D NONE (No reportable positions.)

Transcription

1 .. King, Robert. Report Required by rhe Erhics O!O FNNCL DSCLOSURE REPOR in Government ct of 1978 Rell FOR CLENDR YER 2009 (5 U.S.C. upp.!01 11). Person Reporting (last name, first, middle initial) Court or Organization Dale of Report King, Roben. U.S. Cour of ppeals, 4th Circuit ille (rticle ll judges indicate active or senior status; magistrate judges indicate full or parttime) U.S. Circuit udge ctive Sa. Report ype (check appropriate type) Nornina ti on. 0 Date 0 nitial [{ nnual 0 Final 5b. o:,mended Report 6. Reporting Period 0!/ /31/ Chambers or Office ddress 300 Virginia Street, East Suite 7602 Charleston, WV On the basis or the information contained in this Report and any modifications prtaining thereto, it is, in my opinion, in compliance ith applicable as and regulations. Revieing Officer Dale MPOR N NOES: he instructions auompa11ying this form must be folloed. Complete all parts, checking the NONE box for eac/1 part here you have no reportable information. Sign on last page.. POS ONS. (Reporting individual only; sn pp. 9/ of filing nstructions.) D NONE (No reportable positions.) POSON NME OF ORGNZON/ENY. Vice Chairman, oard of Directors WVU College of La lumni ssociation,. ". 5.. GREEMENS. (Reporting individual 011(,.; "'"pp..116 of filinr instructions.j [Z NONE (.11o reportable agreements.) PRES 8ND ERMS (". fr n V) = cs C' r:. 0 ::.. (/}," c::: ]'... : rr. O } fl; D. '1 :: ;o r11 0 fl < rn 0

2 FNNCL DSCLOSURE REPOR Page 2 of8 Name of Person Reporting King, Robert. Date of Report, N 0 NNVESMEN N CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Nonnvestment ncome [Z NONE (No reportable noninvestment income) SOURCE ND YPE NCOME (yours, not spouse's).. Spouse's Nonnvestment ncome fyou ere married during any portion of the reporting year, compleu this section.!dollar amount not required except for honoraria) [Z NONE (No reportable noninvestment income.) SOURCE ND YPE. 2 V. REMURSEMENS transportation, lodging.food, entertainmenl (ncludes thou fo spo11se and dependt>nt children; see pp of.filing ins/ructions) [Z NONE (No reportable reimbursements.) SOURCE LOCON PURPOSE EMS PD OR PROVDED. 5.

3 FNNCL DSCLOSURE REPOR Page 3 of8 Name ol Person Reporting King, Robert. Dal of Repor1 V. GFS. (ncludes tho.'ie to spouse and dependent children; see pp of filing instruction5.) [{ NONE (No reportable gifts.) SOURCE DESCRPON VLUE. 5. V. L LES. (ncludes those of spouse and dependent children; see pp of filing ins1uc1ions.) D NONE (No reportable liabilities.) CREDOR DESCRPON VLUE CODE. United ank Real Estate Loan (rental (investment) property in Morganton, WV M Property sold 7/17/09 United ank Real Estate Loan residential property in Leisburg, WV N 5.,,,,

4 FNNCL DSCLOSURE REPOR Name of Person Reporting Date of Report Page 4 of8 Klng, Robert. 04i26/2010 V. NVESMENS and RUSS income, value, transact1 "s (ncludes those of spouse and dependent children: see pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) i_ ll::,7: i. ;: l L ode (). D. Description of ssets ransactions durmg reporting period (including trl assets) (3) (4) (5) Place "(X)" aflcr each asset ype (e.g., Date Value! Gain ldenlity of mm/dd/yy exempt from prior disclosure Method buy, sell, Code 2 Code buyerlsclcr! (H) or inl.), (P) Code 3, redemption) (lp) i (H) (if private transaction) j Code div.. rent. 2 _. L _( Wl j. l [ (2). imewarner nc. (common) Dividend L l Cisco Systems nc. (common) Proctor & Gamble Co. (common) None K uy 09114/09 (add'!) Dividend L uy 08/06/09 (add'!) lntel Corp. (common) Dividend L 5. Microsoft Corp. (common) Dividend L uy 08/28/09 (add'!) 6. RF Micro Devices nc. (common) None K : 7. Sun Micro Systems nc. (common) None K 8. Morgan Stanley Co. (common) c Dividend L uy 08/06/09 (add'\) 9. Slarbucks Corp. (common) Dividend K Sold K (part) O. Legg Mason Partners ppreciation Fund Distribution K. l 113 : 14 Legg Mason Special lnvestmcnt ntst Legg Mason Value rust Distribution Distribution K K Legg Mason Groth rust Distribution K Legg Mason merican Leading Companies /\ Distribu1ion 15. Legg Mason Emerging Markets rnst Distribution K 16. Legg Mason lntemational Equity rust Distribution K 17. Legg Mason Small Cap Value rust Distribution ] ncome Gnm c,,dcs: (See Columns i and D4) Value Cod s (Sec Columns Cl and 03) =Sl,OOOorkss r sso,001. stoo.ooo < $15.000or lcs.s N :$250,001 S500,000 =St.f ll S500 G =S Sl, K =Sl5,001 $ S Sl.000,000 c =S50t. $.S.000 H 1.000,001. $5,000,000 L =S50.00t S00,000 Pt =Sl.O<l<,OOt. $5, D =.'),001 $15, =More than $ M =StOU,001 S250.0C P2 =S5,000,00 S2S.000,000 E $t5,00t S0.000 Value Method Codes (See Column C2) P3 =S25,000,00t $ Q =ppraisal U ""ook Va!Ut R ""C0!:1 (Real Estate Only} VOher P4 ""MNe than S.50,000,000 S =ssessment W0 Estimate. o:cashmarl.:cl

5 FNNCL DSCLOSURE REPOR Name of Person Reporting Dale of Report Page 5of8 King, Robert. V. NVESMENS and RUSS ncome, value, transac.,n. (ncludes those of spouse and dependent children; SU pp of filing ntruction&) D NONE (No reportable income, assets, or transactions.) ( ; :.::; )1f t,::::g ;;:! 1 ; ::o::; Place "(X)" after each asset (QW) 1 D. ransactions during reporting period Value Value ype (e g, :: lde f Code 21 (1), (2) (ii1 (2) () ;nount ype (e.g.. 1 transa_ction) exempt from prior disclosure Code div.. rent. Code 2 Method buy, sell, Code buyer/s ller (H)! or int.) \ (P)! Cod 3 redemption) (P) (H) (ifprivate _ 18. Legg Mason Partners ggressive Groth Fund Distribution K 19. Legg Mason Opportunity rust Distribution 20. Legg Mason Partners Fundamental Value Fund Distribution K Royce Pennsylvania Mutual Fund Distribution 2 Royceotal Return Fund Distribution 2 Royce rustshares Fund Distribution.:h!. ' l 2 Dell Computer Corp. (common) None 25. E.. DuPont De Nemours & Co. (common) Dividend 26. Federal Home Loan Corp. (common) Dividend Sold 12/10109 n i Mineral interests, yler County, WV See belo a. b, c. d, e 28. a. East Resources nc. Royalty 29. h. Ergon Oil Purchasing None 30. c. Dominion ppalachian Dev. nc. Royalty 31. d. D Oil Gathering Corp. Royalty 3 e. exas Keystone, nc. Royalty :u. Mineral ntercsl. Doddridge County, WV None! 3 Mineral nterests. Wct?cl County. WV None j ncome Gain Codes: =$1.000 or ess =Sl,001. $"500 C=S250! 'S:'.000 tsee Columns and o.} F =$ $100,000 G=S00,001Sl,llOO.OOO ll =Sl S Value Codes =l!.ooo or le!> K $15,001 $50,000 L =SS0,001 $ (See Columns C and D) N =$ SS O ls Sl, Pl S, SS.000,000 Pl =$25,000,001 $50,000,000 r4 =M,>re than SS0.000,000 ) Value t\kthod Codes Q =ppraisal R =Cost (Real E.!.ate Only} S =ss.essmen1 \See Column C2) U =oo). Value \!=Other W ""Estimated D =15.00 S 15,00 H2 =Mme than SS,000,000 M =S! 00,001 $ P2 =SS.000,001 $25.0(,000 "'Cash Market E S 5,00!50,000 j

6 FNNCL DSCLOSURE REPOR Name of Penon Reporting Date of Report Page 6 of8 King, Robert. Vil. NVESMENS and R u SS income, alue, transaclions (ncludes tlsose of spou.se and dependent children; SU pp of filing instructions.) D NONE (No reportable income, assets, or transactions.)..( ṉ : i;:: ;) Place "(X)" after each asset cxempl from prior disclosure :.. ( ::. r 1/ '";di:, / _l. mount! ( H) yp (e.g., i or int.) i Code div., rent. Code 2 (Q, 35. ime Warer Cable nc. (common) Dividend K j Spinoff 04/02/09 ' ' (from line ) 1 : ;," :; " +v, (5) Value Value \ ype (e.g., Date Value Gain dentity of Method! buy, sell,. mm/ddyy Cod 2 _ Code buyer/seller. (P) Code 3 : redemption) i (P) (H) (if private transaction) 36. XCEL Energy nc. (common) Dividend uy 08/06/ pplied Materials nc. (common) Dividend uy & nc. (common) Dividend uy 08128/ & nc. (common) Dividend uy (add'!) i 40. Chesapeake Energy Corp. (common) Dividend uy 08/28/ Petroleum Development Corp. (common) None uy 08/28/09 4 Petroleum Development Corp. (common) None Sold! ristol Myers Squibb (common) None uy 09/14/ Syslems nc. (common) Nooe uy 09/24/ OL nc. (common) None f Spinoff (from line ) 46. Rental (investment) Propeny/Morganton D Rent Sold M G ENC LLC WV (ppraisal 2004) Morganton, WV i 1, ocome Gain Code$: =S 1,000 or kss $1,00!2,500 C 0SZ.501 $5,000 D :$ $ (Sec Columns l and 04) F sso.001. s100.ooo G0SOO.OO Sl.000,000 H 0Sl,OOO,OOl S H2 "'More than S5,000,000! Value Codes ::os 15,000 or less K 0$15,001 $ L 0$ S M ")100.!Xl! {See Columns C and D3) N e$250,001 $ $ $1, r1 s1.ooo.001. s5.ooo.ooo Pl 0Sl.OOO.OO $25, P $25,000,0Qt SSO.f0,000 P4..More than SS0, Value Mc1hod Codes Q""ppraisal R =Cost (Real Es[<>k Only) S "ssessmet =Cash Market (See Column. C2) U '" ook Value V =Other W=Esrimated

7 FNNCL DSCLOSURE REPOR Page 7 of8 Name of Person Reporting King, Robert.. Date of Report V. DDONL NFORMON OR EXPLNONS. (lnd/calepartv/repon)

8 FNNCL DSCLOSURE REPOR Name of Person Reporting D le of Report Page 8of8 King, Robert. X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knoledge and belief, and that any information not reported as ithheld because it met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honorarla and the acceptance of gifts hich have been reported are in compliance ith.he provisiuns of 5 U.S.C. app. 501 et. seq., S U.S.C. 7353, and udicial Conference regulations. NOE: NY NDVDUL WHO KNOWNG,Y ND WLFULLY FLSFES OR FLS O FLE HS REPOR MY E SUEC O CVL ND CRMNL SNCONS (S U.S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Office of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C

9 King, Robert. UNED S ES COUR OF PPELS FOR HE FOURH CRCU he Robert C. yrd United States Courthouse 300 Virginia Street, Suite 7602 Charleston, West Virginia ROER RUCE KNG United States Circuit udge une 17,2010 C::) r.. (. :: C) < rn c:: he Honorable obby R. aldock 0:. z 0 (. :.'!'.) c::: ' Chair, Committee on Financial Disclosure rr' :x udicial Conference of the United States f ::: < Suite 2301.,,, 11 One Columbus Circle, N.E. ( Washington, D.C f a " )> rn Cf (. C Re: 2009 Financial Disclosure Report Your Letter of une 8, 2010 Dear udge aldock: rite in response to your letter of une 8, 20 0, concerning my 2009 report, hich as submitted on pril 26, First, appreciate and thank you for your advice ith respect to the disclosure of our personal residence mortgage. also appreciate your referring me to. page 32 of the filing instructions, and no recognize that the second bullet point supports your statement. Second, ith respect to Part V, page 5, lines of my 2009 report, respond to your etter as follos: j f ; ;,f ;!' :\1 (' Lines 33 and 34: he identification of ' mineral interests in "Doddridge County, WV" (line 33) and "Wetzel County, WV" (line 34) as made to satisfy the request made in your earlier letter of uly 20, 2009 (concerning my 2008 report), to "disclose all cities or counties of West Virginia in hich each of these interests are located." he 2008 report had identified mineral interests as being in "yler and other counties, WV, and those "other counties" are Doddridge and Wetzel. You ill note that yler County, WV is also identified on line

10 he Honorable obby R. aldock une 17, 2010 Page2 27, ith related crossreferences to lines 28 through 3 n sum, submit that lines 33 and 34 comply ith your request of uly 20, 2009, and ith the filing instructions. Line 31: he identification of D Oil Gathering Corp. is made in Line 31 to identify the entity from hich... ' received.... in,,,, ' royalties in 2009, on certain of her mineral interests. n further assessing this disclosure, note that this entity as not identified on my reports for 2005 through 2008, although i ': :. had received small royalty payments from D Gathering in those years. Her payments from D Gathering in those four years ere as follos: Prior to 2005, Gathering. > ;.. did not receive royalty payments from D to....,:. j Line 32: he identification of exas Keystone, nc. on Line 32 of the 2009 report reflects the first occasion.,... S has received royalty a ments from that entity. he sum received by her in 2009 as hich should be reflected by the income code of "." Line 32 is thus erroneous in reflecting the income code of "" ($1,000 or less). n "X" in column might have been appropriate (see page 42 of the filing instructions). hird, have ascertained that an additional entity made small royalty payments on her mineral interests in the years 2005 through More specifically, Petroedge Resources (WV) LLC made royalty payments to her as follos: l)" ){using the name "Petrolux, gent") ' n about 2008, Petroedge apparently changed its name to Quest Eastern Resource. royalty payments from any such entity. ' has never received

11 . he Honorable obby R. aldock une 17, 2010 Page 3 Fourth, appreciate your patience and assistance ith respect to my reports. For the record, hereby confirm that 7.. >:lll is sentimentally attached to these minor mineral interests, hich she acquired on the death of. ' ; and hich ere passed through to her from For that reason, she has no desire to relinquish these interests, hich have become a complicating factor in the preparation of these reports. Finally, if my reports should be more formally amended, ill be pleased to do so. n any event, this letter should also be considered as an amendment to all such reports as are relevant. Furthermore, it may be fully released to the public ith my consent. fthere are further questions or comments, please let me kno. RK/ss