China Resources Power Holdings Company Limited. (1) Stock code : 836 Description : Ordinary Shares. No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30 September 2014 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 3 October 2014 China Resources Power Holdings Company Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 836 Description : Ordinary Shares No. of ordinary Par value (HK$) Authorised share capital (HK$) Balance at close of preceding N/A N/A N/A Increase/(decrease) Balance at N/A N/A N/A Note : Pursuant to section 98(4) of the new Companies Ordinance (Chapter 622 of the Laws of Hong Kong) effective on 3 March 2014, the authorised share capital of a company is, for all purposes, regarded as deleted. Accordingly, the Company no longer has an authorized share capital and the of the Company no longer have par value. (2) Stock code : Description : No. of ordinary Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value (State currency) Authorised share capital (State currency) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State currency) Authorised share capital (State currency) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the (HK$) : N/A

3 II. Movements in Issued Shares No. of ordinary (1) (2) No of preference No. of other classes Balance at close of preceding 4,795,095,497 N/A N/A N/A Increase/ (decrease) during the 1,554,140 N/A N/A N/A Balance at 4,796,649,637 N/A N/A N/A III. Details of Movements in Issued Shares Share Options (under Share s of the Issuer) Particulars of share option scheme including EGM approval date and class of issuable Movement during the No. of new of issuer issued during the pursuant thereto No. of new of issuer which may be issued pursuant thereto as at Granted Exercised Cancelled Lapsed 1. Pre IPO Share HK$ 2.75 ( 06 /10 /2003 ) Ordinary 0 2. IPO Share HK$ ( 01 /09 /2004 ) Ordinary 0 3. IPO Share HK$ ( 18/03 /2005 ) Ordinary 1,080 1,080 2,953,640

4 4. IPO Share HK$ ( 18/11/ 2005 ) Ordinary 213, ,060 4,110, IPO Share HK$6.925 ( 05/ ) Ordinary 385, ,400 2,600, IPO Share HK$ ( 30/03 /2007) 954, ,600 7,213,900 Ordinary Total A. (Ordinary ) 1,554,140 (Preference ) N/A (Other class) N/A Total funds raised during the from exercise of options (HK$) 15,317,604.98

5 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at close of the No. of new of issuer issued during the pursuant thereto No. of new of issuer which may be issued pursuant thereto as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)

6 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at No. of new No. of new of of issuer issued issuer which during the may be issued pursuant pursuant thereto thereto as at 2. issuable ) 3. issuable 4. issuable issuable Total C. (Ordinary ) (Preference ) (Other class)

7 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share s) Full particulars including, if applicable, and class of issuable: 1. No. of new of issuer issued during the pursuant thereto No. of new of issuer which may be issued pursuant thereto as at Total D. (Ordinary ) (Preference ) (Other class)

8 Other Movements in Issued Share Capital Type of Issue No. of new of issuer issued during the pursuant thereto No. of new of issuer which may be issued pursuant thereto as at 1. Rights issue At price : State currency issuable date : Ordinary Shares issuable 2. Open offer At price : State currency date : issuable 3. Placing At price : State currency date : issuable 4. Bonus issue date :

9 Type of Issue No. of new No. of new of of issuer issued issuer which during the may be issued pursuant pursuant thereto thereto as at issuable 5. Scrip dividend At price : State currency date : repurchased 6. Repurchase of Cancellation date : redeemed 7. Redemption of Redemption date : issuable 8. Consideration issue At price : State currency date :

10 Type of Issue No. of new No. of new of of issuer issued issuer which during the may be issued pursuant pursuant thereto thereto as at issuable 9. Capital reorganisation date : 10. Other State At price : (Please specify) currency issuable date : Total E. (Ordinary ) N/A (Preference ) N/A (Other class) N/A Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) 1,554,140 (2) N/A Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Shares ).) N/A N/A

11 Remarks (if any): Submitted by: Wang Xiao Bin Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet