FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 USC app ) 2. Court or Organization

Transcription

1 rcher, r., Glenn L. O 10 Rev Report Required by the Ethics FINNCIL DISCLOSURE REPOR in Government ct of 1978 FOR CLENDR YER 2010 (5 USC app ) Person Reporting (last name, first, middle initial) Court or Organization rcher, r., Glenn L. Court of ppeals for the Federal Circuit itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) Circuit udge - Senior Status Sa. Report ype (check appropriate type) D Nomination, Date D Initial [{ nnual D Final Sb. mended Report D 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Offce ddress 717 Madison Place, NW Washignton, DC On the basis of the information contained in this Repo11 and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSIIONS. (Reporti11g i11dividual only; see pp of filing i11structions.) 0 NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY Secretary-reasurer GlenmarFarms- farm) Yellow Springs, W.V rustee Sherman Foundation (Charitable Foundation) Newport Beach, C rustee rust (see Part VIII) 5. I GREEMENS. (Reporti11g i11dividual 011/y; see pp ofjili11g i11structio11s.) [{ NONE (No reportable agreements.) PRIES ND ERMS

2 FINNCIL DISCLOSURE REPOR Page 2of10 rcher, r., Glenn L. II N 0 N-INVESMEN INC 0 ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [l NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of tl1e reporting year, complete this section. (Dollar amount nol required excepl for honoraria.) D NONE (No reportable non-investment income.) SOURCE ND YPE Monthly laska retirement annuity IV. REIMBURSEMENS --tra11sportatio11, lodgi11g,food, e11tertai11menl (Includes those to spouse and dependenl children; see pp offiling instructions.) [l NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED 5.

3 FINNCIL DISCLOSURE REPOR Page 3of10 rcher, r., Glenn L. V. GIFS. (lncl11des those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPION VLUE 5. V LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE 5.

4 FINNCIL DISCLOSURE REPOR Page 4 of IO Name of Pei-son Reporting rcher, r., Glenn L. VI INVESMENS and RUSS - income, value, transactions r111c1uaes t1iose of spouse ana aepe11ae11t c1ii1are11; see PP of filing instructions.; D NONE (No reportable income, assets, or transactions.). B. c. Description of ssets (including trust assets) Income during reporting period Gross value atend of reporting period (1) (2) (I) (2) (l) Place "(X)" after each ass.et mount ype (e.g., Value Vallie ype (e.g.; exempt from prior disclosure Code I div., rent, Code2 Method buy; sell, ( ) or int.) (H) Code 3 redemption} (Q-W) Colchester Corp. com None w Glenmar Farms Inc. com None L w IR #I - E-rade Int./Div. L -pple com 5. - Microsoft com 6. -Cisco com 7. -ltria com 8. - Kraft Cl 9. -Citigroup Phillip Morris Int'! E-rade Money Market Funds 1 IR #2 -E-rade Int./Div. L 1 -Cisco com 1 -pple Buy 01/21/ Intel com Marriott com Microsoft com ncomc Gain Codes: =$1,000 or less B =$1,001-$2,500 c =$2,501 -$5,000 0 =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less K =$15,00 I-$50,000 L =$50,001 -$100,000 M ='$I 00,001 - $250,000 (Sec Columns CI and 03) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

5 FINNCIL DISCLOSURE REPOR Page 5of10 rcher, r., Glenn L. VI INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes tllose of spouse and dependent c11udre11; see pp of filing instructions.;. B. Description of ssets Income during (including trust assets) reporting period (!) (2) (5) Place "(X)" after each asset mount ype (e.g., Value Ideniity of exempt from prior disclosure Code 1 div., rent, Code2 buyer/seller (-H) or int.) (-P) (-H) (if private transaction) pplied Materials com Petsmart com E-rade Money Market Funds 21. Harris Bank -- Brokerage cct G&C Bk 2 - Microsoft com 2 -CM Inc Fd 2 - m Cent GNM Fd Interest Cohen & Steers REI Fd 26. Dodge & Cox Inc Fd Edison International Hawaiian Elec Inds Hyperion ot Rt Fd Peyder & Rygel GNM Fd Rite id Corp 3 - Southern Co 3 - Vanguard GNM Fd Interest 3 - Wachovia Pref Series Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 c 42,501 '$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (Sec Columns Bl and D4) F =$50,001 - $!00,000 G =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less K =$15,001-$50,000 L =$50,001-$ I00,000 M =$I00,001 - $250,000 (Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 -$5(),000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) (Sec Column C2) U =Book Value V =Other P4 =More than $50,000,000 S =ssessment W =Estimated =Cash Market

6 FINNCIL DISCLOSURE REPOR Page 6 of IO rcher, r., Glenn L. VI INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.). B. c. (1) (-H) income, value, transactions r1nc111des t1iose of spouse and dependem c1iudren; see PP of filing instructions.) Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset exempt from prior disclosure mount Code I (2) (3) (5) ype (e.g., div.,rent, or int.) {l) (2) {I) Value Code2 (-P) Value Method Code 3 (Q-W) ype (e.g., buy, sell, redemption) (2) Date mm/dd/yy Value Code2 (-P) D. (4) Gain Code 1 {-H) Identity of buyer/seller (if private transaction) 35. -US reas Bond 11/15/21 Interest Harris Bank -- Virtus Money Market c Interest N 37. rust#1 (EWL r) at Harris Bank D Int./Div. M 38. -lliance Bernstein 39. -merican El Power com 40. -Cisco com Intel com 4 -Equity One com 4 -Microsoft com 4 -ltria 45. -Kraft Cl Goldman Sachs 47. -Halliburton 48. -Phillip Morris Int'! 49. -Harris Bank - Virtus Money Market Funds 50. Real Property -Las Vegas, NV B Rent L w 51. rust #2 -at Harris Bank B Int./Div. N ncorne Gain Codes: =$1,000 or less B =$1,001 -$Z,500 c =$Z,50! -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Columns BI and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 HZ =More than $5,000,000 Z. Value Codes =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$Z (Sec Columns CI and D) N =$Z50,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 PZ =$5,000,001 -$Z5,000,000 P3 =$Z5,000,00I -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S ==ssessment =Cash Market (Sec Column CZ) U =Book Value V =Other W =Estimated

7 FINNCIL DISCLOSURE REPOR Page 7of10 rcher, r., Glenn L. VI INVESMENS and RUSS - income, value, transactions r111c1udes t1iose of spouse and depe11dem c1ii1dre11; see PP of ili11g i11structio11s. D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (1) (2) (I) (2) (4) (3) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/ddlyy Code2 Code 1 buyer/seller (-H) or int.) (-P) Code 3 redemption) (-P) (-H) (if private (Q-W) transaction) 5 - Harris Bank - Virtus Money Market Funds 5 - Queen nnes Co. Md Sci Bonds 15 an 13 Sold 01115/IO 5 - Md St Comm Dev Bond 1 pr 13 Sold 07/12/ Baltimore Co Pub Imp Bonds 15 Oct 15 Sold 10/15/ Md St Health Bond 15 ug Md St Health Bond I uly Md St Ind! Dev Bond 15 ug Bait Co Md Met Bond I une Montgomery Co Md Bonds 15 Feb Baltimore Md Rev Bonds 1 uly Md St Health Hghr Ed Bonds 1 uly Md St Health Bonds 15 ug Md St. Health Hghr Ed Bonds I ul Constellation Energy com 66. -FPL Group com 67. -Nextera Energy Inc com l. Income Gain Codes: =$1,000 or ess B=$ $2,500 c =$2,501 -$5,000 D=$5,00 -$15,000 E=$15,00 - $50,000 (See Columns BI and D4) F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5, HZ =More than $5,000,000 Value Codes =$I 5,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$ 100,001 - $Z50,000 (See Columns CI and 03) N =$Z $500,000 0 =$500,00 I - $I,000,000 Pl =$1,000,001 -$5,000,000 PZ =$5,000,00 I -$Z5,000,000 P3 =$Z5,000,00 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column CZ) U =Book Value V =Other W =Estimated

8 FINNCIL DISCLOSURE REPOR Page 8of10 rcher, r., Glenn L. VI INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.). B. c. (!) - income, va1ue, transactions r111c1udes 111ose of spouse and depe11de11t c11udre11; see pp of filing instructions.; Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Gain Identity of exempt from prior discfosure Code 1 div., rent, Code2 Method blly,sell, miti!dd/0 Code2 Code 1 buyer/seller (-H) or int.) (H) Code 3 redemption) (-P) (-H) (if private (Q,W) transaction) D pplied Materials com 70. rust #2 cont'd (Not in Harris Bank) Mineral Interest -- Norton Co KS Royalty w 7 Income Gain Codes: =$1,000 or less B =$ $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 Value Codes =$15,000 or less K =$15,00 I - $50,000 (Sec Columns CI and 03) N =$250,001-$500,000 0 =$500,00I -$1,000,000 P3 =$25,000,00 I - $50, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) HI =$1,000,001-$5,000,000 L =$50,001 -$100,000 Pl =$1,000,001-$5,000,000 P4 =More than $50,000,000 S =ssessment H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00 I - $25,000,000 =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

9 FINNCIL DISCLOSURE REPOR Page 9of10 rcher, r., Glenn L. VII DDIIONL INFORMION OR EXPLNIONS. (l11dicatepartofreport.) For Part I, Line 4 - Living rust for me executed in 2008, of which we are rustees and beneficiaries

10 FINNCIL DISCLOSURE REPOR Page 10 of IO rcher, r., Glenn L. IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature: s/ Glenn L. rcher, r. NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C