[{ NONE (No reportable positions.)

Transcription

1 AO IO Rev Report Required by 1he /hies in Governmenl Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. opp. JOI-II I) Person Reporting (last name, first, middle initial) Court or Organization Date of Report Morgan, Jr., Henry C. Eastern District of Virginia 05/09/2012 Title (Article 111 judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) U.S. District Judge Sr. Status D Nomination Date D Initial [{ Annual Sb. D Amended Repon D Final 01/01/2011 to 12/31/ Chambers or Offce Address United States District Court 600 Granby Street, Room 307 Norfolk, YA IMPORT ANT NOTES: The instr11ctions accompanying this form must be fo//oivetl Complete a// parts, checking the NONE box for each part where you have 110 reportable information. Insert signature on last page. POSITI 0 NS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 5. II AG REE MEN TS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Date of Rrport Page 2of9 Morgan, Jr., Henry C. 05/09/2012 II NON-INVESTMENT IN COME. (Reporting indfrid11a/ and spouse; see pp of filing instr11ctions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of t/re reporting year, complete tlris section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 1. l/ll-12/11 Real Estate Agent, Rose and Womble Realty- Commissions IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED Federal Judicial Center /2011 Charleston, SC Judges Workshop Transportation, Lodging, Food New York Intellectual 03/25-27/2011 New York, NY Professional Association Transportation, Lodging, Food Property Law Association Administrative Office, EDV A I 0/05-06/2011 Irvington, VA Annual EDV A Judges Transportation, Lodging, Food Meeting 5.

3 Date of Report Page 3of9 Morgan, Jr., Henry C. 05/09/2012 V. GIFTS. (lnc/11des those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Date of Rrport Page 4of9 Morgan, Jr., Henry C. 05/09/2012 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions 11nc111des those of.<pouse and dependent children; see PP J.t-60 of filing instructions.) A. B. c. D. Description of Assets rncome during Gross value at en<l Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) IRA ROLLOVER UBS FINANCIAL E lnt./div. N T SERVICES, INC. - A.B. Watley Group. Inc. Stock - Allstate Corp. Stock - AT&T Stock 5. - Bellsouth Corp. Stock 6. - Diageo Capital PLC Stock 7. - Dow Chemical Stock 8. - Home Depot Stock 9. - irobot Corporation Stock Buy 06/23/11 J Marathon Oil Corp. Stock I - Quest Diagnostics, Inc. Stock 1 - Towne Bank Portsmouth VA (Convertible Note) 1 - Verizon Communications Stock 1 IRA #I, UBS FINANCIAL SERVICES, D lnt./div. 0 T INC TowneBank Portsmouth VA Stock Spdr KBW Bank ETF (Mutual Fund) 17. IRA #2, UBS FINANCIAL SERVICES, B lnt./div. M T INC. (Account Open) Income Gain Codes: A =$ or less B =$ $500 c =$501 -$5.000 lj =$ $ E =$ $ (Sec Columns BI and D4) F =$ $100,000 G =$I I -$ l Ill =$ $ I12 ""More than $ Value Codes J =$ or less K =$ $ L =$50.00 I - $ M =$I I -$ (Sec Columns Cl and DJ) N =$ I - $ =$ $ l Pl =$ $5.000,000 1'2 =$ $ PJ =$ $ N =More than $ Value Mclhod Codes Q :=Appraisal R =Cost (Real Esta.le Only) S :=Assessment T ==Cash Market (Sec Column C2) U =Hook Value V =Oth1."T W =Estimated

5 l\ame of Person Rrporting Date of Report Page 5of9!\!organ, Jr., Henry C. 05/09/2012 VI INVESTMENTS and TRUSTS - income, a!ue, transactions (1nc111Jes t110se of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gro s value nt end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Val11e Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Co<le I div., rent, Code2 Method buy, sell, mm/<ld/yy Code 2 Code I buyer/seller (I) (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-HJ (if private (Q-W) transaction) 18. -Archer Daniels Midland Co. Stock Brisol Myers Squibb Co. Stock Celgene Corp. Stock Coca Cola Co. Stock Sold 12/29/11 J 2 - Colgate Palmolive Co. Stock Sold 01/06/11 J 2 - Cracker Barrel Old Ctry Store, Inc. Stock 2 - CSX Corporation Stock Buy 01/06/11 J Dominion Resources Inc. Va. Stock Dow Chemical Stock Maraathon Oil Corp. Stock Microsofi Corp. Stock Sold 01/06/11 J Nestle SA Sponsored ADR Stock Nordic Amem Tanker Shipping, Ltd. Stock Nuveen Limited Term Stock Buy 01/06/11 J 3 - PepsiCo Inc. Stock Buy 12/29/11 J 3 - Procter & Gamble Co. Stock 3 - Seadrill Ltd. US Line Stock Buy 11/10/11 J Income Gain Codes: A =$1.000 or less ll=$1.00 I $500 c=$501 $ =$ $ E =$15,001 $ (Sec Columns UI and 04) F=$ $100,000 G=$ I00.00 I $ Ill =$ $ =More than $ Value Codes J=$ or less K=$15.00 I $ L=$50.00 I - $I M = $ I00.00 I $ (Sec Columns Cl and OJ) N=$ I $ =$ I - $ Pl =$ $ P2 =$ I - $ PJ =$ $ P4 =More than $ Value Mc1hod Codes Q =Appraisal R =Cosl lrcal E:latc Only) S =Assessment T =Cash Market (Sec Column C2) U=!look Value V=01h1..1 W =Estimated

6 Date of Report Page 6of9!\!organ, Jr., Henry C. 05/09/2012 VI INVEST ME NT S and TRUSTS -- D NONE (No reportable income, assets, or transactions.) income, atue, transactions r1nc111des those of spouse and dependent children: see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporling period (including trust assets) reporting period of reporting period (I) (2) (I) (I) (2) (3) (4) (5) Place ""(X)"" afier each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-ll) or int.) Code 3 redemption) (J-P) (A-H) (if private (J-P) (2) (Q-W) trnnsaction) Spectra Energy Corp.Stock Sold 05/02/1 I J Towne Bank Portsmouth VA Stock United Parcel Service Inc. CL B Stock Buy 01/06/1I J 38. EWZ - Brazil Stock A Dividend J T 39. GID - Gold Stock A Dividend J T 40. Lawyer's Custody Acct. A Interest J w 41. TowneBank Account A Interest J w 4 TOWNEBANK SECURITIES A lnt./div. J T 4 - Columbia Acom Int'! Fund Class B (Mutual Fund) 4 - Columbia Conservative High Yield Fund Class B 45. -Heritage Cash Trust Spdr KBW Bank ETF (Mutual Fund) Spdr Gold TR Gold Shs (Mutual Fund) 48. WELLS FARGO COMPANY A Dividend J T Computerized Thermal Imaging, Inc. Stock Middleby Corp. Stock Roche Holdings Ltd. ADR Stock Income GJin Codes: A =$1.000 or less H =$ $500 c =$501 -$5.000 D =$ $ E=$15.00l -$ (Sec Columns HI and 04) F =$ $ G =$ I -$ =$ $ =More thon $ Value Codes J =$ or less K =$15.00 I -$ L =$ $ M =$ $ (Sec Columns Cl and 03) N =$ $ =$ I - $ Pl =$ $ P2 =$ $ PJ =$ $ P4 =More than $ Yi!luc Mc1hod Codes Q =Apprais I J{ =Co>t (Real Estate Only) S =Assessment T =Cash M::rkc1 (Sc Column C2) U =Uook Value V =OdK' \V =Estimated

7 Date of Report Page 7of9 /\!organ, Jr., Henry C. 05/09/2012 VI INVESTMENTS and TRUSTS - 0 NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc111des 1hose of.<pouse and dependent children; see pp offilinc ins1ruc1ions.j A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I ) (I) (2) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) trans<1ction) 5 - Waterside Capital Corp. Stock 5 - Wells Fargo Company Stock Income Gain Codes: A =$1.000 or less B =$ $500 c =$501 - $5.000 D=$5.00t - $t5.000 E =$15.00t -$ (Sec Columns Bl and 04} F =$50.00 I - $I G =$I I - $ Ill =$ $ =More than $ Value Codes J =$ or less K =$15.00 I - $ L =$50.00 I - $I M =$ I - $ (Sec Columns Cl and 03) N =$ $ =$ I - $ Pl =$ $ P2 =$ I - $ PJ =$ $ P4 =More than $ J. Value Method Codes Q =Appraisal K =Cost (Real Estate Only) S =Assessment T=Cash Morkct (Sec Column C2) U =Book Value V =Other \V =Estimated

8 , Name of Person Rrporting Date or Report Page 8 of9 l\lorgan, Jr., Henry C. 05/09/2012 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicatepartofrcporl.)

9 , Name or Person Reporting Date or Report Page 9of9 l\lorgan, Jr., Henry C. 05/09/2012 IX. CERTIFICATION. I certiry that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with lhe provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Henry c. Morgan, Jr. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C