No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the month ended : 30/11/2016 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted Manulife Financial Corporation 02/12/2016 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : Common Shares No. of ordinary Par (State ) Authorised share capital (State ) Balance at close of preceding month Increase/(decrease) Balance at close of the month (2) Stock code : Description : Balance at close of preceding month No. of ordinary Par (State ) Authorised share capital (State ) Increase/(decrease) Balance at close of the month

2 2. Preference Shares Stock code : N/A Description : Preference Shares Balance at close of preceding month Class 1 Class A No. of preference 101,000,000 26,000,000 Class B 0 Increase/ (decrease) Class 1 Preferred Shares 19,000,000 Par (State ) Authorised share capital (State ) Balance at close of the month 146,000, Other Classes of Shares Stock code : Description : No. of other Par Authorised share classes of (State capital ) (State ) Balance at close of preceding month Increase/(decrease) Balance at close of the month Total authorised share capital at the end of the month (State ) : N/A II. Movements in Issued Share Capital No. of ordinary No of preference No. of other (1) (2) classes of Balance at close of preceding month 1,973,104, ,000,000 Increase/ (decrease) during the month 1,152,262 19,000,000 Balance at close of the month 1,974,256, ,000,000

3 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of No. of new of No. of new of share option issuer issued during issuer which may be scheme the month pursuant issued pursuant including EGM Movement during the month thereto thereto as at close of approval date the month and class of issuable Granted Exercised Cancelled Lapsed 1. Executive Stock Option Plan (04/05/2000) Common Shares (Note 1) 65,740 1,152, , ,152,262 31,226, Long Term Stock Incentive Plan (14/05/2001) Common Shares (Note 1) 0 3. (Note 1) Total A. (Ordinary ) 1,152,262 (Preference ) (Other class) Total funds raised during the month from exercise of options (State ) Cdn. $18,977,910

4 Warrants to Issue Shares of the Issuer which are to be Listed No. of new No. of new of of issuer issuer which issued may be during the issued Nominal month pursuant Currency at close of Exercised Nominal pursuant thereto as at Description of warrants of nominal preceding during the at close of the thereto close of the (Date of expiry - dd/mm/yyyy) month month month month Total B. (Ordinary ) 0 (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) No. of new No. of new of of issuer issuer which issued may be during the issued month pursuant Amount at pursuant thereto as at Currency of close of Converted Amount at thereto close of the amount preceding during the close of the month Class and description outstanding month month month ) Total C. (Ordinary ) (Preference ) (Other class) 0

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) No. of new No. of new of of issuer issued issuer which may be during the month issued pursuant pursuant thereto thereto as at close of Full particulars including, the month if applicable, and class of issuable: 1. Stock Plan for Non-Employee Directors Deferred Share Units settled in Common Shares 2. Executive Stock Option Plan Deferred Share Units settled in Common Shares 3. Dividend Reinvestment and Share Purchase Plan Dividends reinvested in Common Shares and Common Share purchases (04/05/2000) (Note 1) 0 0 (04/05/2000) (Note 1) 0 0 (07/05/ 2009) (Note 1) 0 0 Total D. (Ordinary ) (Preference ) (Other class) 0 0

7 Other Movements in Issued Share Capital Type of Issue No. of new No. of of new issuer issued of during the issuer month which pursuant may be thereto issued pursuant thereto as at close of the month 1. Rights issue At price : State date : 2. Open offer At price : State date : 3. Placing At price : State date : 4. Bonus issue date :

8 Type of Issue No. of new No. of of new issuer issued of during the issuer month which pursuant may be thereto issued pursuant thereto as at close of the month 5. Scrip dividend At price : State date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : State date :

9 Type of Issue No. of new of issuer issued during the month pursuant thereto No. of new of issuer which may be issued pursuant thereto as at close of the month 9. Capital reorganisation date : Cdn. 10. Other State At price : $25.00/ (Please specify) share date : Class 1 Preferred Shares (22/11/2016) 19,000,000 Total E. (Ordinary ) 19,000,000 (Preference ) (Other class) Total increase / (decrease) in ordinary during the month (i.e. Total of A to E): (1) (2) 1,152,262 Total increase / (decrease) in preference during the month (i.e. Total of A to E): 19,000,000 Total increase / (decrease) in other classes of during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Kay Song Title: Assistant Corporate Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.