstandin g Amount at close of preceding Converted Amount at close of the issuer issuer which may be as at close of the 1. USD Offshore Preference Shares, convertible compulsorily upon occurrence of a trigger event to the terms and conditions with respect to the USD Offshore Preference Shares USD 1,439,000,000 - Stock code (if listed) 4609 H Shares The initial conversion price is HK$7.56 per H Share, adjusted to HK$6.30 per H Share since 27 July 2018, subject to adjustment ) (01/02/2016) 1,439,000, 000-1,770,253,425 H Shares (See Remark 3) 2. Stock code (if listed) Total C. (Ordinary ) 0 (Preference ) 0 (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. issuer which may be as at close of the (Note 1) 2. (Note 1) 3. (Note 1) Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue issuer issuer which may be as at close of the 1. Rights issue At price : currency date : 2. Open offer At price : currency date : 3. Placing At price : currency date : 4. Bonus issue date : 5. Scrip dividend At price : currency

8 Type of Issue issuer issuer which may be as at close of the date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : currency date :

9 Type of Issue issuer issuer which may be as at close of the 9. Capital reorganisation date : 10. Other (Please specify) At price : currency date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 0 (2) 0 Total increase / (decrease) in preference (i.e. Total of A to E): 0 Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): 1. Calculated in accordance with the number of offshore preference in U.S. dollars and the amount of proceeds raised from the issuance of each share, which is US$20 for each USD Offshore Preference Share. 2. Calculated based on the aggregate of ordinary share capital and the total proceeds raised from the issuance of the USD Offshore Preference Shares, in which the total amount of proceeds raised from the issuance is converted into Renminbi at the central parity rate between Renminbi and U.S. dollars of RMB to US$1.00 as published by the China Foreign Exchange Trading Centre on 14 December The conversion price was adjusted to HK$6.30 per H Share since 27 July 2018, subject to adjustment, using the cross rate between Hong Kong dollars (HK$1.00 to RMB ) and U.S. dollars (U.S.$1.00 to RMB6.4358) based on the RMB central parity rate published by the China Foreign Exchange Trading Centre on the trading day immediately preceding the publication of the Board resolution approving the issuance of USD Offshore Preference Shares. Submitted by: Title: Wong Wai Yee, Ella Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.