D NONE (No reportable non-investment income.)

Transcription

1 Raggi_Reena

2 FNANCAL SCLOSURE REPORT Page 2 of 8 RAGG, REENA 05107/2009. N 0 N-NVESTMENT N CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-nvestment ncome NONE (No reportable non-investment income.) SOURCE AN TYPE NCOME (yours, not spouse's) NEW YORK UNVERSTY LAW SCHOOL- SALARY $25, B. Spouse's Non-nvestment ncome - f you were married during any portion of the reporting year, complete this section. (ollar amount not required except.for honoraria.)./ NONE (No reportable non-investment income.) SOURCE AN TYPE. 2. V. REMBURSEMENTS - transportation, lodging, food, entertainment. (ncludes those to spouse and dependent children; see pp of filing instructions.) NONE (No reportable reimbursements.) SOURCE ATES LOCATON PURPOSE TEMS PA OR PROVE. UKE LAW SCHOOL 01/31/2008 URHAM, NC LECTURE HOTEL AN MEALS 2. WESTERN NEW ENGLAN 05/15/2008 COLLEGE OF LAW SPRNGFEL, MA COMMENCEMENT A RESS HOTEL AN MEALS HARVAR LAW SCHOOL 10/05/2008 WASHNGTON, C LECTURE HOTEL AN MEALS

3 FNANCAL SCLOSURE REPORT Page 3of8 RAGG, REENA 05/07/2009 V. GFTS. (ncludes those to spouse and dependent children; see pp of fiing instructions.)./ NONE (No reportable gifs.) SOURCE ESCRPTON VALUE V. LABLTES. (ncludes those of spouse and dependent children; see pp of filing instructions.) [l NONE (No reportable liabilities.) CRETOR ESCRPTON VALUE COE 2. 5.

4 FNANCAL SCLOSURE REPORT Page 4of8 RAGG, REENA 05/07/2009 V. NVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see pp of filing instructions.) NONE (No reportable income, assets, or transactions.) L A. escription of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure () B. ncome during reporting period Amount Code (A-H) Type(e.g., div., rent, or int.) c. Gross value at end of reporting period () Value Code 2 (J-P) Value Method Code 3 (Q-W) () Type(e.g., buy, sell, redemption). Transactions during reporting period ate Month- ay (3) (4) i Value o.m J Code 2 Code (J-P) (A-H) -- -, (5) dentity of buyer/se ler ( ifpriv ate transacti on) CTBANK PREFERRE MONEY MA RKET ACCOUNT A nterest J T 2. CTBANK SAVNGS ACCOUNT B nterest J T.. CTBANK CHECKNG ACCOUNT A nterest J T cm NEW YORK TAX FREE RESERVE MMF-R c nterest M T 5. CT! NEW YORK TAX FREE RESERVE MMF - A nterest J T 6. CTGROUP GLOBAL MKTS NC ACCO UNT N0.1- R 7. -FEERAL HOME LOAN BANK CONS BONS c nterest REEMPTON 12/25 L 8. -FEERAL FARM CRET BANK CONS BONS nterest N T REEEM PART 03/30 L B 9. -NEW YORK CTY HLTH & HOSP CRP AX EXEMPT MUN BONS 1 None 10. -NEW YORK CTY GENL OBLG TAX EXEMPTO None 11. -U.S. TREASURY NOTES SER R 2011 T 12/31/2006 E nterest 0 T 12. -FEERAL HOME LOAN BANK CONS BON T 05/18/2005 B nterest Redeemed 02/08 M 1 -FEERAL HOME LOAN BANK CONS BONS T 01/29/03 nterest Redeemed 02/01 M 1 -NEW YORK ST URBAN EV CORP R EVRFG nterest M T 15. -CORPORA TE BON - GENERAL ELEC CAP CORP T-3/06/2008 c nterest L T Buy 03/03 L 16. -NEW YORK CTY GO SER F/C 8/1/04 B nterest M T Buy 06/03 M 17. -NEW YORK N Y GENL OBLG BS- G-B/E 01/03/2008 None L T Buy 08/29 L 1. lneome Gain Codes: A =$1,000 orless - B =$1,00 - $2,500 C =$2,50 - $5,000 =$5,001 -$15,000 (See Columns B 1 and 4) F=$50,00 S00,000 G =$100,00 - $1,000,000 H =$1,000,001 - $5,000,000 H2 =More than $5.000, Value Codes J =$15,000 or less K=$15,001 - $50,000 L=$50,001 - $100,000 M =$ 00,00 - $250,000 (See Columns C 1 and 3) N=$250,00 - $500,000 0=$500,00 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q=Appraisal R.; Cost (Real Estate Only) S =A ssessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated i _J

5 FNANCAL SCLOSURE REPORT Page 5 of 8 RAGG, REENA 05/07/2009 V. NVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp of fl/inc instructions.) 0,-- i NONE (No reportable income, assets, or transactions.) ll._ - -P-1:_:_ _::: : A. B. C.. escription of Assets ncome during Gross value at end of Transactions during reponing:: st assets) reponing period reporting period ' () (1) (5) reach assei Amount Type (e.g., Value Value Type (e.g., ate i Value Gain dentity of exempt from prio r disclosure Code div., rent, Code 2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) ay! (J-P) (A-H) (if private J (Q-W) transaction) i ---<il-tm--t-<3l- j --<4>- ' CERTFCATE OF EPOST None L T Buy 09/29 L 19. CTGROUP GLOBAL MKTS NC ACCO UNT N FEERAL NA TL MTG MEUM TERM NOTE c nterest Redeemed 01/25 M 21. -VARO US NY ST A TE AN NY CTY TAX EXEMPT MU BONS None 22. -NY STATE ORM AUTH REVS ST TAX EXEMPTO B nterest K T 2 -U.S. TREASURY STRPS None 2 CTGROUP GLOBAL MKTS NC ACCO UNT N GREENWCH ST.EMPLOYEES FUN 26. NY COLLEGE SA VNOS ACCT NY COLLEGE SA VNOS ACCT - R 28. KEOGH PLAN - MERRLL LYNCH.. Transferred (to line 32) 29. CTGROUP 401K PLAN 30. -STANSH MELLON STABLE VALUE Sold 01/14 K 31. -RUSSELL 3000 NEX Sold 01/14 N 32. CTBANK RA MONEY MARKET A CCOUNT-R A nterest J T Transferred (to line 33) 3 cm SMTH BARNEY CGM RA CUST-R 3 -GENERAL ELECTRC CAPTAL CORP c nterest M T Buy 06/04 L 1. ncome Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 - $5,000 =$5,001 - $15,000 E =$ $50,000 (See Columns B and 4) F =$50,00 - $ 100,000 G =SJ00,001 - $1,000,000 H =$1, $5,000,000 H2 =More than $5,000, Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (See Columns C and 3) N =$250,00 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W=Estimated

6 FNANCAL SCLOSURE REPORT Page 6of8 RAGG, REENA 05/07/2009 V. NVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP offilinc instructions.) 0 NO E (No reportable income, assets, or transactions.) A escription of Assets B ncome during C Gross value at end of (including trust assets) reporting period reporting period Transactions during reporting period! Place "(X)" after each asset exempt from prior disclosure () () () Amount Type(e.g., Value Value Type(e.g., ate Value Gain dentity of Code div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (3) (4) (A-H) or int.) (J-P) Code3 redemption) ay (J-P) (A-H) (if private (Q-W) transaction) (5) 35. -GENERAL ELECTRC CAPTAL CORP c nterest M T Buy 0912 M 36. -COCA COLA ENETRPRSE NC NOTES ZERO CPN c nterest M T Buy 03/03 M GOVERNMENT BONS c nterest L T Buy 03/ l L 38. CHARLES SCHWAB MMF RA ACCO UN- 39. CHARLES SCHWAB & CO NC CUST RA ROLLOVER B nterest L T 40. VANGUAR NEW YORK TAX-EXEMPT MMF ividend 0 T Redeemed (par t ) 06/17 M 41. VANGUAR NTER-TERM TAX-EXEM PT AMRAL SHS c ividend M T Buy 06/17 M 42. VANGUAR TOT AL STOCK MARKET NEX FUN AM B ividend M T Buy 06/17 M 4 THE VANGUAR GROUP RA ROLLO VER -R 4 -VANGUAR PRME MONEY MARKET FUN ividend N T Open 01/28 N 45. -VANGUAR TOTAL BON MARKET NEXFUN c ividend M T Open 06/17 L ncome Gain Codes: A =$1,000 or less B =$1,00 -$2,500 c =$2,501 - $5,000 0=$5,001 -$15,000 E=$15,00l -$50,00 l (See Columns B and 04) F =$50,001 - $100,000 G =$100,001 -$1.000,000 H =$1,000,001 -$5,000,000 H2 =More than $5,000, Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000! (See Columns C and 03) N =$250,00 -$500,000 0=$500,001 -$1,000,000 P =$1,000,00 -$5,000,000 P2 =$5,000,001 - $25,000,000! P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R ost (Real Estate Only) S =Assessment T ash Markel (See Column C2) U=Book Value V =Other W =Estimated

7 FNANCAL SCLOSURE REPORT Page 7of8 RAGG, REENA 05/07/2009 V. ATONAL NFORMATON OR EXPLANATONS. (Jndicate partofreport.) ) PART Vil, PAGE 5, LNE 25: THS ASSET WAS TRANSFERRE TO THE ESTAT.. ON FEBRUARY 5, ) PART V, PAGE 5, LNE 30: THS ASSET WAS FORMERLY KNOW AS STABLE VALUE funs.the ASSETS WERE SOL ON JANUARY 14, 2008 AN ROLLOVERE TO THE VANGUAR GROUP RA ROLLOVER ACCOUNT. 3) PART V, PAGE 5, LNE 31: THS ASSET WAS FORMERLY KNOW AS SALOMON CAPTAL FUN. THE ASSETS WERE SOL ON JNUARY 14, 2008 AN ROLLOVERE TO THE VANGUAR GROUP RA ROLLOVER ACCOUNT. 4) PART V, PAGE 5, LNE 39: THS ASSET REPRESENTS FUNS FROM A RECT ROLLOVER OF AN RA ACCOUNT OWNE BY (EC 02/05/2007). 5) PART V, PAGE 5, LNE 40: THS ASSET ACCOUNT WAS OPENE ON 09/27/2007 FROM THE PROCEES OF A LFE NSURANCE POLCY ON lll (EC 02/05/2007). 6) PART V,PAGE 5,LNE 24: THS ACCOUNT WAS CLOSE ON JULY 5, ) PART V,PAGE 5, LNE 23: THESE ASSETS WERE REEME ON NOVEMBER 15, ) PART V,PAGE 5, LNE 26: THS ACCOUNT WAS CLOSE ON JANUARY 31, ) PART Vl,PAGE 5, LNE 27: THS ACCOUNT WAS CLOSE ON JANUARY 31, O)PART V,PAGE 5, LNE 28: THS ACCOUNT REPRESENTS THE RETREMENT ASSETS.OF WERE TRANSFERRE TO CTBANK ROLLOVER RA ACCOUNT ON FEBRUARY 29, 2008.!)PART Vll,PAGE 5, LNE 29: THS ACCOUNT REPRESENTS THE RETREMENT ASSETS OF (EC 02/05/2007). THE ASSETS (EC 02/05/2007). THE ASSETS WERE SOL ON JANUARY 14, 2008 AN TRANSFERRE TO THE VANGUAR GROUP RA ROLLOVER ACCOUNT. 12)PART Vl,PAGE 6, LNE 38: THS ACCOUNT WAS CLOSE ON NOVEMBER 27, )PART Vll,PAGE 6, LNE 44: THS ACCOUNT WAS OPENE ON JANUARY 28, 2008 FROM THE ROLLOVER FUNS FROM THE CTGROUP 40 (K) PLAN FROM LNE #30 AN NE #31. 14)PART V,PAGE 6, LNE 45: THS ACCOUNT WAS OPENE ON JU 17, 2008 AS AN EXCHANGE FROM THE VANGUAR PRME MONEY MARKET FUN FROM LNE #4

8 FNANCAL SCLOSURE REPORT Page 8of8 RAGG, REENA 05/07/2009 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY NVUAL WHO KNOWNGLY AN WLFULLY FALSFES ORF ALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AN CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial isclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington,.C