D NONE (No reportable positions.)

Transcription

1 Berriaan, Helen G. OO Rev FINNCIL DISCLOSURE REPOR Report Required by the Ethics in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) Court or Organization Berrigan, Helen G. Eastern District of Louisiana 05/06/2011 itle (rticle Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) rticle III udge - ctive Sa. Report ype (check appropriate type) D Nomination, D Initial Date [{ nnual Sh. D mended Report D Final 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office ddress 500 Poydras Street, Room C-556 United States District Courthouse New Orleans, L On the hasis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSII 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY 1. Member Board of George & ean Pugh Foundation: LSU Law School Member Board, Louisiana State University Law Center II. GREEMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERMS I.

2 FINNCIL DISCLOSURE REPOR Page 2 of9 Berrigan, Helen G. 05/06/2011 III. N 0 N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I LSU Law School ; eaching $1, West Services; Book Royalties $1,9623 B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE ND YPE I. IV. REIMBURSEMENS -transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED 1. he spen Institute 06/10/20 IO to Greentree, NY Int'!. Human Rights & ransportation, Meals & Hotel 06/13/2010 Humanitarian Law Seminar

3 FINNCIL DISCLOSURE REPOR Page 3 of9 Berrigan, Helen G. 05/06/201 I V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPION VLUE I. VI. LIBILIIES. (Includes those of spouse and dependent children; see pp. 3:Z-33 of filing instructions.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE I.

4 FINNCIL DISCLOSURE REPOR Page 4 of9 Berrigan, Helen G. 05/06/2011 VII. INVESMENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) c. Gross value at end D. ransactions during reporting period of reporting period (I) (2) (1) (2) (3) (4) (5) Value Value Date Gain Identity of ype(e,g,, buy, sell, Code2 Method mm/dd!yy Godel buyer/seller (-P) Code3 redemption) (ifprivate (NH) (Q-W) transaction) I. Citigroup-Common Stock IBM - Common Stock c M ri-continental Corp. Mutual Fund Legg-Mason Partners Fund. Rowe Price Growth Stock Mutual Fund L 6. Dreyfous Growth & Income Mutual Fund 7. Dreyfous Research Growth Fund - Class Z 8. Dreyfous New Leaders Fund - Class L 9. Liberty Financial Services N.O., L c Common Stock. M 10. Rental Property #1 New Orleans, Lii D ppraised 8/21/85 Rent N Q 11. Exxon Corp. Common Stock c M 1 General Electric Common Stock 1 ONEO Common Stock B L 1 Westar Energy, Inc. - Common Stock 1 Fidelity dvison - High Yield Portfolio B Class 16. Van ampen - Senio Loan Fund FDCL IB 17. Command Money Fund (Wachovia Interest Securites) I. Income Gain Codes: =$1,000 or less B=$1,001-$2,500 C =$2,50 I - $5,000 D =$5,00I -$15,000 E =$15,001 -$50,000 (See Columns B 1 and 04) F=$50,001 -$100,000 G=$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,00I -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W ""Estimated

5 FINNCIL DISCLOSURE REPOR Page 5 of9 Berrigan, Helen G. 05/06/2011 VII. INVESMENS and R us S - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.). Description of ssets (including trust assets) B. Income during reporting period c. (I) (2) (S) Place "(X)" after each asset mount ype (e.g., Value Identify <:f exempt from prior disclosure Code I div., rent, Code2 buyer/seller (-H) or int.) (-P) (if private transaction) 18. Centinela Valley C UN Interest 19. Harris County, X Cultured Interest L 20. International Paper Co. -- Common Stock 21. ING Golden Select Guarantee nnuity c Interest L 2 Bank of merica Corp. -- Common Stock 2 ohnson & ohnson -- Common Stock 2 & Common Stock 2 Coca Cola Common Stock 26. Dupont E.I. De Nemours -- Common Stock 27. Fifth hird Bankcorp -- Common Stock 28. Washington Mutual Inc. -- Common Stock ] 29. Capital Income Builder -- Class r 30. Inc. PLC PS Plan E lnt./div. N 31. -&, Inc. Common Stock B 3 -BP PLC DR 3 - Chevron Corp. B 3 - Cleco Corp. l. 1ncomc Gain Codes: =$1.000 orless B =$ $2,500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,00 I - $50,000 (See Colums BI and D4) F=$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (Sec Columns Cl and D) N =$ $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =pp raisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

6 FINNCIL DISCLOSURE REPOR Page 6 of9 Berrigan, Helen G. 05/06/2011 VII. INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.). Description of ssets Incorne during Grossvalue at end (including trust assets) reporting period of rel'ol'til1g period (1) Place "(X)" after each asset mount exempt from prior disclosure Code I ( ) - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) B. (2) yp (e.gc; di-v-. :t!ilt;: oririt.) C. (1) (2} Value Method 3 - Consolidated Edison, Inc B Dominion Resources, Inc. V New Fairpoint Communications Frontier Communications inder Morgan Energy Partners B Penn Real Estate Investment rust SBI Simeon Property Group Reit Inc., New SPG Sold 06/ anger Factory Outlet 4 - he Southern Company 4 - Verizon Communications 4 - Fidelity dvisor Series II High Yield Dryden High Yield LD, Inc. Class Pioneer High Yield LD Class Van ampem Senior Loan Fund FD Class IB lliance Bernstein, Inc. FND B merican Strategic Income Portfolio, Inc DWS Free Real Estate FD 11 SRO. ncomc Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I - $5,000 D =$5,001-$15,000 E=$15,00l -$50,000 (Sec Columns BI and D4) F =$ $100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 $250,000 (Sec Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 425,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Markel (Sec Column C2) U =Book Value V =Other W =Estimated

7 FINNCIL DISCLOSURE REPOR Page 7 of9 Berrigan, Helen G. 05/06/2011 VII. INVESMENS and R us S D NONE (No reportable income, assets, or transactions.) - income, value, transactions (Includes those of spouse and dependent childr en; see PP of filing instructions.). Description of ssets (including trust assets) Place"(X)" aftereachllsset B. Income during reporting period (!) (2) ype (e.g,, (I) Value div., rent, Code2 (-H) or int.) (H) c. 5 - ING Primerate R DPR 5 - MFS Charter Income rust 5 - Pimco High Income FD 5 - ES R III 6.75% PFD Conv. due I0/15/ Entergy Louisiana LLC 7.6%!st Mortgage B Bonds Redeemed 04/19/O Geogia Power Senior Note 7/15/ Metlife 875% Senior Notes due B 11/21/ Sherwin Williams 7.25% (7.25) Corts r II due 2/1/2097 Redeemed 05/25/IO Smon PPY Group, Inc., PFD 6.00% 61. labama Power 6 BC Cap rust 6 I Shares I Boxx Inv. Grade 6 Entergy L. Bond 6 Verizon Communications 66. BP PLC Sponsored DR 1. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F 450,001 -$!00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 HZ =More than $5,000,000 Value Codes =$I 5,000 or less =$I 5,00 I -$50,000 L =$50,001 -$!00,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 PI =$1,000,001 -$5,000,000 P2 ='$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Mc\hod Codes Q =ppraisal R =Cost (Real Es>a\e Only) S =ssessment =Cash Marke\ (Sec Column C2) U =Book Value V =Other W =Estimated

8 FINNCIL DISCLOSURE REPOR Page 8 of9 Berrigan, Helen G. 05/06/2011 VIII. DDIIONL INFORMION OR EXPLNIONS. (ndicate partofreport.) Section VII 1. #s 6, 7 & 8 are parts of USE Profit Sharing Retirement Plan FBO' Section VII #s 32-66, List of Stocks and Bonds in the PLC PS Plan.

9 FINNCIL DISCLOSURE REPOR Page 9 of9 Berrigan, Helen G. 05/06/2011 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature: s/ Helen G. Berrigan NOE: NY INDIVIDUL WHO NOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

10 BerriQan, Helen G. OIO. Re FINNCIL DISCLOSURE REPOR Report Required by the Ethics in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app ) 1. Person Reporting (last name, first, middle initial) Court or Organization Berrigan, Helen G. Eastern District of Louisiana 06/06/2011 itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) rticle III udge - ctive Sa. Report ype (check appropriate type) D Nomination, D Initial Sb. mended Report [{ Date [{ nnual D Final 6. Reporting Period 01/0 1/2010 to 12/31/ Chambers or Office ddress 500 Poydras Street, Room C-556 United States District Courthouse New Orleans, L On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIIONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY 1. Member Board of George & ean Pugh Foundation: LSU Law School Member Board, Louisiana State University Law Center II. GREEMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERMS I.

11 FINNCIL DISCLOSURE REPOR Page 2 of9 Berrigan, Helen G. 06/06/2011 III. N 0 N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I LSU Law School ; eaching $1, West Services; Book Royalties $1,9623 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE ND YPE I. IV. REIMBURSEMENS -transportation, lodging.food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED I. he spen Institute 06/10/20 IO to Greentree, NY Int'!. Human Rights & ransportation, Meals & Hotel 06/13/2010 Humanitarian Law Seminar

12 FINNCIL DISCLOSURE REPOR Page 3 of9 Berrigan, Helen G. 06/06/2011 V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPION VLUE I. VI. LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE I.

13 FINNCIL DISCLOSURE REPOR Page 4 of9 Berrigan, Helen G. 06/06/2011 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. (!) (2) c. o. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (!) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Identity of.. exempt from prior disclosure Code I div., rent, Code2 Method huy, sen;.. ffindd/y) Code 2 Code 1 buyer/seller (-H) or int.) (-P) Code 3 redeniptfon) (-P) ( H) (ifprivate (Q-W) transaction) Gain I. Citigroup-Common Stock IBM - Common Stock c M ri-continental Corp. Mutual Fund Legg-Mason Partners Fund. Rowe Price Growth Stock Mutual Fund L 6. Dreyfous Growth & Income Mutual Fund 7. Dreyfous Research Growth Fund - Class Z 8. Dreyfous New Leaders Fund - Class L 9. Liberty Financial Services N.0., L c M Common Stock. 10. Rental Property #1 New Orleans, L. D Rent N Q ppraised 8/21/ Exxon Corp. Common Stock c M 1 General Electric Common Stock 1 ONEO Common Stock B L 1 Westar Energy, Inc. - Common Stock 1 Fidelity dvison - High Yield Portfolio B Class 16. Van ampen - Senio Loan Fund FDCL IB 17. Command Money Fund (Wachovia Interest Securites) 1. Income Gain Codes: 41,000 or less B =$1,001 -$2,500 C 42,50! -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$ $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,00 I -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,00 I - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Markel (Sec Column C2) U =Book Value V =Other W =Estimated

14 FINNCIL DISCLOSURE REPOR Page 5 of9 Berrigan, Helen G. 06/06/2011 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during Gross value at end reporting period of reporting period (2) (1) mount ype(e.g., (1) Value (2) Value (1) ype.{ e.g., Code l div., rent, Codc2 Method btiy, (-H) or int.) Codd redemption} (-P) (Q-W) D. ransactions during reporting period. (2) (3) (4) (5) Date Value Gain Identity of mmidd/yy Code2 Code I buyer/seller (-P) (-H) (ifprivate transaction) 18. Centinela Valley C UN Interest 19. Harris County, X Cultured Interest L 20. International Paper Co. -- Common Stock 21. ING Golden Select Guarantee nnuity c Interest L 2 Bank of merica Corp. -- Common Stock 2 ohnson & ohnson -- Common Stock 2 & Common Stock 2 Coca Cola Common Stock 26. Dupont E.I. De Nemours -- Common Stock 27. Fifth hird Bankcorp -- Common Stock 28. Washington Mutual Inc. -- Common Stock 29. Capital Income Builder -- Class 30. ii lll'll Inc. PLC PS Plan E Int./Div. N &, Inc. Common Stock B 3 -BP PLC DR 3 - Chevron Corp. B 3 - Cleco Corp. l, Income Gain Codes: =$1,000 or less (See Columns BI and D4) F =$50,001- $100,000 Value Codes =$15,000 or less (Sec Columns CI and D3) N =$250,001 - $500,000 B =$1,001 -$2,500 C =$50 I -$5,000 G =$100,001 - $1,000,000 Hl =$1,000,001 - $5,000,000 =$15,001 -$50,000 L =$ $I 00,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 D =$5,001 -$15,000 E =$15,00 I -$ H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

15 FINNCIL DISCLOSURE REPOR Page 6 of9 Berrigan, Helen G. 06/06/2011 VII. INVESMENS and RUSS - income, vatue, transactions <Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). c. D. Gross value at end of reporting period ransactions during reporting period (2) (I) (2) (3) (4) (5} Date Value Gain Identity of lllm/dd/yy Code2 Code 1 buyer/seller redemption) (-P) (-H) (if private transaction) 3 - Consolidated Edison, Inc B Dominion Resources, Inc. V New Fairpoint Communications Frontier Communications inder Morgan Energy Partners B Penn Real Estate Investment rust SBI Simeon Property Group Reit Inc., New Sold 06/01110 SPG 4 -anger Factory Outlet 4 - he Southern Company 4 - Verizon Communications 4 - Fidelity dvisor Series II High Yield Dryden High Yield LD, Inc. Class Pioneer High Yield LD Class Van ampem Senior Loan Fund FD Class lb lliance Bernstein, Inc. FND B merican Strategic Income Portfolio, Inc. B 5 I. - DWS Free Real Estate FD 11 SRO 1. lncome Ga.iil Codes: =$1,0QO orless B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,00 I -$500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =sscssmcnl =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

16 FINNCIL DISCLOSURE REPOR Page 7 of9 Berrigan, Helen G. 06/06/201 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trst assets) reporting period of reporting period (!) (3) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmldd!yy Code2 Code l buyer/seller (-H) or int.) (-P) Code 3 redemption) (-P) (-H) (if private (2) (!) (2) (I) (4) (5) (2) (Q-W) transaction) 5 - ING Primerate R DPR 5 - MFS Charter Income rust Pimco High Income FD ES R III 6.75% PFD Conv. due 10/15/ Entergy Louisiana LLC 7.6% I st Mortgage B Redeemed 04/19/O Bonds Geogia Power Senior Note 7/15/ Metlife 875% Senior Notes due B 11/21/ Sherwin Williams 7.25% (7.25) Corts r II Redeemed due 2/1/ Smon PPY Group, Inc., PFD 6.00% labama Power Buy 04/30/10 6 BC Cap rust Buy 04/30/10 6 I Shares I Boxx Inv. Grade Buy 04/30/10 6 Entergy L. Bond Buy 06/01/10 6 Verizon Communications Buy j 66. BP PLC Sponsored DR Sold 06110/10 j I. Income Gain Codes: =$1,000 or less B =$1,001 -$500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns B 1 and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 Value Codes =$15,000 or less =$15,001 - $50,000 L =$50,001 - $100,000 (Sec Columns Cl and D3) N =$250,00l -$500,000 0 =$500,00I - $I,000,000 Pl =$1,000,001 -$5,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) (See Column C2) U =Book Value V =Other S =ss<:ssmcnt W =Estimated H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00 I -$25,000,000 =Cash Market

17 FINNCIL DISCLOSURE REPOR Page 8 of9 Berrigan, Helen G. 06/06/2011 VIII. DDIIONL INFORMION OR EXPLNIONS. (ndicatepartofreport.) Section VII I. #s 6, 7 & 8 are parts USE Profit Sharing Retirement Plan FBO-- Section VII #s 32-66, List of Stocks and Bonds in thec.. Inc. PLC PS Plan. r iii

18 FINNCIL DISCLOSURE REPOR Page 9 of9 Berrigan, Helen G. 06/06/2011 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature NOE: NY INDIVIDUL WHO NOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

19 BerriQan, Helen G. B OO. Rev FINNCIL DISCLOSURE REPOR Report Required by the Ethics in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) Court or Organization Berrigan, Helen G. Eastern District of Louisiana 09/06/2011 itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) rticle III udge - ctive Sa. Report ype (check appropriate type) D Nomination, D Initial Date [{ nnual D Final Sb. [{ mended Report 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office ddress 500 Poydras Street, Room C-556 United States District Courthouse New Orleans, L On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I, PQSII 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY 1. Member Board of George & ean Pugh Foundation: LSU Law School Member Board, Louisiana State University Law Center II, GREEMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERMS I.

20 FINNCIL DISCLOSURE REPOR Page 2 of9 Berrigan, Helen G Ill. N 0 N-NVES MEN N CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) LSU Law School ; eaching $1, West Services; Book Royalties $1,9623 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE ND YPE I. V. REIMBURSEMENS -transportation, /odging,food, entertainment (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED I. he spen Institute to Greentree, NY Int'!. Human Rights & ransportation, Meals & Hotel Humanitarian Law Seminar

21 FINNCIL DISCLOSURE REPOR Page 3 of9 Berrigan, Helen G. 09/06/2011 V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPION VLUE I. VI. LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE I.

22 FINNCIL DISCLOSURE REPOR Page 4 of9 Berrigan, Helen G. 09/06/2011 VII. INVESMENS and RUSS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Income during Gross value at end ransactions during reporting, period reporting period ofreporting period (2) (1) (1) (2) mount ype (e.g., Value Value Code I div., rerit, Code2 Method ( H) or int.) (H) Code 3 (Q-W) (4) (5) Identity of buyer/seller (if private transaction) I. Citigroup-Common Stock IBM - Common Stock c M ri-continental Corp. Mutual Fund Legg-Mason Partners Fund. Rowe Price Growth Stock Mutual Fund L 6. Dreyfous Growth & Income Mutual Fund 7. Dreyfous Research Growth Fund - Class Z 8. Dreyfous New Leaders Fund - Class L 9. Liberty Financial Services N.O., L Common Stock. c M 10. Rental Property #1 New Orleans, L. ppraised 8/21/85 D Rent N Q 11. Exxon Corp. Common Stock c M 1 General Electric Common Stock 1 ONEO Common Stock B L 1 Westar Energy, Inc. - Common Stock 1 Fidelity dvison - High Yield Portfolio Class B 16. Van ampen - Senio Loan Fund FDCL lb 17. Command Money Fund (Wachovia Securites) Interest. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F =$50,001 -$100,000 Value Codes =$15,000 or less (Sec Columns CI and 03) N =$250,001 -$500,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 =$15,00I - $50,000 L =$50,001 -$100,000 0 =$500,00 I -$1,000,000 PI =$1,000,00I -$5,000,000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

23 FINNCIL DISCLOSURE REPOR Page 5 of9 Berrigan, Helen G. 09/06/2011 VII. INVESMENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) mount (2) ype (e;g.; Code 1 div.,rent, {-H) or int) Gross value: at end ofrep(ll"tfog period (1) Value Code2 (-P} (2) Value Method Code3. (Q-W) (I) ype(e:g., buy, sen; redemption) (2) Date mm/dd/yy 18. Centinela Valley C UN Interest 19. Harris County, X Cultured Interest L 20. International Paper Co. -- Common Stock 21. ING Golden Select Guarantee nnuity c Interest L 2 Bank of merica Corp. -- Common Stock 2 ohnson & ohnson -- Common Stock 2 & Common Stock 2 Coca Cola Common Stock 26. Dupont E.I. De Nemours -- Common Stock Fifth hird Bankcorp -- Common Stock Washington Mutual Inc. -- Common Stock Capital Income Builder -- Class 30. Inc. PLC PS Plan E Int./Div. N 31. -&, Inc. Common Stock B 3 -BP PLC DR Chevron Corp. B 3 - Cleco Corp. I. ncome Gain Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,00I -$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 Value Codes =$15,000 or less =$15,001 -$50,000 L =$50,001 -$100,000 (Sec Columns Ct and 03) N =$ $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P3 =$25,000,00 l - $50, P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment HZ =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,00 I - $25,000,000 cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

24 FINNCIL DISCLOSURE REPOR Page 6 of9 Berrigan, Helen G. 09/06/2011 VII. INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.). B. c. (1) (7H) income, va1ue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (2) (1) (2) (l) (2). (3) (4) (5) Gai Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Identity of exempt from prior disclosure Code I div.,rent, Code2 Method buy, sell; 1 buyer/seller (Q-W) D. mmfddlyy Code2 Code or int.) (-P) Code3 redemption) (-P) (-H) (if private transaction) 3 - Consolidated Edison, Inc B Dominion Resources, Inc. V New Fairpoint Communications Frontier Communications inder Morgan Energy Partners B Penn Real Estate Investment rust SBI Simeon Property Group Reit Inc., New Sold 06/01/10 SPG 4 -anger Factory Outlet 4 - he Southern Company 4 - Verizon Communications 4 - Fidelity dvisor Series II High Yield Dryden High Yield LD, Inc. Class Pioneer High Yield LD Class Van ampem Senior Loan Fund FD Class IB lliance Bernstein, Inc. FND B merican Strategic Income Portfolio, Inc. B 5 I. - DWS Free Real Estate FD 11 SRO I. Income Gain Codes: =$1,000 or less B =$1,001 - $2,500 c =$2,501 $5,000 D =$5,001 - $15,000 E 415,001 -$50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$1 5,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (Sec Columns Ci and D) N =$250,001 $500,000 0 =$ $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 $25,000,000 P =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

25 FINNCIL DISCLOSURE REPOR Page 7 of9 Berrigan, Helen G. 09/06/201 I VII. INVESMENS and RUSS - income, vatue, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). 8. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) Place "(X)" after each asset exempt from prior disclosure reporting period (1) (2)' mount ype (e.g., Code I div., rent, of reporting period (I) (2) Value Value Code2 Method (I). Ṭype (e.g:, buy; sell, (2) (3) (4) (5) Date Value. Gain Identity of mmldd/yy Code2 Code 1.buyer/seller (-H) or int.) (-P). Code (Q-W) redemption) V:P) (-H) (if private transaction) 5 - ING Primerate R DPR 5 - MFS Charter Income rust 5 - Pimco High Income FD 5 -ES R III 6.75% PFD Conv. due 10/15/ Entergy Louisiana LLC 7.6% lst Mortgage Bonds B Redeemed 04/19/ Geogia Power Senior Note 7/15/ Metlife 875% Senior Notes due 11/21/2033 B Sherwin Williams 7.25% (7.25) Corts r II due 211 /2097 Redeemed 05/25/ Smon PPY Group, Inc., PFD 6.00% 61. labama Power Buy 04/30/10 6 BC Cap rust Buy 04/30/IO 6 I Shares I Boxx Inv. Grade Buy 04/30/IO 6 Entergy L. Bond Buy 06/01/IO 6 Verizon Communications Buy 06/01/ BP PLC Sponsored DR (X) Sold 06/10/IO 1. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 Value Codes =$15,000 or less =$15,001 - $50,000 (Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 P3 =$25,000,001 -$50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) (See Column C2) U =Book Value V =Other H =$1,000,001-$5,000,000 L =$50,001 -$100,000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =ssessment W =Estimated H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 =Cash Market

26 FINNCIL DISCLOSURE REPOR Page 8 of9 Berrigan, Helen G. 09/06/2011 VIII. DDIIONL INFORMION OR EXPLNIONS. (lndicatepartofreport.) Section VII #s 32-66, List of Stocks and Bonds in the Inc. PLC PS Plan. #66 was aquired in 20 I 0 & sold in same year.

27 FINNCIL DISCLOSURE REPOR Page 9 of9 Berrigan, Helen G. 09/06/201 I IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature: s/ Helen G. Berrigan NOE: NY INDIVIDUL WHO NOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N. E. Washington, D.C