r--: [Z NONE (No reportable positions.) [Z NONE (No reportable agreements.) D Initial [Z Annual FINANCIAL DISCLOSURE REPORT

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1 r--: AOlO FINANCIAL DISCLOSURE REPORT in Government Act of 1978 }(ev FOR CALENDAR YEAR 2007 (5 U.S.C. app ) Report Required by the Ethics 1. Person Reporting Oast name, first, middle initial) Court or Organiation Guzman, Ronald A Norter District of Illinois 06/15/2008 Title (Arcle ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination. Date Active Aricle ill udge D Initial [Z Annual Sb. D Amended Report D Final 7. Chambers or Offce Address 8. On the basis of the information contained in this Report and any modifcations pertaining thereto, it is, in my opinion, in compliance with applicable laws a_nd regulations. 219 S. Dearborn St. Chambers 1278 Chicago, Il Reviewing Offcer 6. Reportng Period Date 01/01/2007 to 12/31/2007 IMPORT A.NTN OTES: The instructions accompanying this form must be followed Complete all part, checking the NONE box for each part where you have no reportable informatill Sign on lat page. POSIT! ONS. (Reporting indi:vidual only; see pp of.fling instrucdons.) [Z NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ETITY I AGREEMENTS. (Reporting indi:vidual only; see pp of filing instructions.) [Z NONE (No reportable agreements.)

2 Name of Pen;on Reportng Page 2 of7 Gozman, Ronald A 06/15/2008 NON-INESTMENT IN COME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE AN TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOUE AN TYE 2007 College of Duage V. REIMBURSEMENTS -transportation, lodging,ood, entertainment (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable reimbursements.) SOURCE LOCATION PUROSE ITEMS PAI OR PROVIED

3 FINANCIAL DISCLOSUR REPORT Name of Person Reportng Page 3 of7 Guzan, Ronald A 06/ V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable gif.) SOURCE DESCRIPTION VALUE I. Union League Club of Chicago Club privileges at a rate reduced from ful membership. $ V. LIABILITIES. (Includes those of spouse and dependent children; see pp [{ NONE (No reportable liabilities.) of f-.ng instructions.) CREDITOR DESCRITION VALUE CODE l.

4 Name of Person Reporting Page 4of7 Guzan, Ronald A 06/15/2008 VI INSTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing D NONE (No reportable income, assets, or transactions.) instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during reporting period reportng period reportig period (1) (2) (!) (2) (1) (2) (3) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., ren Code2 Method buy, seu, Month - Code 2 Code 1 buyer/seller (A-H) or inl) (-P) Code3 redemption) Day (-P) (A-H) (if private (Q-W) transaction) (4) ( ) Fifth Third A lnterest T Closed Franklin Federal Tax Free Inc. Fund A lnterest T None Walgreen Co. Common Stock A K T Sold 2120 c MSDW Div. Gr Securities A A Sold 4/13 c MSDW Div. Grth Securties A A Sold 4113 c 6. Tellabs lnc. Delaware T Sold 4/13 B 7. American Capital Income Builder Mutual A Stock Fund. None 8. Utilities Fund A. A merger purch 12/8 9. American Opportuities Fund A A 10. MS Div Grwth Securities A A 11. MSDW Money Market A lnterest T Closed 1 MSDW American Opportltes Fund A&B A 1 Focus Growth Fund A A 1 Focus Growth Fund B A 1 Alcatel-Lucent. A Sell 4113 c 16. Agere Sys Inc. A Sell 4113 c 17. CBS Corp New Class B A Sell 4113 c Income Ga Codes: A =Sl,000 or less B =S1,00 I -$2,500 c o:$2,501 -$5,000 D =$001 - $15,000 E =$15,00 I -$50,000 (See Colums Bl and 04) F=S50,001-SIOO,OOO G =SI00,001 -$1,000,000 HI =$1, $ H2 =More than $5,000,000 Value Code ""$15,000 or ess K =$15,0-1 -$50,000 L s50,001 - s100.ooo M o:i 00,00 l - $250,000 (See Columns Cl an 03) N =$250,001 -$500,000 0 =$500,001 -$1, Pl =$ $5, P2 =$ I - $25,000,000 P =$25, $50.000,000 P4 =More th $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assesment T..SbMarlet (See Column C2) U=BookVahie V =Oer W =Esated

5 Page 5 of7 Name of Person Reportng Guzan, Ronald A VI INSTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp o of fiing instructions.; D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions dilling reporting period (including trust assets) reportng period reporting period (l) (2) (1) (2) (I) (3) (4) Place 11(X" after each asset Amount Type (e.g., Value Value exempt from prior disclosure Code l div., reot, Code 2 Method (A-H) or inl) (-P) Code 3 (Q-W) Type (e.g., buy, sell, redemption) (2) (5) Date Month- Day Value Gain Identity of Code 2 Code I buyer/seller (-P) (A-H) (if private transaction) 18. Viacom Inc. New Class B A Sell 4113 c 19. MSDW Money Market. A Interest T Closed Van Kampen Comstock Class B. A Buy Van Kampen Corp Bond Class B. A Buy Van Kampen Mid Cap Or Fnd Class B A Buy Van Kampen Equity Inc Class B. A Buy Van Kampen Int Or Fund Class B A Buy Van Kampen Amer Value Class B A Buy Fidelity Advisor Small Cap A A Buy Fidelity Advisor Mid Cap II A A Buy Fidelity Advisor High Inc Advt Class A A T Buy 4/13 i--- F1d lity Advisor Diversified Intl A 29. A T Buy Fidelity Advisor Emerging Mk Inc. A A Buy 4/ Fidelity Advisor Strategic Div & Inc A A Buy 4/13 3 P Morgan Liquid Asset Fund A lot./div. T Opened 4/'13 l_ Income Gain Codes: A =$1,000 or less B 1,001-$2,500 c 2,50 l -$000 D <=$001 -$15,000 E 15,001 -$50,000 (See Columns Bl and D4) F $ $100,000 G $ $1,000,000 m s1.ooo,001-sooo.ooo H2 More th $5,000,000 Value Codes =$15,000 or ess K $15,001 -$50,000 L s50,001 -s100,ooo M $100,001 - $250,000 (See Columns Cl aod 03) N $250,001 -$500,000 0 $500,001 -SI,000,000 Pl s1,ooo,001 -$5,000,000 P2 $5,000,001 -$25,000,000 P3 $25,000,001 -$50,000,000 P4 More th $50,000,000 Value Method Codes Q Appraal R =oost (Real Esllte Ony) S =Assesment T =Cash Market (See Column C2) U =Book Value V"'1er W =Estmated

6 Name of Pen;on Reporting Page 6 of7 Guzan, Ronald A 06/15/2008 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.) In April we sold/rolled over our IRA investments through Morgan Stanley into the listed new IRA investments in Van Kampen and Fidelity Advising. This accounts for the large numher of transactions on the same days.

7 'FINANCIAL DISCLOSURE REPORT Name of Person Reporting Page 7 of7 Guzman, Ronald A 06/15/2008 IX. CERTIFICATION. I certify that all information given above (inclnding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Sign a NOTE: ANY INIVUAL WHO KNOWIGLY AN WIFULLY FALSIFS OR FAILS TO FIE THIS REPORT MAY BE r AN CRIMAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS - I Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C