UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK UNITED STATES COURTHOUSE 40 CENTRE STREET NEW YORK, NEW YORK

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1 UNIED SES DISRIC COUR SOUHERN DISRIC OF NEW YOR UNIED SES COURHOUSE 40 CENRE SREE NEW YOR, NEW YOR CHMBERS OF PUL. CROY (2.12.) UNIED SES DISRIC JUDGE May 11, 2007 Honorable Ortrie D. Smith Chair, Committee on Financial Disclosure Judicial Conference of the United States One Columbus Circle, N.E. Washington, DC Re: 2006 Financial Disclosure Report Dear Judge Smith: In response to your letter of pril 25, 2007, concerning my 2006 nnual Financial Disclosure Report which I filed on March 20, 2007, please accept the information provided below as an amendment to my 2006 report; and as a response to the questions you raised. I certify that the information provided is accurate, true and complete to the best of my knowledge and belief I am aware of the consequences ofknowing and wilful falsification of this report. (1) Part VII, page 4, lie 4, and page 6, line 50 eceived meriprise Financial Inc. stock in October 2005, in a stock distribution from merican Express. It should have been listed on last year's report; it was an oversight on my par not to do so. he Fidelity Cash Reserve is a "sweep account" with Fidelity. When money swept from other accounts reaches a certain level, I make other investments, which are listed in the disclosure statement. I think of the Cash Reserve account more as a checking account, than as an investment. (2) Part VII, page 4, line 15 Marsh & McLennan he income amount code is and the income type is dividend. Page 5, line 20 United Health Group he income amount code is and the income type is dividend.

2 Honorable Ortrie D. Smith May 11,2007 Page2 (3) Par VII, page 5, line 22 Xerox he value code for Column D-3 is J. Report. I an providing you with three copies of this letter amending my 2006 Disclosure PC:cp Enc.

3 ... O 10 Report Required by the Ethics in Government ct of1978 Rev FOR CLENDR YER 2006 (5 US.C. app ) 1. Person Reporting (last name, first, middle initial) 2. Court or Organization Crotty, Paul U.S. District Court (S.D.N.Y.) 03/20/ itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge (ctive) 7. Chambers or Office ddress 500 Pearl Street Room 735 New York, New York Sa. Report ype (check appropriate type) Sb. D Nomination, Date D Initial nnual D Final D mended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer 6. Reporting Period Date 01/01/2006 to 12/31/2006 IMPOR N N 0 ES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POS II 0 NS, (Reporting individual only; see pp of instructions.) ( NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I II. GREEMENS. (Reporting individual only; see pp of instructions.) D NONE (No reportable agreements.) \ J (,) C) f- 'I Oz (,) - c-?" ::-J - " :: oy. v nr '1 n : 1 \ = = -- :: > N N )> -P en _, ;o rn (' rn - <: rn 0 PRIES ND ERMS I Verizon Income Deferral Plan, including stock grants earned in 2003 and 2004 and short term incentive plan for work in 2005 (No Control)

4 Page 2of10 Crotty, Paul 03/20/2007 III, NON-INVESMEN IN CO ME. (Reporting individual and spouse; see pp of instructions.). Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I Verizon Communications (See VIII) $ 475, B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE ND YPE I (Spouse) George rzt Communications - Salary IV. REIMBURSEMENS -transportation, /odging,food, entertainmenl (Includes those to spouse and dependent children. See pp of instructions.) [ NONE (No reportable reimbursements.) SOURCE DESCRIPION l

5 Page 3of10 Crotty, Paul 03/20/2007 V GIFS. (Includes those to spouse and dependent children. See pp of instructions.) [ NONE (No reportable gifts.) SOURCE DESCRIPION VLUE I VI, LIBILIIES. (Includes those of spouse and dependent children. See pp of instructions.) D NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE I. merican Express Credit Card J 2. Chase Master Card Credit Card J Chase Visa Card Credit Card 4. Bank of merica Visa Card Credit Card 5. US Visa Card Credit Card

6 Page 4of10 Crott, Paul 03/20/2007 VII. INVESMENS and RUSS - income, vatue, transactions (Includes those of11ie spouse and dependent children. see PP offiling instructions.; D NONE (No reportable income, assets, or transactions.). B. C. Description of ssets Jn.come during Gross value at end of ransactions during reporting period (inc:iuding trust assets) reporting period reporting period (!) (2) (I) (5) Place "(X)" after each asset mount ype (e.g. Value Value ype (e.g. Date Value Gain Identity of (2) D. (1) (2) (3) (4) exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (-H) or int.) (J-P) Code 3 redemption) Day (J-P) (-H) (ifprivate (Q-W) transaction) I. bbott Laboratories J 2. merican Express L merican International Group 4. meriprise Finl Inc. 5. mgen 6. Coca Cola B L 7. Disney L 8. Duke Energy Corp. B 9. ExxonMobil B L IO. General Electric B L I I. Hospira J 12. IBM J 1 JPMorgan Chase B 14. Eli Lilly 15. Marsh &McLennan Sell 12/21 c 16. Microsoft 17. Newmont Mining 1. Income Gain Codes: =$1,000 or Jess B =$1,001 $2,500 c=$2,501 - $5,000 D =$5,001- $15,000 E=$15,001-$50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000, Value Codes J =$15,000 or Jess =$15,00! $50,000 L=$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and D3) N =$250,001 $500,000 0=$500,001 - $1,000,000 Pl =$1,000,001. $5,000,000 Pl =$5,000,001 $25,000,000 Value Method Codes (See Column C2) P3 =$25,000,001 $50,000,000 Q =ppraisal U =Book Value R =Cost (Real Estate Only) V=Other P4 =More than $50,000,000 S =ssessment W =Estimated ""Cash Market

7 Page 5of10 Crott, Paul VII. INVESMENS and RUSS -- income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c: D. Description of ssets Iiicome.duririg G oss valu_e at nd of i a.cifs d ingreporting pep (including. trst assets)... repoith)g P9tio.<J. re!ioffn pe i_ii) :.. (1).'(2f> (;)! Place rdriiit. "(I" am;e ch asset.. J?fo exetiiptfro Cddel rn n<jr\jfs is re bi\ :s1'l( rt.n.th7 ( -ii>" recteillpt(on}. cit. 'Jpe fe.g; "'> 0). 18. Pfizer B L 19. Stryker Corp. 20. United Health Group Sell 518 L c 21. United Health Group M M 22. Xerox J 8/8 2 lliance Bernstein Capital Interest L 24. Fidelity NY Muni Interest L 212 M 25. Fidelity NY Muni Interest L Sell 416 M 26. Fidelity Floating High Rate rtisan International c William Blair Int'] Growth c Columbia com Int'] c Gateway Fund Laudus Rosenberg Value Quaker Strategic Norbelle LLC None L u 34. New Entrepreneur Fund B L u - Inheritance I. Income Gain Codes: =Sl,000 or less B=$J,001 -$2,500 c =$2,501 $5,000 D=SS,001 Sl5,000 E 0 =$15,00J - $50,000 (See Columns B 1 and D4) F=$50,001 - $100,00P G =$100,001 $1,000,000 Hl =Sl,000,001 : s5,ooo,ooo, H2 =More tha n, $5,000, Value Codes J=S15,000 or less =$15,001 - $50,000 L =$50,001 SJ00,000 M =$IOO;oo 1 $250,000 (See Columns Cl and D3) N =$250,001 $500,000 0 =$500,001 - $1;000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00L $25,000;000 Value Method Codes PJ =$25,000,00I $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (See Column C2) Q =ppraisal V=Other S ;::::ssessment U =Book Value W =Estimated

8 Page 6of10 Crotty, Paul 03/20/2007 VII. INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of the spouse and dependent children. See PP of filing instructions.). B. c. D. Description ofssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during Gross value at end of ransactions during reporting period reporting period reporting period (I) (2) (I) (2) (1) (2} {3) (4) \ ) mount ype (e;g. Value Value ye (e.g. Date Value Gain Identity. of Code 1 div.,-rent, Code2 Method buy, sell, Month - Code2 Code 1 buyer/seller ('H) or int.) (J-P) Code3 redemptiorr) Day (J-P) (-H) (ifpri ate (Q-W) transaction) 35. Rollover IR #1 c Fidelity Low Priced Stock Baron Growth William Blair Int'! Growth Columbia com Class Z Dodge & Cox Stock Harbor International Julius Baer Int'! Equity 4 - Longleaflnt'l Royce Premier weedy Brown Global Fidelity Cash Reserves Fidelity Diversified Int'! 48. Rollover IR #2 c Interest Newberger Berman Intennediate Sell 715 M Fidelity Cash Reserves Sell 715 M Campbell Soup Bond Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 c=$2,501 -$5,000 D =$5,001 $15,000 E =$15,001 -$50,000 (See Columns BI and D4) F=$50,001 - $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000, Value Codes J=$15,000 or less =$15,00l -$50,000 L=$50,001 -$!00,000 M =$100,001 -$250,000 (See Columns CI and DJ) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 ""Cash Market (See Column C2) Q =ppraisal V=Other S =ssessment U=Book Value W=Estimated

9 Page 7of10 Crotty, Paul 03/20/2007 VII. INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of the spouse and dependent children. see PP of filing instructions.j. Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of ransactions during reporting period reporting period reporting period (1) (2) (I) (I) (2) (3) (4) (5) mount ype (e.g. Value Value ype (e.g. Date Value Gain Identity of Code 1 div., rent, Code2 Method buy, sell, Month- Code2 Code] buyer/seller (2) (-H) or int.) (J-P) Code3 redemption) Day (J-P) (-H) (ifprivate (Q-W). transaction) Nat'l Rural Utils Bond 5 - Morgan Stanley Bond Merrill Lynch Bond DuPont Bond 56. -CI Bond arget Corp. Bond Genworth Global Bond 59. -GE Bond 60. -IBM Bond Boeing Corp. Bond Wachovia Bond 6 - llstate Bond 64. -Wells Fargo Bond nheuser Busch Bond Bear Steams Bond 67. -HSBC Bond 68. Verizon Income Deferral Plan G Interest Pl I. Income Gain Codes: =$1,000 or less B =$1,001 - $2,500 c=$2,501 - $5,000 D =$5,001 -Sl 5,000 E =$15,001 - $50,000 (Sec Columns B 1 and D4) F=$50,001 -$100,000 G =$100,001 - sl,000,000 Hl =$1,000,001 -$5,000,000 H2=More than $5,000, Value Codes J =$15,000 or less =$15,001-$50,000 L=$50,001 -$100,000 M =S 100,001 -$250,000 (See Columns Cl and D3) N=$250,001 - $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -S25,000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (Sec Column C2) Q =ppraisal V=Other S =ssessment U =Book Value W=Estimated

10 Page 8of10 Crott, Paul 03/20/2007 VII. INVESMENS and RUSS - income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.). Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior. discliisure (I} mount Code I (-H) B. Income during reporting period (2) ype (e.g. div., rent, or int.) c. Gross value at end of reporting period {I} (2) (1) (2) (3) (4) \SJ Value Value ype{e.g. Date Value Gain Identity of Code 2 Method buy, sell, Month- Code2 Code!.. buyer/seller (J-P) Code3 (.-W) redemption) D. ransactions d!lring reporting period Day {J-P) (.H) (ifprivate transaction) 69. -Verizon Co. Sell 9/30 J Cash ccount Moodys 9/30 L Pimco Real Estate Bond Sell 9/30 L 1. Income Gain Codes; =$1,000 or less B =$1,001- $2,500 c=$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F=$50,001 -$100,000 G =$100,001 - SI,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000, Value Codes J=$15,000 or less =$15,00! -$50,000 L=$50,00I -$100,000 M =$100,001-$250,000 (See Columns Cl and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5;000,001 -$25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 R =Cnst (Real Estate Only) P4 =More than $50,000,000 =Cash Market (See Column C2) Q =ppraisal V=Other S =ssessment U=Book Value W=Estimated

11 Page 9of10 Crott, Paul 03/20/2007 VIII. DDIIONL INFORMION OR EXPLNIONS. (I11dicate partofreporl) In 2006, I continued to receive payments from my Verizon Income Deferral Plan (10/2006), together with an incentive payment I was due on account of services rendered prior to 7/31/2005, together with a stock distribution, payable in 2006, but earned in 200 he total payments are shown in III, supra.

12 Page 10of10 Crotty, Paul 03/20/2007 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honor aria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOE: NY INDIVIDUI. ND CRIMINL SNCIONS (5 U.S.C. app. 104) --""'f! zc 2tff! LSIFIES OR FILS O FILE HIS REPOR MY BE SUBJEC O CIVIL FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C