[K NONE (No reportable positions.)

Transcription

1 Report Required by the Ethics O O FNNCL DSCLOSURE REPOR in Government ct of 1978 Rev FOR CLENDR YER 2006 (5 U.S.C. app ) 1. Person Reporting (last name, first, middle initial) Court or Organization Date of Report Voorhees, Richard L District CourtNorth Carolina itle (rticle ll judges indicate active or senior status; magistrate judges indicate full or parttime) U.S. District udgective Sa. Report ype (check appropriate type) Nomination, 0 Date 0 nitial [8 nnual 0 Final 6. Reporting Period 01/01/2006 to 12/31/ Chambers or Oflice ddress 250 U.S. Courthouse 40 West rade Street Charlotte, N. C Sb. 0 mended Report 8. On the basis of the nformation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable inws and regulations. Reviewing Officer Date MPOR N NOES: he instmctio11s accompanying this form 11111st be followed. Complete all parts, checki11g the NONE box for each part where yo11 have 110 reportable i11for111ation. Sign 011 last page.. POS ONS, (Reporting individual only; see pp. 913 ofinstructiom.) [ NONE (No reportable positions.) POSON NME OF ORGNZON/ENY. 0 :: (.). GREEMENS. (Reporting individual only; see pp of instructions.) 0 :r rn r., 0 [ NONE (No reportable agreements.) o::; :::0 (' (/ w c. rn ::vz C> PRES ND ERMS r qc) < C> )> ni rn. :i a.i,, 1 U1 U1,.._ <= = _

2 FNNCL DSCLOSURE REPOR Page 2of9 Voorhees, Richard L Dale of Report. NONNVESMEN N COME. (Reporting individual and spouse; m pp of instructions.). Filer's Nonnvestment ncome [ NONE (No reportable noninvestment income.) SOURCE ND YPE NCOME (yours, not spouse's) l. B. Spouse's Nonnvestment ncome tfyou l!'ere married during any portion of the reporting year, complete thinection. (Dollar amount no/ required except for honoraria.) D NONE (No reportable noninvestment income.) SOURCE ND YPE l. /06 2/06 Glenn Foundation V. RE MB URS EMENS tramportution, lodging.food, entertainment. (ncludes those to spouse and dependent children. See pp of instructions.) [R NONE (No reportable reimbursements.) SOURCE DESCRPON l.

3 FNNCL DSCLOSURE REPOR Dale of Report Page 3of9 Voorhees, Richard L V G l FS, (l11c/11des tho.1 e to spouse und dependent children. See pp of instructions.) [R NONE (No reportable gifs.) SOURCE DESCRPON VLUE. V. LBLES. (lncludes /hose of spouse and dependent children. See pp of instructions.) [R NONE (No reportable liabilities.) CREDOR DESCRPON VLUE CODE l.

4 FNNCL DSCLOSURE REPOR Date of Report Page 4of9 Voorhees, Richard L V. NVESMENS and RUSS NONE (No reportable income, assets, or transactions.) income, 1 al11e, transactions (ncludes tllu.\e of the spouse and dependent children. See pp of filing instruction;'.).. r. Description of ssets (including trust assets) i! B. C. ncomc during Gross value at end of ransactions during reporting period reporting period reporting period (2) () (2) () (2) Place "(X) " after each asset mount ype (e.g. Value Value ype (e.g. Date exempt from prior disclosure Code div., rent, Codc2 Method buy, sell, Month! (H) or int.) (lp) Code 3 redemption) Day (QW) (3) Value Code 2 (P) D. (4) Gain Code (H) (5) dentity of buyer/seller (if private transaction) i r. Bank of sheville BB& Sold ll 11/16 Bell South( &) Fidelity Cash Reserves Buy Monthly Fidelity Equityncome Fund B M Div Reinv Qt 6. Guardian Capital, LLC R Rolloverndividual ssets B M ransferred From Wachovia 7. a) Bank of merica Corp. 8. b) Citigroup, nc. 9. c) Dell Computer 10. d) Family Dollar Stores 11. e) General Electric 1 f) BM 1 g) ohn Hancock Regional Bank Fund Div Reinv Qt 1 h) Lowes Companies, nc. 1 i) McDonalds Corporation 16. j) Microsoft 17. k) Proctor & Gamble. ncome Gam C'oth:s: \ =S OO or less B =S 1,00 S500 C "S50 SS,000 D"S00l Sl000 E =515, ,000 (See Columns B and 04) c =S SO,Xll S00,000 G=S 00,00 $1,000,000 H "Sl,000,001 SS, H2 = M ore than S5,000,000.. Value Codes =S 15,000 or less =S 15,00 S50,000 L "550,001 S M =S S250,000 (Sl!e Columns C! an D:) N 00$ 50,00 $500,000 0 =SS00,001 S,000,000 Pl "Sl,000,001 SS.000,000 P2 =SS,000,001 S V;ilue Method Cud1. s P> "525,000,001 SS0.000,000 R ::Cost (Real Es1;11e Only) P4 ==More than S50,000,00U :=Cash Market (Sec Column C2) Q "'ppraisal V=Other S =sscs:meni U Book Value W =oest1mated

5 FNNCL DSCLOSURE REPOR Date of Report Page 5of9 Voorhees, Richard L V. NVESMENS and RUSS income, vatue, transactions r1nc111des those of the spouse and dependent children. see PP 3460 of filing imtructions. D, 1 NONE (No reportable income, assets, or transactions.) "_ r s. r c o. j Description of ssets i ncome during Gross value at end of ransactions during rcponing period (including trust assets) rcpon pc o_' reponing period Place "(X)" after each asset exempt from prior disclosure 18. ) ime Warner Corp., nc. () ; (2) : (), (2) () (2) (3) (4), mount, ' Code i _L ype (e.g. Value Value ype (e.g. Date Value Gain i (H) 11 or int.) (P) Code 3 ; (QW) l '' 1 '' (5) dentity of div., rent, Code 2 Method buy, sell, Month Code 2 Code buyer/seller redemption) Day (P) (if private (H) transaction) ) WalMart Stores 20. Mountain Federal Credit Union (Checking/Savings) 2. Rental PropertyGastonia. NC ppraisal 2003 for $68 Rent L s ppraisal per Gaston Cty. 2 Royal Bank of Canada 2 a) Vanguard sset llocation Fd. RO R 2 b) Vanguard GNM Fd. RO R B 2 c) Vanguard Prime Money Mkt Rollover R 26. d) Vanguard otal Stock Mkt. ndex Fd. RO R 27. e) Vanguard Wellington Fd RO & NonRO R B 28. Southern Company Div Reinv Qt 29. Vanguard Groupndividual nvestments 30. a) Vanguard Prime Money Market Reserves Sold Part 1/ Sold Part 9/26 3 b)vanguard Windsor Fund Sold Part 1/9 3 Sold Part 9/18 3 Vanguard Prime Portfolio VmmR. ncome Gain Cu1.: =S1,000 or less B =S 1,00 52,500 C =52,501 S5,000 D =S00t 515,000 E =5 5,00 $50,000 (See Columns B an 04) F =$50,00 S 00,000 G =S 00,00 St,000,000 H =St,000,001 S5,000,000 H2 =More than $5,000,000 Value Codes ==S 1000 or less =$15, ,000 L =$50,001 S00,000 M =S 00,00 t 5250,000 (See Columns Cl and 03) N =5250, ,000 0 =$ St,000,000 Pl =St,000,001 S5,000,000 P2 =55,000,001 $25,000,000 }. Value Method Codes (See Column (2) P =$25,000, ,000,000 Q ==ppraisal U =13ook Value R ==Cost (Real Estate Only) V =Other P4 =More than $50,000,000 S =ssessment W =Estimated =Cash Markel

6 FNNCL DSCLOSURE REPOR Date of Report Page 6of9 Voorhees, Richard L 03/ 5/2007 V. NVESMENS and RUSS income, value, trumuctiom (ncludes t/iose oftlie>pouse and dependefl/ children. See PP 3460 of filing instructiom.) D NONE (No reportable income, assets, or transactions.),. Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure va 1: co d : n :.: s l a t nd o; ransact: : duri r:orting p:od! reporting period reporting period (2) () (2) () ype (e.g. (2) (3) (4) mount Code Value Value ype(e.g. Date Value Gain div., rent. Code2 Method buy, sell, Month Code Code or int. ) (P) Codc3 redemption Day 2 ) (P) ( H) (H) (QW) (5) dentity of buyer/seller (if private transaction) '. Vanguard GroupROR a) Vanguard Windsor c 37. b) Vanguard US Growth 38. c) Vanguard otal Stock Market ndex Rollover R 39. Vanguard GroupRolloverR 40. a) Prime Money Market Monthly 16th 41. b) Prime Money Market Sold Part c) nternational Growth nvestors c Buy d) nternational Value c Buy Vanguard Groupraditional R 4 a) Capital Opportunity Fund B 46. b) Strategic Equity B. 47. c) Vanguard RE ndcx Fund Buy d) Vanguard Wellington FundR c 49. e) Vanguard Windsor Sold ll Wachovia Bank, N.. Wachovia Corporation nterest Checking/Savings ccounts Seminnual NonEmployee. lm:ume G:1111 Cudcs: \ =S 1,000 or less B =S 1.uu 5500 C =Sl.501 5UUU D=SUOl S1000 E =$ (See Cnlumn:: 13 and 04) F = Sl<Hl.000 G =S S.lXl0.000 ll1 =S H2 "'More than SS, \',due Codes s ::.000 ur less S = S M =S00, {Sel. Columns C and D3) N = SSU = s r1 =s1.ooo.001 Sooo.ooo Pl = ,000 Pl =52000, ,000,000 P4 "'More than 550, l. Value Metho Code R =CllS {Re<il Estate Only) =Ca!'h Market (Sel..' Culunrn C2) Q =ppraisal V =01hcr U = Buok Value S =sses;.ment W ""Estunate

7 i'nncl DSCLOSURE REPOR Name or Person Reporting Dale or Reporl Page 7of9 Voorhees, Richard L V. NVESMENS and RUSS income, value, transactions (ncludes tho; e of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) B. c. D. : s :i:: :r s ::,:co me during Gross value at end of ransactions during reporting period (including trust assets) i repo rting period reporting period : (2) () (2) (3) (4) (5) Plac.: "( X)" uftcr each asset i mount ype (e.g. Value Value ype (e.g. Date Value Gain dentity of exempt from prior disclosure ' Code div.! rent, Code 2 Method buy, sell, Month Code 2 Code buyer/seller or int.) (P) Code3 redemption) Day (P) (H) (if private i transaction) ; (H) i... _,,.L_.. L.. () _t_ (2) (QW) _!, i Comp 5 Wachovia Bank Deposit Sweep ll ransfer 8/7 o Guardian Capital, LLC 5 Wachovia Sec. R Rolloverndividual ssets c M ransfer 8110 o Guardian Capital, LLC 5 Wachovia Securtics Closed 7/20 Closed ccount 5 a) Citigroup. nc Sell 213 B 56. b) Sector SPDR R rnex ech. Select Sell 2/3 57. c) Wachovia Bank Sweep Deposit cct. sell d) Wachovia Corp.2nd New sell 413 D. ncome Gain Codes: ""S 1,000 or less B=S,001 52,500 C =$2,50 $5,000 D=$5,00 S5,000 E =515,00 $50,000 (See Columns B an 04) F =550,001 $100,000 G =5 00,00 St,000,000 H =St,0110,001 $5,000,000 H2 =More thnn $5,000,000 Value Codes ::$ 15,000 or less =S 15,00t $50,000 L =$50,001 S00,000 M =SOO,OOt $250,000 (See Columns Cl and 03). Value 1\1etho<l Codes (See Column C2) N =5250,00 S5011,00ll Pl = ,000 Q =ppraisal U =Gook Value 0 =$500,00 S,000,000 P =S,000,00 $5,000,0110 P2 =S5,000,00 $25,000,000 R =Cost (Real Estate Only) P4 ==More than SSO,OU0,000 =Cash Market V"Other S ""ssessment W ""Eslimated

8 flnncl DSCLOSURE REPOR Date of Report Page 8of9 Voorhees, Richard L V. DDONL NFORMON OR EXPLNONS. {fndicuteparlo/reporl.)

9 FNNCL DSCLOSURE REPOR Name or Person Reporting Date or Report Page 9of9 Voorhees, Richard L X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signal! NOE: ND CRM!NL SNCONS (5 U.S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C