No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/11/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Huishang Bank Corporation Limited Date Submitted 6 December 2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 3698 Description : H No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 3,478,750, ,478,750,000 Increase/(decrease) Nil Nil Balance at close of the 3,478,750, ,478,750,000 (2) Stock code : Description : Domestic No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 8,676,051, ,676,051,211 Increase/(decrease) Nil Nil Balance at close of the 8,676,051, ,676,051,211

2 2. Preference Shares Stock code : 4608 Description : U.S.$888,000, % Non- Cumulative Perpetual Offshore Preference Shares ( Offshore Preference Shares ) No. of preference Par value (RMB) Authorised share capital (U.S.$) (See Remark 1) Balance at close of preceding 44,400, ,000,000 Increase/(decrease) Nil Nil Balance at close of the 44,400, ,000, Other Classes of Shares Stock code : Description : No. of other classes of Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the Total authorised share capital at the end of the : - Ordinary Shares: RMB12,154,801,211 - Preference Shares: U.S.$888,000,000

3 II. Movements in Issued Share Capital No. of ordinary (2) Domestic (1) H No of preference No. of other classes of Balance at close of preceding 3,478,750,000 8,676,051,211 44,400,000 Increase/ (decrease) during the Nil Nil Nil Balance at close of the 3,478,750,000 8,676,051,211 44,400,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement during the and class of issuable Granted Exercised Cancelled Lapsed 1. of issuer during the of issuer which may be as at close of the (Note 1) 2. (Note 1) 3. (Note 1) Total funds raised during the from exercise of options ( ) Total A. (Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at close of the of issuer during the of issuer which may be as at close of the Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Amount at close of preceding of issuer during the Class and description Currency of amount outstanding Converted during the Amount at close of the 1. Offshore Preference Shares, convertible compulsorily upon occurrence of a trigger event to the terms and conditions with respect to the Offshore Preference Shares U.S.$ 888,000, ,000, H The initial conversion price is HK$4.44 per H share, adjusted to HK$4.03 per H share since 29 August 2018, subject to adjustment AGM approval date ) (20/06/2016) 2. of issuer which may be as at close of the 1,709,653,399 H (see Remark 2) Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer during the Full particulars including, if applicable, and class of issuable: 1. of issuer which may be as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue of issuer during the No. of new of issuer which may be as at close of the 1. Rights issue At price : date : 2. Open offer At price : date : 3. Placing At price : date : 4. Bonus issue date :

8 Type of Issue of issuer during the No. of new of issuer which may be as at close of the 5. Scrip dividend At price : date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : date :

9 Type of Issue of issuer during the No. of new of issuer which may be as at close of the 9. Capital reorganisation date : 10. Other (Please specify) At price : date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) Nil (2) Nil Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): 1. Calculated by multiplying the total number of Offshore Preference Shares by the issuance price of each Offshore Preference Share, being U.S.$20 each. 2. The conversion price of the Offshore Preference Shares was adjusted to HK$4.03 per H share since 29 August 2018, subject to adjustment. The number of H issuable upon full conversion of the Offshore Preference Shares is equal to the aggregate liquidation preference of all the Offshore Preference Shares (being U.S.$20 for each Offshore Preference Share, as converted into Hong Kong dollars at the fixed exchange rate of U.S.$1.00 to HK$7.7589) divided by the conversion price effective after adjustment rounded down to the nearest whole number of H. Submitted by: Lian Baohua Title: The Secretary to the Board of the Bank (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.