FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR U.S. District Court, EDPA

Transcription

1 Norma_Shapiro_L

2 ... AOJO Rev FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008 Report Required by the Ethics in Government Act of 1978 (5 u.s.c. app J /) 1. Person RepGrting (last name, first, middle initial) 2. Court or Organization U.S. District Court, EDPA 4. Title {Article IIIjudges indicate active or senior status; Sa. Report Type {check appropriate ty) 6. Reporting Period magistrte judges indicate full- or part-time) D Nomination, Date 01/01/2008 Article III Judge (Senior) D Initial [Z Annual D Final to 12/31/2008 Amended Reprt Sb. D 7. Chambers or Offce Address 8. On the basil of the Information contained In this Report and any modlftcatlons pertaining thereto, It ii, In my opinion, In compliance United States Courthouse with applicable laws and regulations. 60 I Market Street Philadelphia, PA Reviewing Offcer Date IMPORT ANT NOTES: The instructons accompanying this form must be followed. Complete all parts, checking the NONE box for each pa where you have no reportable information. Sign on lat page. I. POSITIONS. (Reportg Indvidual only; see pp offlllng instructions) 0 NONE (No reportable positions.) POSI NAE OF ORGAZA TION/NTITY I. Trustee/Committee Member Jewish Publication Society 2. Member, Committee on Women in the Profession Chair, Leadership Development & Recruitment Committee 4. Co-Chair, Nominating Committee 5. Member, Awards Committee 6. Chair, Board of Directors Pennsylvania Bar Association Pennsylvania Bar Association Pennsylvania Bar Association Pennsylvania Bar Association Violette De Mazia Foundation 0 (Q (',.,, o-z O J): :::0 CZ rqo ol>...,, C" Pl.. = =.e :;: :i -. co lj!>.i :::0 m 0 rn "< rn 0 7. Secretary, Board of Trustees Adath Jeshurun Synagogue 8. Member, Standing Committee on Judicial Independence American Bar Association 9. Member, ABA 2008 John Marshall Award Selection Committee American Bar Association I OAmerican Bar Association Representative Appellate Judges Education Institute, Board of Directors 11Executrix Estate II. AGREEMENTS. (Reporting individual only; see pp of jlllng Instructins) l2 NONE (No reportable agreements.) PA AND TERMS I.

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4 FINANCIAL DISCLOSURE REPORT Page 3of8 Name of Penon Reportng 05/ Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of flling Instructins.) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURE AN TY INOME (yours, not spouse's) I B. Spouse's Non-Investment Income (Dollar amount not required except/or honoraria.) D NONE (No reportable non-investment income.) If you were ma"led during any portion of the reporting year, complete this secdon. SOUE AND TYPE I Albert Einstein Medical Center 403(b) (Tax shelter Prudential Insurance Co. America) Albert Einstein Medical Center - Pension -deceased November 29, 2007) 4. IV. REIMBURSEMENTS -transportatin, lodging, food, entertainment (Includes those to spouse an dependent childrn; see pp of filing instructions.) D NONE (No reportable reimbursements.) SO!E DATES LOCN PUSE ITEMS PAID OR PROVD I. American Bar Association (A 02/08/08-02/10/08 Los Angeles, CA Midyear Meeting Transportation, meals & lodging. BA) 2. ABA 05/29/08-05/31/08 Boston, MA Stndng Comm.Jud.Indep Transporttion, meals & lodging. end. ABA 08/07/08-08/10/08 New York, NY Annual Meeting Transportation, meals & lodging

5 FINANCIAL DISCLOSURE REPORT Page 4_of8 Name of Person Reporting V GIFTS, (Include those to spouse an deendent children; see pp offlljg instructins) [{ NONE (No reportable gifs.) SQ DESCRI VA I VI. LIABILITIES. (Includes those of spouse and dependent chilren; see pp offtllng Instructions) [{ NONE (No reportable liabilities.) CREIT DESCRI YACODE

6 FINANCIAL DISCLOSURE REPORT Page 5 of8 Name of Penon Reporting VII. INVSTMENTS and TRUSTS - income vatue, transactns (lnc1ut1es those of spouse and t1ent1nt chudren; see PP. J4-6o offlllng tnstructins.j 0 NONE (No reportable income, assets, or transactions.) A. B. c. Deption of Assets Incomeduring Gross value at end of Traons during reportng period (including trst asse) rerting period rertng period (I) (2) (I) (2) (I) (2) D. (3) (4) (S) Plac "(X" afr eah asse Amount Typ (e.g., Value Value Typ(e.g., Date Value Gain Identity of exempt frm prior disclosure Code I div., ret, Code2 Method buy, sell, Month- Code2 CodeI buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) trion) I. Mellon Bank (Checking Acct.) A Interest J T 2. Firstrust Checking Accts. A Interest J T Firstrust Savings Accounts A Interest J T 4. Alliance Bernstein Cap Reserve A Dividend J T 5. Wachovia A Interest J T Clas 2/18 J 6. State of Israel Savings Bonds A Interest ] T 7. Bank MBNA (Y) 8. Bank of Arnerica A Interest ] T 9. Calamos Global Dynamic B Dividend K T 10. Eaton Vance Enhanced Eq. Inc. A Dividend K T 11. VvFinance A Dividend J T 12. Oppenheimer PA Municipal Bond B Dividend K T 1 Claymore Securities Defined Portfolios (Y) 14. Van Kampen Cohen & Steers, Inc. Fd. B Dividend ] T 15. Claymore Closed End A Dividend J T Si 5/13 L A 16. Life Strategy Mod. Growth - IRA D Dividend M T 4/08 M Eb -,,,_ Ll(',l A Pa 17. STAR Fund - IR D Dividend M T 4108 M I. Income Gain Coes: A =$1,000or lcs B =$1,001- $2,500 C =$2,SOI SS,000 D =SS,001 -SIS,000 E =$15,001 - $50,000 (See Colu 11 Bl md 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI -Sl,000,001 - $5,000,000 H2 =Mor th $5,000, Value Co J =SIS,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (See Colu 11Clmd03) N =$250,001 - $500,000 O=SS00,001-$1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =Mor th $50,000,000 Value Metod Cod Q =Appal R =C (Rea Este Ony) s =ABsm T =Cas Malk (Sec Column C2) U Book Value V=O w =Esma

7 FINANCIAL DISCLOSURE REPORT Name of Penon Reporting Page 6 of8 VII. INVESTMENTS and TRUSTS -1na-, vaue, transactns (lnctut1es those of spouse amt dependent children; see PP. J4-6o offlltn81nstruct1ns.j D NONE (No reportable income, assets, or transactions.) A. (I) B. c. D. [)ption of Assets Income during Gros value at end of Trations during reporting period (including bust assets) rerting period rerting peiod (2) (I) Place "(X)" aftr eah asse Amount Type(e.g., Value Value exempt from prior disclosure Code! div., ret, Code 2 Method (A-H) or int.) (J-P) Code 3 (2) (I) (2) (3) (5) (Q-W) Type(e.g., buy, sell, redemption) Date Month - Day (4) Value Gain Identity of Code 2 Code I buyer/seller (1-P) (A-H) (if private trtion} B::ut 18. Advisors Disciplined TR Unit 224 Cusip: A Interest K T 5113 K 19. Rental Property, Hallandale, FL- N::n Rent N Q 1. Inme Gai Coes: A=Sl,OOOorless B =$1,001 $2,500 C =$2,SOl $5,000 D =$5,001 -$15,000 E =$15,001- $50,000 (Sec Columns Bl 8D D4) F =$50,001 - $100,000 0=$100,001-$1,000,000 HI =$1,000,001- $5,000,000 H2 =Mon th $5,000, Value Cod J =$15,000 or less K $15,001 $50,000 L =$50,001 -$100,000 M =$100,001 $250,000 (Sec Columus Cl an 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 Pl =$25,000,001 $50,000,000 P4 =Mon th SS0,000,000 Value Met Cod Q =Appl R =C (Rea Es Only) s =Assesm T =Cash Marct (Sec Columu C2) U =Boo Value V.. w Esma

8 FINANCIAL DISCLOSURE REPORT Page 7 of8 Name of Penon Reportng VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndkateparto/report) Additional infonnation, Section I - Positions: Numbers 1,2, 4, 5, 7, 8, 9, 10 ascertain tbeir assets. These are non-profit organizations. I have no control over the expenditus of these organizations, although with effort I could Number 6 This is a 501(c)(3) charitable organization. I do vote on the expenditure of fuds together with the other four Directors; I receive no compensation. The total assets of this organization at the end of 2008 was the amount of approximately $9,000,000. _ J died on November 27, His Will names me the Executrix and sole beneficiary of his estate. His assets, listed under Section VII, became assets of the Estate in 2008, they were transferred to a Tax Exempt Marital Trust and rolled over into my Vanguard IRA. All assets listed in Section VII which were in his name prior to his death were in the Estate at year end and transferred to the Tax Eitempt Marital Trust in Banl accounts that were previously-accounts are now titled in my name only. Certain inslllnce proceeds were received from Metropolitan Life and Northweste Mutual Insurance Company. Minimal amounts of interest on accounts opened by the insurance companies were received until I withdrew the fuds and transferred them to savings or checking accounts in my name. Section VII Line 19. The appraisal date is 2/11/08.

9 ; FINANCIAL DISCLOSURE REPORT Page 8 of& Name of Penon Reportng Nonna, Shapiro L. IX. CERTIFICATION. I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIUAL WHO KNOWIGLY AND WIFULLY FALSIFIS OR FAILS TO FIE TIDS REPORT MAY BE SUBJECT TO CIV AN CRIAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C