No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 31 / 08 / 2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 06 / 09 / 2017 MicroPort Scientific Corporation I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 853 Description : Ordinary Shares No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 5,000,000,000 US$ US$50,000 Increase/(decrease) NIL NIL Balance at 5,000,000,000 US$ US$50,000 (2) Stock code : Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at Total authorised share capital at the end of the ( ) : US$50,000

3 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 1,444,443, Increase/ (decrease) 2,896, Balance at close of the 1,447,339, III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed 1. Pre-IPO Share Option Schemes (comprising the 2004 Option Plan adopted on 20 February 2004 and the 2006 Incentive Plan adopted on 26 August 2006) issuer during the issuer which may be as at close of the Ordinary NIL 600,000 NIL NIL 600,000 12,129,230 (Note 1) 2. Share Option Scheme (approved at the EGM held on 3 September 2010) Ordinary 2,000, ,000 1,900,000 NIL 700, ,390,604 (Note 1) 3. (Note 1) Total funds raised from exercise of options ( ) Total A. (Ordinary ) 1,300,000 (Preference ) NIL (Other class) NIL HKD4,442,904.4

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issuer which may be as at Total B. (Ordinary ) NIL (Preference ) NIL (Other class) NIL

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Currency of amount outstanding Amount at close of preceding Converted Amount at issuer issuer which may be as at Class and description 1. Convertible Bonds due USD 100,000,000 NIL 100,000,000 NIL 113,669, Ordinary HK$6.84 ) 2. Convertible Bonds due USD 65,000,000 NIL 65,000,000 NIL 130,844, Ordinary HK$ Total C. (Ordinary ) (Preference ) (Other class) NIL NIL NIL

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. issuer which may be as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) NIL (Preference ) NIL (Other class) NIL

7 Other Movements in Issued Share Capital Type of Issue issuer issuer which may be as at 1. Rights issue At price : date : 2. Open offer At price : date : 3. Placing At price : date : 4. Bonus issue date :

8 Type of Issue issuer issuer which may be as at Ordinary 5. Scrip dividend At price : HK$5.958 HKD date : (15/08/2017) () 1,596,103 NIL repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : date : 8. Consideration issue At price :

9 Type of Issue issuer issuer which may be as at 9. Capital reorganisation date : 10. Other (Please specify) At price : date : Total E. (Ordinary ) 1,596,103 (Preference ) NIL (Other class) NIL Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 2,896,103 Total increase / (decrease) in preference (i.e. Total of A to E): (2) NIL Total increase / (decrease) in other classes of (i.e. Total of A to NIL E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) NIL

10 Remarks (if any): Submitted by: Yee Har Susan Lo Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.