China Everbright Bank Company Limited Date Submitted 05/01/2015. No. of ordinary shares. No. of ordinary shares

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1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/12/2014 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Everbright Bank Company Limited Date Submitted 05/01/2015 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 6818 Description : H Shares Balance at close of preceding Increase/(decrease) No. of ordinary Par value (RMB) Authorised share capital (RMB) 6,868,735, ,868,735, Balance at 6,868,735, ,868,735,500 (2) Stock code : Description : A Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 39,810,359, ,810,359,500 Increase/(decrease) 0 0 Balance at 39,810,359, ,810,359,500

2 2. Preference Shares Stock code : N/A Description : Balance at close of preceding No. of preference Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : N/A Description : Balance at close of preceding No. of other classes of Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at Total authorised share capital at the end of the (RMB) : 46,679,095,000

3 II. Movements in Issued Share Capital Balance at close of preceding Increase/ (decrease) during the No. of ordinary (1) (2) 6,868,735,500 39,810,359, No of preference No. of other classes of Balance at 6,868,735,500 39,810,359,500 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of issuable Granted Exercised Cancelled Lapsed 1. of issuer issued during the thereto of issuer which may be issued thereto as at Total funds raised during the from exercise of options (State ) Total A. (Ordinary ) N/A (Preference ) N/A (Other class) N/A N/A

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at of issuer issued during the thereto of issuer which may be issued thereto as at Class of issuable 2. Class of issuable 3. Class of issuable 4. Class of issuable Total B. (Ordinary ) N/A (Preference ) N/A (Other class) N/A

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at of issuer issued during the thereto of issuer which may be issued thereto as at 2. Class of issuable ) 3. Class of issuable 4. Class of issuable Class of issuable Total C. (Ordinary ) N/A (Preference ) N/A (Other class) N/A

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: 1. of issuer issued during the thereto of issuer which may be issued thereto as at Total D. (Ordinary ) N/A (Preference ) N/A (Other class) N/A

7 Other Movements in Issued Share Capital Type of Issue of issuer issued during the thereto of issuer which may be issued thereto as at 1. Rights issue At price : State Class of issuable : 2. Open offer At price : State Class of issuable : 3. Placing At price : State Class of issuable : 4. Bonus issue Class of issuable :

8 Type of Issue of of issuer issued issuer which during the may be issued thereto thereto as at 5. Scrip dividend At price : State Class of issuable : 6. Repurchase of Class of repurchased Cancellation date : : 7. Redemption of Class of redeemed Redemption date : : 8. Consideration issue At price : State Class of issuable : 9. Capital reorganisation Class of issuable :

9 Type of Issue of of issuer issued issuer which during the may be issued thereto thereto as at 10. Other (Please specify) At price : State Class of issuable : Total E. (Ordinary ) N/A (Preference ) N/A (Other class) N/A Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) N/A (2) N/A Total increase / (decrease) in preference during the (i.e. Total of A to E): N/A Total increase / (decrease) in other classes of during the (i.e. Total of A to E): N/A (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): As the Company is incorporated in the PRC, the concept of authorised share capital is not applicable. The information contained in section I refers to the issued share capital of the Company. Submitted by: CAI Yunge Title: Secretary to the Board of Directors (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.