FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR Eastern District of PA. D Nomination, Date. D Initial Annual. Amended Report. Sb.

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1 OlO Rev FINNCIL DISCLOSURE REPOR FOR CLENDR YER 2006 Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) Court or Organization Gardner, ames. l(noll Eastern District of P 07/13/ itle (rticle m judges indicate active or senior status; Sa. Report ype (check appropriate type) magistrate judges indicate full- or part-time) D Nomination, Date U.S. District udge - ctive D Initial nnual Sb. D mended Report D Final 7. Chambers or Office ddress 8. On the basis of tbe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance Edward N. Cahn U.S. Courthouse with applicable laws and regulations. 504 W. Hamilton Street, #4701 llentown, P Reviewing Officer Date 6. Reporting Period 01/ to 12/31/2006 IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIIONS. (Reporting individual only; see pp of instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I. Officer, Director llentown Symphony ssociation Director oys and Girls Club of llentown, Inc. Director Police thetic League, Inc. 4. Custodian rokerage ccount #3: UPI/UGM =., = (I">,,, 5. General Partner (passive investment in Subchapter "S" Corporation) V6 share of Rental Property# 1 (") \ ---"' 0 1:: :: ( C- r-n rn ::o,_: C) l'l : :' < o. )> -r;r- rn II. GREEMENS. (Reporting individual only; see pp of instructions.)., C () NONE (No reportable agreements.) rn N D U1 PRIES ND ERMS,...- \.., ' I State Employees Pension Fund; retirement pension for former judicial position, includes medical insurance and long-term care benefits, no control

2 FINNCIL DISCLOSURE REPOR Page 2of11 Gardner, ames. noll 07/13/2007 II. N 0 N-NVESMEN N CO ME. (Reporting individual and spouse; see pp of instructions.). Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE N YPE INCOME (yours, not spouse's) I State Employees Pension Fund reported in Part II (fixed benefits from a vested pension plan) $ 67, Spouse'S Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOUCE ND YPE I self-employed realtor 2006 self-employed piano teacher V. REIMURSEMENS -transportation, /odging,food, entertainment (Includes those to spouse and dependent children. See pp of instructions.) D NONE (No reportable reimbursements.) SOURCE DESCRIPION I. he New York Intellectual Property Law ssociation (NYIPL) March 24-25, New York, NY--84th nnual Dinner in Honor of the Federal udiciary (ransportation, Food and Hotel) 4.

3 FINNCIL DISCLOSURE REPOR Page 3of11 Gardner, ames. noll 07113/ HIS PGE INENIONLLY LEF LN.

4 FINNCIL DISCLOSURE REPOR Page 4of11 Gardner, amef noll 07/13/2007 V. GIFS. (Includes those to spouse and dependent children. See pp of instructions.) NONE (No reportable gifts.) SOURCE DESCRIPION VLUE VI. LIILIIES. (Includes those of spouse and dependent children. See pp of instructions.) D NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE 1. ohnson Capital 1 /6 share Mortgage on Rental Property # 1 orrence, California (Pt. VII,, line I)

5 FINNCIL DISCLOSURE REPOR Page 5of11 Gardner, ames.. noll VII. INVESMENS and RUSS - income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.).. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (I) (I) (5) Place "(X)" after each asset mount ype(e.g. Value Value ype (e.g. Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Code 2 Code I buyer/seller (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) (if private (Q-W) (I) (3) (4) Month- transaction) I. Rental Property #I, orrence, California (1997 $533,333) E Rent 0 Q (1999 $18,700) Williamsburg, Virginia c Rent R Sovereign ank ccounts 4. IR #I (Evergreen Foundation Fund Class ) 5. rokerage ccount #I: 6. CIIN N.. ank Program 7. Disney - Common Stock - See Part VIII Part Sale 1/17 NI 8. S Fundamental Value Fund Class - 1/17 NI 9. ltoona City uthority Water Revenue ond O. Ford Motor Company - ond 11. LMP* ppreciation Fund Class - Mutual Fund - See Part VIII 1 Calamos Convertible & High Income Fund - Closed End Fund 1 mcore ank, N.. - IL - Certificate of 5126 NI 14. nchorbank, F.S.. - WI - Certificate of I 1128 NI 15. mgen, Inc. - Common Stock 16. 3M Company - Common Stock 813 NI 17. Wells Fargo & Company - Common Stock I. Income Gain Codes: =$1,000 or less =SI,001 -$2,500 C =$2,501 -S5,000 D =$5,001 -$15,000 E=$15,001-$50,000 (See Columns l and 04) F=S50,00l -SIOO,OOO G =SI00,001 -SI,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes =S 15,000 or less =$15,001 - $50,000 L=$50,001 -$100,000 M =$100,00 I - $250,000 (See Columns CI and D) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,001 - $25,000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (See Column C2) Q =ppraisal V=Other S =ssessment U=ook Value W=Estimated *LMP = Legg Mason Partners

6 FINNCIL DISCLOSURE REPOR Page 6of11 Gardner, ame. noll VII. INVESMENS and RUSS -income, valu, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.).. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (1) mount Code I (-H) (1) (I) (4) ype (e.g. Value Value ype (e.g. Date Value Gain Identity of div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller or int.) (-P) Code3 redemption) Day (-P) (-H) (if private (Q-W) (3) (5) transaction) 18. Calamos Strategic otal Retu Fund - Closed End Fund 19. Liberty ll Star Equity Fund - Closed End Fund 5125 NI 20. LMP* Cap. and Inc. Fund Class - Mut. Fund - See Part VIII NI 21. Luzerne County P Water Revenue ond 2 Microsoft Corporation - Common Stock - See Part VIII 2 Chevron Corporation - Common Stock 4111 NI 24. Safra National ank - NY - Certificate of 25. Macquarie Global Fund - Closed End Fund 1117 NI NI 27. Schering Plough Corp. - Preferred Stock 1/17 NI 28. Washington Mutual ank-nv - Certificate of 5125 NI 29. Doral ank-pr - Certificate of 5125 NI 30. Group PLC - Common Stock 813 NI 31. LMP* Capital and Income Fund - Closed EndFund NI 3 Western Union - Common Stock NI 3 Federal Home Loan ank - Governent ond 1214 NI 34. rokerage ccount #2 (Custodial ccount I. Income Gain Codes: =S 1,000 or less =$1,001 -$2,500 C =S2,501 -S5,000 0 =$5,001 -Sl5,000 E =$15,001 - $50,000 (See Columns I and 04) F =$50,001 -SI00,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -S5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or le ss =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 - $250,000 (Sec Col umns Cl and 03) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 - $25,000,000 Value Method Codes (Sec Column C2) P3 =$25,000,001 - $50,000,000 Q =ppraisal U =ook Value R =Cost (Real Estate Only) V =Other P4 =More than S50,000,000 S =ssessment W =Estimated =Cash Market *LMP s Legg Mason Partners

7 FINNCIL DISCLOSURE REPOR Page 7of11 Gardner, ames, noll VII. INVESMENS and RUSS - income, value, transactions (ncl11des those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.).. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (I) (I) (3) Place "(X)" after each asset mount ype (e.g. Value Value Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (-H) or int.) (-P) Code3 redemption) Day (-P) (-H) (if private (Q-W) transaction) (I) ype (e.g. (4) (5) #1) See Part VIII 35. rokerage ccount #3 (Custodial ccount #2): 36. CIIN N.. - ank Program 37. mcore ank, N.. - IL- Certificate of 11/24 NI 38. Millennium ank, N.. - V - Certificate o 5129 NI 39. Lehman rothers ank, FS - DE - Certificate of 9125 NI 40. MW ank of North merica -U - Certificate of 5125 NI NI 4 Sterling Savings ank-w - Certificate of 1214 NI 4 rokerage ccount #4: 44. General Electrc Corporation - Common Stock 45. ohnson & ohnson - Common Stock 46. LMP* ppreciation Fund Class - Mutual Fund - See Part VIII 47. LMP* Cap. and Inc. Fund Class - Mut. Fund - See Part VIII 48. End of rokerage ccount #4 49. $19,900) M'illiamsburg, Virginia (200:< c Rent R 50. IR #2 (Legg Mason): I. Income Gain Codes: =$ 1,000 or less =$1,001 -S2,500 c=$2,501 - $5,000 0=$5,001 -$15,000 E =$15,001 -$50,000 (See Columns I and 04) F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 -$50,000 L=$50,00l -$100,000 M =$100,00 I - $250,000 (See Columns Cl and 03) N=$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000 Value Method Codes R =Cost (Real Estate Only) =Cash Market Q=ppraisal (See Column C2) V=Other S =ssessment U=ook Value W=Estimated *LMP = Legg Mason Partners

8 FINNCIL DISCLOSURE REPOR Page 8of11 Gardner, ames noll VII. INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.).. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (I) (1) (4) (5) Place "(X)" after each asset mount ype (e.g. Value Value ype (e.g. Date exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - (-H) or int.) (-P) Code 3 (Q-W) redemption) Day (1) (3) Value Gain Identity of Code 2 Code I buyer/seller (-P) (-H) (if private transaction) 51. Legg Mason Special Investment rust - c 5 Royce otal Return Fund Consultant - 5 Van ampen Equity & Income Class C Putnam Mid Cap Value Fund Class C Growth Fund of merica - Class C - Mutual Fund 3/28 NI 56. Legg Mason Value rust merican High Income Fund Exchange Class C - Part 3/27 Nia 58. 3/28 NI 59. merican alanced Fund Inc. Class C Legg Mason Opportunity rust - Mutual Fund 61. Oppenheimer Developing Markets Fund Class C - 6 Lincoln National Life Insurance Co - nnuity L 6 Zebra echnologies Corporation Class - Common Stock 64. Capital World Growth & Income Fund Class C NI 65. 3/28 NI 66. Lord bbett merica's Value Fund Class C * 67. Governent National Mortgage ssociation l. Income Gain Codes: =$1,000 or less =Sl,001-S2,500 C =$2,501 - S5,000 D =$5,001 - $15,000 E =$15,00 I - $50,000 (See Columns I and 04) F=$50,001 -Sl00,000 G =$100,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =S 15,000 or less =$15,001 -$50,000 L=$50,001-$100,000 M =Sl00,001 - $250,000 (See Columns CI and 03) N =$250,001 -$500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than S50,000,000 =Cash Market (See Column C2) Q =ppraisal V =Other S=ssessment U =ook Value W =Estimated *See Part VII I

9 FINNCIL DISCLOSURE REPOR Page 9of11 Gardner, ames, noll VII. INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of the spouse and dependent children. See PP of filing instructions.).. c. D. Description of ssets Income during Gross value at end of ransactions during reporting period (including trst assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (1) (I) mount ype (e.g. Value Value ype (e.g. Code I div., rent, Code 2 Method buy, sell, (-H) or int.) (-P) Code3 redemption) (Q-W) (I) Date Month - Day (3) Value Code 2 (-P) (4) Gain Code I (-H) (5) Identity of buyer/seller (if private transaction) Class - ond 68. CIIN N.. ank Program - See Part VIII 69. merican Chartered ank-il - Certificate of 3127 NI NI 71. End of IR #2 7 New York Life Whole Life L 7 rokerage ccount #5: 74. lliance ernstein ond Fund - Class * 615 NI 75. lliance Growth Income - Class * 615 NI 76. lliance ernstein Small-Cap Growth Fund - Class * 615 NI 77. lliance Growth Fund - Class 615 NI 78. lliance ernstein International Growth Fund - Class 615 NI 79. lliance ernstein Small/Mid Cap Value Fund - Class * 615 NI 80. N ank ccounts N 81. Rental Property #2, Lehigh Valley, P (2006 $250,000) Rent M R 9114 M NI I. Income Gain Codes: =SI,0-0 or less =SI,0-1 -$2,50- c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns I and 04) F =$50,0-1 -$10-,00 G =$10-,001 -Sl,000,00 HI =$1,000,001 -$5,00,000 H2 =More than $5,00,000 Value Codes =$15,00 or less =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001-$250,00- {See Columns Cl and 03) N =$250,0- I -$500,00 0 =$500,001 -$1,000,00 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Codes P3 =$25,0-0,001 -$50,0-0,0-0 R =Cost (Real Estate Only) P4 =More than $50,000,00- =Cash Market (See Column C2) Q =ppraisal V =Other S =ssessment U =ook Value W =Estimated *Mutual Fund

10 FINNCIL DISCLOSURE REPOR Page 10of11 Gardner, ames noll 07113/2007 VIII. DDIIONL INFORMION OR EXPLNIONS. (Indicate part of Report) I. Re Part VII, Line 7: s a result of the sale on anuary 17, 2006 of a portion of the Disney common stock in rokerage ccount #I, the remaining shares generated less than n dividends in 2006 and had a fair market value of less tha1 1 the end of the 2006 reporting period. herefore, columns and C are left blank. Re Part VII, Line 11: On pril I, 2006, S ppreciation Fund Class (reported in Part VII, Line 11 of the 2005 Financial Disclosure Report) changed its name to Legg Mason Parters ppreciation Fund Class (reported in Part VII, Line 11 of the within 2006 Financial Disclosure Report). Re Part VII, Line 20: On pril I, 2006, S Capital and Income Fund Class (reported in Part VII, Line 23 of the 2005 Financial Disclosure Report) changed its name to Legg Mason Partners Capital & Income Fund Class (reported in Part VII, Line 20 of the within 2006 Financial Disclosure Report), prior to being sold on October 12, Re Part VII, Line 34: rokerage ccount #2 (Custodial ccount #I) does not qualify for reporting this period because the account owner is over age 21 and is not a fthe reporting person within the meaning of the Internal Revenue Code of 1986 (26 U.S.C. 152), and therefore is not a as defined in section 102(e) of the Ethics in Governent ct of 1978, as amended, 5 U.S.C. 102(e). Moreover, as reported in Part VII, line 37 of the 2004 Financial Disclosure Report, and in Part VIII, paragraph 2 of the 2004 Financial Disclosure Report, rokerage ccount #2 was redeemed on May 20, 2004 and no longer exists. 5. Re Part VII, Line 46: On pril I, 2006, S ppreciation Fund Class (reported in Part VII, Line 46 of the 2005 Financial Disclosure Report) changed its name to Legg Mason Partners ppreciation Fund Class (reported in Part VII, Line 46 of the within 2006 Financial Disclosure Report). 6. Re Part VII, Line 47: On pril 1, 2006, S Capital and Income Fund Class (reported in Part VII, Line 48 of the 2005 Financial Disclosure Report) changed its name to Legg Mason Partners Capital and Income Fund Class (reported in Part VII, Line 47 of the within 2006 Financial Disclosure Report). 7. Re Part VII, Line 66: On February 21, 2006 Lord bbett Research Fund Inc. Class C (reported in Part VII, Line 72 of the 2005 Financial Disclosure Report) changed its name to Lord bbett merica's Value Fund Class C (reported in Part VII, Line 66 of the within 2006 Financial Disclosure Report). 8. Re Part VII, Line 68: On February 21, 2006 Legg Mason Cash ccount-2005 (reported in Part VII, Line 76 of the 2005 Financial Disclosure Report) changed its name to CIIN N.. ank Program (reported in Part VII, Line 68 of the within 2006 Financial Disclosure Report).

11 FINNCIL DISCLOSURE REPOR Page 11of11 Gardner, ames, Xnoll 07/13/2007 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Date u_l_y_l_ 3 _, _2_0_0_7 FILS O FILE HIS REPOR MY E SUEC O CIVIL FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C