No. of ordinary shares

Transcription

1 For Main Board and GEM listed issuers Monthly Return of Equity Issuer on Movements in Securities For the month ended : 30/06/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Aluminum International Engineering Corporation Limited Date Submitted 04/07/2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : H Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding month 399,476, ,476,000 Increase/(decrease) 0 0 Balance at close of the month 399,476, ,476,000 (2) Stock code : Description : Domestic Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding month 2,263,684, ,263,684,000 Increase/(decrease) 0 0 Balance at close of the month 2,263,684, ,263,684,000

2 2. Preference Shares For Main Board and GEM listed issuers Stock code : Description : No. of preference Par value (State currency) Authorised share capital (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State currency) Authorised share capital (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month Total authorised share capital at the end of the month (RMB): 2,663,160,000

3 II. Movements in Issued Share Capital For Main Board and GEM listed issuers No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding month 399,476,000 2,263,684,000 Increase/(decrease) during the month 0 0 Balance at close of the month 399,476,000 2,263,684,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the month class of issuable Granted Exercised Cancelled Lapsed No. of new of issuer issued during the month No. of new of issuer which may be issued as at close of the month 1. (Note 1) 2. (Note 1) 3. (Note 1) Total funds raised during the month from exercise of options (State currency) Total A.(Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed For Main Board and GEM listed issuers Description of warrants (Date of expiry - dd/mm/yyyy) Currency of nominal value Nominal value at close of preceding month Exercised during the month Nominal value at close of the month No. of new of issuer issued during the month pursuant thereto No. of new of issuer which may be issued pursuant thereto as at close of the month Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) For Main Board and GEM listed issuers Class and description Currency of amount outstanding Amount at close of preceding month Converted during the month Amount at close of the month No. of new of issuer issued during the month pursuant thereto No. of new of issuer which may be issued as at close of the month Total C. (Ordinary ) (Preference ) (Other class)

6 For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) No. of new of issuer which Full particulars including, if applicable, and class of issuable: No. of new of issuer issued during the month may be issued as at close of the month 1. (Note 1) 2. (Note 1) 3. (Note 1) Total D.(Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital For Main Board and GEM listed issuers Type of Issue No. of new of issuer issued during the month No. of new of issuer which may be issued as at close of the month 1. Rights issue At price : State currency Issue and allotment date: : 2. Open offer At price : State currency Issue and allotment date: : 3. Placing At price : State currency Issue and allotment date: : 4. Bonus issue Issue and allotment date: :

8 For Main Board and GEM listed issuers Type of Issue No. of new of issuer issued during the month No. of new of issuer which may be issued as at close of the month 5. Scrip At price : State currency dividend Issue and allotment date: : 6. Repurchase Class of repurchased (Note 1) of Cancellation date: : 7. Redemption Class of redeemed (Note 1) of Redemption date: : 8. Consideration At price : State currency issue Issue and allotment date: :

9 For Main Board and GEM listed issuers Type of Issue No. of new of issuer issued during the month No. of new of issuer which may be issued as at close of the month 9. Capital reorganisation Issue and allotment date: : 10. Other: At price : State currency (Please specify) Issue and allotment date: Issue of H : pursuant to the exercise of an over-allotment option Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the month (i.e. Total of A to E): (1) 0 (2) 0 Total increase / (decrease) in preference during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 For Main Board and GEM listed issuers Remarks (if any): 1. As the Company is incorporated in the PRC, the concept of authorised share capital is not applicable. The information contained in section I refers to the issued share capital of the Company. Submitted by: ZHAI Feng Title: Secretary of the Board (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.