[Z NONE (No reportable positions)

Transcription

1 Brimmer, Clarence. OIO Rev FINNCIL DISCLOSURE REPOR Report Required by the Ethics in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app ) 1. Person Reporting (last name, first, middle initial) Court or Organization BRIMMER, CLRENCE. U.S. DISRIC COUR OF WYOMING itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge - Senior Status Sa. Report ype (check appropriate type) D Nomination, Date D Initial [{ nnual D Sb. mended Report D Final 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office ddress Room CPIOL VE CHEYENNE, WY 8200 I 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSI! ONS. (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable positions) POSIION NME OF ORGNIZION/ENIY L I GREEMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements) PRIES ND ERMS

2 Page 2of8 BRIMMER, CLRENCE. II N 0 N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) If you were married during any portion of the reporting year, complete this section. SOURCE ND YPE IV. REIMBURSEMENS transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) - [{ NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED

3 Page 3of8 BRIMMER, CLRENCE. V. GIFS.. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPION VLUE V LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE

4 Page 4of8 BRIMMER, CLRENCE. VI INVESMENS and RUSS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). Description of ssets (including trustassets) (4) Place ''(X)" after each asset Gain Identity of exempt from prior disclosure Code I buyer/seller (-H) (if private transaction) (5) BP PLC c M Exxon-Mobil Corp B L Freeport McMoran Copper and Gold M v merger Chevron-exaco Corp. L Chiquita Brands J 6. Windsor Fund c N 7. Vanguard Muni. Bond Fund c M 8. KeyCorp B K 9. Lost Soldier Field (Mineral Interest Sweetwater County, WY) E Royalty M w IO. South Baggs Field, Carbon Cty Royalty J w 11. Medicine Bow Field, Carbon County, WY Royalty J w 1 Europacific Growth Fund,m.Mut.Funds c K none 1 Qwest, Communications Intl. Inc. J 1 Vanguard 500 Index Fund J 1 Battle Mtn Field, Moffat County, CO Royalty J w 16. Robbers Dog Field, Carbon County, WY Royalty J w 17. Lost Mahoney Dome Field, Carbon County, WY Royalty J w 1. Income Gain Codes: =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000 (See Columns Bl and 04) F =$50,00! - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns Cl and D3) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 PI =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

5 Page 5of8 BRIMMER, CLRENCE. VI INVESMENS and RusS - D NONE (No reportable income, assets, or transactions.). income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period (!) (2) (1) (!) (2) (3) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Gain Identity of exempt frm prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (-H) or int.) (J-P) Code3 redemption) (J-P) (-H) (if private (2) (Q-W) (4) transaction) 18. Intel, Inc. K 19. Cisco Systems J 20. Echo Star Communications Co. J 21. IBM Corp J 2 MICROSOF Corp J none 2 Great Hall Invtd Fds (Money market funds J none for Div. Reinvestme 2 Mineral Working Interest, West V, Logan Royalty J s County 2 Big Hole Land Bank- Moffat County, CO Royalty J s 26. Crooks Gap Field, Mineral Int, Fremont Cty, Royalty J s WY 27. General Electric Co. J none 28. Nonproducing min. int. Carbon, Fremont, J w Sweetwater Ctys, WY 29. Nonproducing min. int. Routt and Moffat J w County, Colorado 30. QL J none 31. Berkshire Hathaway, Inc. M w 3 Guiness Exploration J Buy 2/10/10 J 3 Sunoco, Inc J Buy 04/26/11 J 3 General Electric, Inc. J Buy 04/25/11 J 1. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$ M =$100,001 -$ (Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

6 Page 6of8 BRIMMER, CLRENCE. VI INVESMENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. Description of ssets Income during (including trust assets) reporting period c. Gross value at end ofreporting period Place "(X)" after each asset exempt from prior disclosure (l) (2) (1) (2) mount ype (e.g., Value Value COde 1 div.,rent, Code2 Method buy, sen; (-H) or int.) (J-P) Code 3 redemption) (Q-W) (5) Identity of buyer/seller (ifprivate transaction) 3 uffell, Ltd 1 Buy 04/18/ Bear Creek Mining Corp 1 Buy 03/28/11 J 37. CLL, Ultra Petroleum Corp 1 Buy 02/17/11 J 38. Gold merican Mining Corp 1 Buy 12/22/ Guinness Exploration, Inc J Buy Fue!Cell Energy, Inc 1 Buy 12/22/ Gold merican Mining Corp 1 Buy 10/15/10 J 4 Exxon Mobil Corp 1 Buy 06/10/10 J 4 Chevron Corp J Buy 06/10/10 J 4 uffnell, Ltd v Buy 04/18/11 J l. IncOme Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50.00 I -$100,000 G =$100,001 -$1, HI =$1,000,00 I -$5,000,000 Value Codes J=$15,000or lcss K =$15,00I -$50,000 L =$50,001 -$100,000 (Sec Columns CI and D3) N =$250,001 - $500,000 0 =$500,00 l -$ l,000,000 Pl =$!,000,00! -$5,000,000 P3 =$Z5,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment (Sec Column CZ) U =Book Value V =Other W =Estimated HZ =More than $5,000,000 M =$100,001 -$Z50,000 P2 =$5,000,001 -$Z5,000,000 =Cash Market

7 Page 7of8 BRIMMER, CLRENCE. 05/12/201 I VII DDIIONL INFORMION OR EXPLNIONS. (lndicatepartofreport.) Line 3, value determined by stock broker. Line 24, value determined by stock broker. Line 25, value determined by stock broker. Line 26, value determined by stock broker.

8 Page 8of8 BRIMMER, CLRENCE. IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signat u re NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBJEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

9 Brimmer, Clarence. 010 Rev11011 Report Required by the Ethics in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app ) FINNCIL DISCLOSURE REPOR Person Reporting (last name, first, middle initial) Court or Organization BRIMMER, CLRENCE. U.S. DISRIC COUR OF WYOMING itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge - Senior Status Sa. Report ype (check appropriate type) D Nomination, Date D Initial [{ nnual D Sb. mended Report D Final 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office ddress Room CPIOL VE CHEYENNE, WY 8200 I 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Offcer Date IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. PQSII 0 NS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I GREEMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERMS

10 Page 2of8 BRIMMER, CLRENCE. II N 0 N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE ND YPE IV. REIMBURSEMENS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED

11 Page 3of8 BRIMMER, CLRENCE. V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPION VLUE V LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE

12 Page 4of8 BRIMMER, CLRENCE. VI INVESMENS and RUSS 0 NONE (No reportable income, assets, or transactions.). B. c. o. (1) - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) Description of ssets Income during Gross value at end ransactions dunrig reporting period (including trust assets) reporting period ofreporting period Place "(X)" after each asset exempt frin prior disclosure mount Code 1 (-H) (2) ype (e.g., div., rent, or int.) (2) (!) (2) (3) (4) (5) Value Value ype (e.g., Date Value Gain Identity of Code2 (J-P) Method Code 3 (Q-W) (1) buy, sell, redemption) mmlddlyy Co.de2 (J-P) Code I (-H) buyer/seller (if private transaction) BP PLC c M Exxon-Mobil Corp B L Freeport McMoran Copper and Gold M merger Chevron-exaco Corp. L Chiquita Brands J 6. Windsor Fund c N 7. Vanguard Muni. Bond Fund c M 8. KeyCorp B K 9. Lost Soldier Field (Mineral Interest E Royalty M w Sweetwater County, WY) IO. South Baggs Field, Carbon Cty Royalty J w 11. Medicine Bow Field, Carbon County, WY Royalty J w 1 Europacific Growth Fund,m.Mut.Funds c K none 1 Qwest, Communications Intl. Inc. J 1 Vanguard 500 Index Fund J 1 Battle Mtn Field, Moffat County, CO Royalty J w 16. Robbers Dog Field, Carbon County, WY Royalty J w 17. Lost Mahoney Dome Field, Carbon County, Royalty J w WY Jncome Gain Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,00I -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns Cl and D3) N =$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50.000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S ""ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

13 Page 5of8 BRIMMER, CLRENCE. VI INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.j. B. c. D. Description ofssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period (1) (I) (2) (I) (3) (4) (2) (2) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (-H) or int.) Code 3 redemption) (J-P) (-H) (ifprivate (H) (Q-W) transaction) 18. Intel, Inc. K 19. Cisco Systems Echo Star Communications Co IBM Corp 1 2 MICROSOF Corp 1 none 2 Great Hall Invtd Fds (Money market funds 1 none for Div. Reinvestme 2 Mineral Working Interest, West V, Logan Royalty 1 w County 2 Big Hole Land Bank- Moffat County, CO Royalty 1 w 26. Crooks Gap Field, Mineral Int, Fremont Cty, Royalty 1 w WY 27. General Electric Co. 1 none 28. Nonproducing min. int. Carbon, Fremont, 1 w Sweetwater Ctys,WY 29. Nonproducing min. int. Routt and Moffat 1 w County, Colorado 30. QL 1 none 31. Berkshire Hathaway, Inc. M 3 Guiness Exploration 1 Buy Sunoco, Inc 1 Buy General Electric, Inc. 1 Buy J. 1ncomc Gain Codes: =$!,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F =$ $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and 03) N =$ I -$500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

14 Page 6of8 BRIMMER, CLRENCE. VI INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.) - income, vatue, transactions r1nc1udes those of spouse and dependent children: see PP of filing instructions.;. B. C. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period (2) (1) (2) (1) (l) (2) (3) (4) (5) Place "(X)" after each asset mount ye (e.g., Value Value ype (e,g., Date Value Gain Identity of exempt from prior disclosure Code I (-H) div., rent, or int.) Code2 (J-P) Method Code3 buy, sell; redemption) mm/dd/yy' Code2 (J-P) Codel (,H) buyer/seller (if private (Q-W) tnmsaction) 3 uffnell, Ltd J Buy 04/18/11 J 36. Bear Creek Mining Cotp J Buy 03/28/11 J 37. CLL, Ultra Petroleum Corp J Buy 02/17/11 J 38. Gold merican Mining Corp J Buy 12/22/JO J 39. Guinness Exploration, Inc J Buy 12/22/10 J 40. FuelCell Energy, Inc J Buy 12/22/10 J 41. Gold merican Mining Corp J Buy 10/15/10 J 4 Exxon Mobil Corp J Buy 06/10/10 J 4 Chevron Cotp J Buy 06/10/10 J 4 uffnell, Ltd Buy 04/18/11 J 1. Income Gain Codes: =$J,000 or less B =$1,001 -$2,500 (See Columns B 1 and D4) F =$50,001 - $!00,000 G =$!00,001 -$1,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 (Sec Columns CI and DJ) N =$250,00J -$500,000 0 =$500,001 -$1,000,000 P3 =$25,000,001 - $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) (Sec Column C2) U =Book Value V =Other c =$2,501 - $5,000 D=$5,001-$15,000 E =$15,001 -$50,000 HI =$1,000,001 -$000,000 H2 =More than $5,000,000 L =$50,001 -$!00:000 M =$100,001 -$250,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P4 =More than $50,000,000 S =ssessment =Cash Market W =Estimated

15 Page 7of8 BRIMMER, CLRENCE. VII DDIIONL INFORMION OR EXPLNIONS. (lndicatepartofreport.) Line 3, value determined by stock broker. Line 24, value determined by stock broker. Line 25, value determined by stock broker. Line 26, value determined by stock broker.

16 Page 8of8 BRIMMER, CLRENCE /2011 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ CLRENCE. BRIMMER NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBJEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C