[{ NONE (No reportable positions.)

Transcription

1 Thompson, Jr, Gordon AOIO Rev. /10ll FOR CALENDAR YEAR 2010 Repon Required by the Ethics in Government Act of 1978 (5 U.S.C. app. JOI-I/ I) Person Reporting (last name, first, middle initial) Court or Organization Date or Rrport Thompson Jr, Gordon United Stales District Court 05/3/2011 Title (Article Ill judg.. indicate active or senior status; Sa. Report Type (check appropriate l)'pe) magistrate judges indicate full- or pan-time) Senior Judge D Nomination, D Sb. Initial Date [{ Annual D Amended Repon D 7. Chambers or Office Addr.. s 8. On the basis of the information contained in this Report and any United States District Court 940 Front Street San Diego, Ca 9210 I Final modifications pertaining thereto, ii is, in my opinion, in compliance with applitable Jaws and regulations. Reviewing Officer Date 6. Reporting Period 01/01/2010 lo 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSIT! 0 NS. (Reportng individual only; see pp. 9-JJ of filing instructions) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reportng individual only; see pp. U-16 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of8 Name of Person Reporting Thompson Jr, Gordon Date of Report 05/3/2011 II NON-INVESTMENT INCOME. (Reporrngindfrdualandspouse:supp. /7-:Uoffilinginstructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. spouse Is N 0n-Investment Income - If you were marrit!d during any portion of /ht! reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, lodging.food, entertainment (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Name of Person Reporting Date of Report Page 3of8 Thompson Jr, Gordon 05/3/2011 V. GIFTS. (Includes those to spouse and deptndent children; supp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Name or Person Reporting Date of Report Page 4of8 Thompson Jr, Gordon 05/3/2011 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions <Includes those of spouse and dependent children; see pp of Ji ting ins1rue1ions.j A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) repning period of reponing period (I) (2) (I) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Codc3 redemption) (Q-W) (I) (2) (3) (4) (S) Date Value Gain Identity of mm/dd/yy Code 2 Code I buyer/seller (J-P) (A-H) (if private trction) Citibank A Interest K T Citibank A Interest J T AT&T Inc A Dividend J T BP PLC Spons ADR. A Dividend J T Bristol Myers Squibb Co A Dividend J T 6. Colgate Palmolive Co Com. Stock A Dividend J T 7. Johnson & Johnson Com. Stock A Dividend J T 8. Kinder Morgan Energy Prtnrs LP A Dividend J T 9. Nike Inc A Dividend J T IO. Qualcomm Inc Com Stock A Dividend J T I Smith Barney IRA A Interest J T 1 Smith Barney IRA A Interest J T 1 HWI Industries, Inc. None J T 1 Franklin Fund Tax Free B Dividend K T 1 Smith Barney Money Market c Dividend M T FNA Washington Mutual Fund 16. Brokerage Account # l A Dividend J T 17. -Loreal Ord-Eur A Dividend J T Income Gain Codes: A =$1.000 or less B =$ $500 c =$2,501 - $5,000 D =$001 - $1000 E =$15,001 - $ (Sec Columns BI and 04) F =$ $I G =$ $ Ill =$ $ =More 1han $ Valui: Codes J =S 1000 or h.-ss K =$1001 -$ L =$ SI M =SI $ (Sec Columns Cl and 03) N =$ SS =$ s Pl =Sl $ P2 =$ $ PJ =$ $ P4 =More 1han $ Value Mc1hod Ccxli..-s Q =Appraisal R =Cost (Real Es1a1c Only) S =Assessment T =Cash Market (Sci: Column C2) U =Hool Valui: V =Olhcr W '=Estimated

5 Page 5of8 Name of Person Reporting Thompson Jr, Gordon Date of Report 05/3/2011 VI INVESTMENTS and TRUSTS -income, value, transactions (Includes thou ofspouu and dependent children; SU pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transctions during reponing period (including trust assets ) reponing period of reponing period (I) (2) (I) (2) (I) (2) (4) Place "(X" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, lldd/y Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (3) (5) (Q-W) trction) 18. -Alnylam Pharmaceuticals Inc None J T 19. -Apple None J T 20. -Best Buy A Dividend J T Buy 04/22/10 J 21. -Citigroup A Dividend J T 2 -Costco Wholesale Corp A Dividend J T 2 -Etan Corp ADR None Sold 10/20/10 J A 2 -Ford Motor Co None J T 2 -Frontier Communications Corp A Dividend Buy 06/17/10 J 26. A Dividend Sold 07/02/10 J A 27. -Harley-Davidson Inc A Dividend J T 28. -Jack in the Box None J T 29. -Eli Lilly & Co A Dividend J T 30. -Martha Stewart Living None Sold 05/20110 J A 31. -Medtronic A Dividend J T 3 -Microsoft A Dividend J T 3 -Nike A Dividend J T 3 -Nokia None Buy 06117/10 J Income Gain Codes: A=$1.000 orless B $500 C =S50I - $000 D =$001 - $1000 E =$ $ (Sec Columns Bl and D4) f =$ $ G =$ I00.00 l - $ l Ill =Sl $000, =More than Value Co&.-- J =S 1000 or less K =SI S L =S50.00I - S IOO.OOO M =SI $ (Sec Columns Cl and 03) N =$ $ =$ S Pl =Sl $ P2 =$ $ P3 =$ S P4 =More than $ Value M.:1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U ""Hook Value V t01hi...'t W =Estimatcd

6 Page 6of8 Name or Penon Reporting Thompson Jr, Gordon Date or Report 05/3/2011 VI INVESTMENTS and TRUSTS - income, vatue, transactions <Includes 1hou of spouse and dependent children; supp of filing ins1ruc1ions.j D NONE (No reportable income, assets, or transactions.) A. B. c. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reprting period D. (l) (I) (I) (2) (2) (2) Place "(X)" after each asset Amount Typ (e.g., Value Value Typ (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, self, mmlddly Code2 Code I buyer/seller (3) (4) (5) (A-H) or int) (J-P) Codc3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 3 None Sold 10/20/10 J A 36. -Oracle None J T 37. -Qualcomm Inc A Dividend J T 38. -Revlon None J T 39. -Starbucks A Dividend Sold 05/20/IO J A 40. -Sysco A Dividend J T 41. -Target A Dividend J T 4 -TJX Companies Inc A Dividend J T Buy 04/22/10 J 4 -Toyota Motor Corp A Dividend J T 4 -Verizon A Dividend J T Buy 06/17/10 J 4 -Waste Mgmt Inc DEL A Dividend J T 46. -Yahoo None J T 47. San Diego County Credit Union A Interest M T 48. Bank Deposit Program A Interest K T Income Gain Codes: A =$1.000 or less B =$1,001 -$2,500 c =$501 -$5,000 D =$5,001 $15,000 E =Sl00I - $ (Sec Columns Bl and D4) F =$ $ G =S I00.00 I - S Ill =Sl,000,001 -$ =More than S Valw Code J =SI 000 or less K =$15,001. S L =SS SI M =SI S (Sec Columns Cl and DJ) N =$ $ =$500,001. Sl Pl =Sl $ P2 =$ $ P3 =$ $ P4 =More than $ Value Method Codes Q ='Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =Cash Market (Sec Column C2) U ==Book Value V =Other W ='Estimated

7 Name of Penon Reporting Date of Report Page 7of8 Thompson Jr, Gordon 05!3!2011 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicatepartofreport)

8 Namr of Prnon Rrporting Date of Report Page 8of8 Thompson Jr, Gordon 05/3/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Gordon Thompson Jr NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

9 Thompson. Jr, Gordon A AO JO Rev J Report Required by 1he Elhics in Gm ernmenl Ac/ of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. /0/-/ I I) Person Reporting (last name, first, middle initial) z. Court or Organization Date of Report Thompson Jr, Gordon United States District Court 07/19/2011 Title (Article Ill judges indicate acth e or senior status; magistrate judges indicate full- or part-time) Senior Judge 7. Chambers or Office Address United States District Court 940 Front Street San Diego, Ca 9210 I Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annual Sb. [{ Amended Report D 01/01/2010 Final to 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it Is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSITIONS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

10 Name of Penon Reporting Date of Rtport Page 2of8 Thompson Jr, Gordon 07/19/2011 I I N 0 N-INV ESTMENT IN CO ME. (Reporting individual and spouu; see pp. 17-U of filing ins"uctions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE TNCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except fur honoraria.) [{ NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE IV. REJMB URSEMENTS - transportation, lodging.food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

11 Page 3of8 Name of Penon Reporting Thompson Jr, Gordon Dale of Report 07/19/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

12 , Nam or Person Reporting Date or Rtport Page 4of8 Thompson Jr, Gordon 07/19/2011 VI INVESTMENTS and TRUSTS -income, value, transadions (Includes thou of spouse and dependent children; SU pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period Place "(X)" afler each asset (2) (I) (2) (I) (I) (2) (4) (5) Amount Typ (e.g., Value Value Typ (e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent, Code2 Method buy, sell, mmldd/y Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (3) (Q-W) transaction) Citibank A Interest K T Citibank A Interest J T AT&T Inc A Dividend J T BP PLC Spons ADR. A Dividend J T Bristol Myers Squibb Co A Dividend J T 6. Colgate Palmolive Co Com. Stock A Dividend J T 7. Johnson & Johnson Com. Stock A Dividend J T 8. Kinder Morgan Energy Prtnrs LP A Dividend J T 9. Nike Inc A Dividend J T 10. Qualcomm Inc Com Stock A Dividend J T 11. Smith Barney IRA A Interest J T 1 Smith Barney IRA A Interest J T 1 HWI Industries, Inc. None J T 1 Franklin Fund Tax Free B Dividend K T 1 Smith Barney Money Market c Dividend M T FNAWashington Mutual Fund 16. Brokerage Account# I A Dividend J T 17. -Loreal Ord-Eur A Dividend J T Income Gain Codes: A =$1.000 or less B =$1,001 -$500 c =$501 -$000 0=$001-$1000 E =S $ (Sec Columns BI and D4) F =$50.00 I -$I G =$ I - $ Ill =$ $ =More than $ Value Codes J =S 1000 or less K =$1001 -S L =S50.00I -SI M =$! $ (Se Columns Cl and DJ) N =$ $ =$ $ Pl =Sl $ P2 =$ $ PJ =$ I - $ N =More than $ J. Value Method Codes Q =Appraisal R o:ost (Real Estalc Only) S =Asscssm1..'Tll T =Cash Marl:ct (Sec Column C2) U =Book Value V =Other W =l::stimatcd

13 Name of Person Reporting Date of Report Page 5of8 Thompson Jr, Gordon 07/19/2011 VI INVESTMENTS and TRUSTS -income, value, /ransaclions (Includes /hose of spouse and dependenl children; SU PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset exempt from prior disclosure (I) (2) (I) (3) (4) (5) (2) (I) (2) Amount Typ (e.g., Value Value Typ (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. -Alnylam Pharmaceuticals Inc None J T 19. -Apple None J T 20. -Best Buy A Dividend J T Buy 04/22/10 J 21. -Citigroup A Dividend J T 2 -Costco Wholesale Corp A Dividend J T 2 -Elan Corp ADR None Sold I0/20/10 J A 2 -Ford Motor Co None J T 2 -Frontier Communications Corp A Dividend Buy 06/17/10 J 26. A Dividend Sold 07/02/10 J A 27. -Harley-Davidson Inc A Dividend J T 28. -Jack in the Box None J T 29. -Eli Lilly &Co A Dividend J T 30. -Martha Stewart Living None Sold 05/20/10 J A 31. -Medtronic A Dividend J T 3 -Microsoft A Dividend J T 3 -Nike A Dividend J T 3 -Nokia None Buy 06/17110 J Income Gain Codes: A =$1.000 or less B =$1,001 -$500 c =$2501 -$000 1)=$001-$1000 E =S1001-S (See Columns Bl and 04) F =$ $ G =$ I - $ Ill =$ $ =More 1han $ Value Cod J =Sl000orlcss K =$1001 -$ L =U SI M =$! $ (See Columns CI and DJ) N =$ I -$ =SS00.00 I - $ Pl =$ SS '2 =$ I - $ PJ =$ I $ P4 =More 1han $ Value Me1hod Cods Q =Appraisal R =Cost (Real Es1a1c Only) S =Asscssmcn1 T =Cash Market (Sec Column C2) U =Hook Value V =Other Wool::::stimatc-d

14 Page 6of8 Name of Penon Reporting Thompson Jr, Gordon Date of Report 07/19/2011 VI INVESTMENTS and TRUSTS -income, value, transactions (Includes thou ofspouse and depmden1 children: see PP offiling instructions.) D NONE (No reportable income, assets, or transactions.) r A. B. c. D. Des criptionof Assets Income during Gro5s value at end Transactionsduringreportingperiod (including trus t assets) repor tingperiod of repo tingperiod (I) (2) (I) (2) (4) (5).. Pl ace"(x)" after each as set Amount Type (e g, Value Value Type(e.g., Date Value Gain Identi ty of exempt fro m priordi sclo su re Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/sel ler (A-H) orint.) (J-P) Code3 redemption) (J-P ) (A-H) ( ifprivate (Q-W) transaction) (I) (2) (3) 35. None Sold 10/20/10 J A 36. -Oracle None J T 37. -Qualcomm Inc A Dividend J T 38. -Revlon None J T 39. -Starbucks A Dividend Sold 05/20/10 J A 40. -Sysco A Dividend J T 41. -Target A Dividend J T 42. -TJX Companies Inc A Dividend J T Buy 04/22/10 J 4 -Toyota Motor Corp A Dividend J T 4 -Verizon A Dividend J T Buy 06/17/10 J 45. -Waste Mgmt Inc DEL A Dividend J T 46. -Yahoo None J T 47. San Diego County Credit Union A Interest M T 48. Smith Barney Bank Deposit Program A Interest K T Income Gain Codes: A =$1.000 orless B =$1.00I-$500 c =$501. $000 D =$001-$t000 E =$ $ (See Columns Bl and 04) F =$ $ G =$100.00I -$ =$ $ =Morethan $ Value Codes J =$1000 or kss K =$1001 -S L =S50.00I - SI M =SI $ (Sec Columns CI and DJ) N =$ $ =S500.00I Sl Pl =Sl S P2 =$ $25, PJ =$ I -$ P4 =More than $ V:iluc Method Codes Q =Appr;sal R =Cost (Real l:s1a1c Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Oth1.T W =Estimated

15 Name or Penon Reporting Date or Report Page 7of8 Thompson Jr, Gordon 07/ VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lntlicate partofreport)

16 Name or Penon Reporting Date or Report Page 8of8 Thompson Jr, Gordon 07/19/2011 IX. CERTIFICATION. I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Gordon Thompson Jr NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C