D NONE (No reportable positions.)

Transcription

1 nderson, Ill, Robert L. OJO Rev FINNCIL DISCLOSURE REPOR Report Required by the Ethics in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app ) 1. Person Reporting (last name, first, middle initial) Court or Organization NDERSON, III, ROBER L. 11 H CIR. COUR OF PPELS 4/11/2011 itle (rticle Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. CIRCUI JUDGE (senior) 7. Chambers or Offce ddress 56 Forsyth Street, N.W. tlanta, G Sa. Report ype (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ nnual Sb. D mended Report D 01/01/2010 Final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIIONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I. FELLOW MERICN BR FOUNDION 5. II. GREEMENS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PRIES ND ERMS I. 1117/07 R. Lanier nderson, III/Chas. Schwab & Co. Cust/ IR rollover

2 Page 2of10 NDERSON, III, ROBER L. 4111/2011 III. N 0 N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - If you were married during any portion-of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE ND YPE I. IV. REIMBURSEMENS -transportation, lodging,food, entertainment (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED I. 5.

3 Page 3of10 NDERSON, III, ROBER L. 4/11/2011 V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPION VLUE I. 5. VI. LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE I. 5.

4 Page 4of10 NDERSON, III, ROBER L. 4/11/2011 VII. INVESMENS and RUSS - income, value, transactions r1nctudes those of spouse and dependent children; see PP of filing instructions.j D NONE (No reportable income, assets, or transactions.). B. c. Description of ssets Income during Gross value at end ransactions.during reporting period (including trust assets) reporting period of reporting period (I) (2) (1) (2) (2) (3) Place "(X)" after each asset mount ype (e.g., Value Value ype. ( e.g,; Date Value exempt from prior disclosure Code I div. rent, Code2 Method buy, sen, mm/dd/yy I (4) (5) Gain Identity of buyer/seller (-H) or int.) (H) Code 3 redemption) (if private trallsaction) I. Sunrust Bank - checking account Interest 1 (Q-W) D. ;,' 1 1 Euro Pacific Growth Fund (IR) K Euro Pacific Growth Fund (IR) K Sturges Mfg., Utica, NY (common) K w 5. Exxon (common) K 6. Sunrust Bank (common) K 7. MFS Managed Multi-St. ax Exempt (G) B K mutual fund 8. MFS Managed Mu. Bd. rust (mutual fund) B L 9. I-CREF c L 10. House and lot, Bibb County, G D Rent M w 11. Sunrust Bank (common) J 1 I shares Russell I 000 Index 1 1 I shares Russell 2000 Value K 1 I shares Russell 2000 Index K 15. I shares Russell I 000 Index J 16. I shares Russell 2000 Value I shares Russell 2000 Index J 1. Income Gain Codes: =$ l,000 or less B=$l,00l -$2,500 c 42,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (Sec Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,00 I - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and 03) N =$250,00I - $500,000 0 =$ I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =pprdisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

5 Page 5of10 NDERSON, III, ROBER L. 4111/2011 VII. INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.). B; c. Description of ssets Income during Gross value at end (including trust assets) reporting period of reporting period - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) (1) (2) (!) (2) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., exempt from prior disclosure Code 1 div, rent, Code2 Method buy, sell, (ch) or int.) (J-P) Code 3 redemption) (Q-W) (l) 18. I shares Russell I 000 Index (IR) J 19. I shares Russell 2000 Value (IR) K 20. I shares Russell 2000 Index (IR) J 21. I shares Russell I 000 Index (IR) J 2 I shares Russell 2000 Value (IR) K 2 I shares Russell 2000 Index (IR) J 2 he Phoenix Co. Sold 01/14/10 J 25. he Phoenix Co. (whole life) Sold 01/14/10 J 26. Genworth Life Ins. Co (whole life) D M 27. Sunrust Bank - money market Interest L 28. RL/Chas Schwab Cust-IR rollover See Part VIII 29. DF U.S. Large Cap Value Sold 06/01/10 K 30. Vanguard Growth Sold 02/05/10 K 31. DF wo Year Global K 3 Harbor Bond Fund B Sold 03105/10 K 3 Pimco otal Return Fund Sold 12/02/10 K 3 Schwab S&P 500 Index Fund B L Sold 06/01/10 L B 1. 1ncomc Gain Codes: 41,000 or less B $I ;00 I -$2,500 C $2,50 I -$5,000 D $5,001-$15,000 E $15,001 - $50,000 (See Columns Bl and 04) F $50,001 -$100,000 G $100,001 -$1,000,000 HI $1,000,001 -$5,000,000 H2 More than $5,000,000 Value Codes J $I 5,000 or less K $15,001 -$50,000 L $50,001 -$100,000 M $100,001 -$250,000 (Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,00I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Markel (Sec Column C'2) U =Book Value V =Other W ==Estimated

6 Page 6of10 NDERSON, III, ROBER L. 4/11/2011 VII. INVESMENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). 8. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (!) (I) (3) (4) (5) (1) (2) (2) (2) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy,_seu, mni/dd/yy Code-2 Code I buyer/seher (-H) or int.) (J-P) Code 3 redemption) (J") (-H) (ifprivate (Q-W) transaction) 35. Vanguard GNM Fund Sold 10/25/10 K B 36. Sch Muni Money Fund Interest J 37. Pemco Commodity Real Fund (PCRDX) J Sold 06/01/10 K 38. Vanguard Bond Index Fund (BSV) K Sold 03/05/10 K 39. Schwab GNM Fund (SWGSX) B Buy 02/12/10 M 40. Schwab GNM Fund (SWGSX) B Sold 09/20/10 M 41. Husman Strategic Growth (HSGFX) Buy 08/19/10 K 4 Husman Strategic Growth (HSGFX) Sold 12/13/10 K 4 Vanguard REI (VNQ) None Buy 06/17/10 J 4 Vanguard REI (VNQ) None Sold J 45. Vanguard Value (VV) Buy 02/12/10 K 46. Vanguard Value (VV) Sold 06/08/10 K 47.!Shares V MSCI EFE Fund (EF) K Buy 09/20/10 K 48.!Shares R MSCI EFE Fund (EF) K Sold 12/13/10 J 49. Powersha QQQ R Ser 1 (QQQQ) J Buy 03/05/10 K 50. Powersha QQQ R Ser 1 (QQQQ) J Sold 06/01/10 K 51. Vanguard Small Cap (VB) K Buy 02/12/10 K 1. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E=$15,00! -$50,000 (See Columns BI and D4) F =$50,001 - $!00,000 G =$!00,001 -$1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000orlcss K =$15,001 -$50,000 L =$50,001 -$100,000 M =$1 00,001 -$250,000 (Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,00I - $ l,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

7 Page 7of10 NDERSON, III, ROBER L. 4/11/2011 VII. INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.) - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.j. B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (1) (2) (!) (2) (3) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy; sell, mm/dd/yy Code2 Code I buyer/seller (-H) or int.) (J-P) Code3 redemption) (J-P) (-H) (ifprivate (Q-W) (4) transaction) 5 Vanguard Small Cap (VB) K Sold K 5 Goldman Sachs Strategic & Inc. Fund J Buy 12/06/10 J (GSZIX) 5 Pemco Unconstrained Bond Fund J Buy 12/06/10 J 55. SPDR Gold R (GLD) K Buy 10/01/10 K 56.!Shares R Barclay's ips (IP) J Buy 07/14/10 J 57. RL Schwab Individual ccount See Park VIII 58. Schwab GNM Fund (SWGSX Sold 04/01/10 M 59. SPDR S&P Int'! Small Cap Fund (GWX) Sold 02/01/10 L D 60. Vanguard Emerging Mkt Fund (VWO) Sold K 61.!Shares R MSC! EFE Fund (EF) Buy 04/13/10 J 6!Shares R MSC! EFE Fund (EF) Sold 05/24/10 J 6 PIMCO otal Return Fund (POX) Buy 04/05/10 K 6 PIMCO otal Return Fund (POX) Sold K B 65. Vanguard REI (VNQ) None Buy 06/17/i 0 J 66. Vanguard REI (VNQ) None Sold J 67. Sch Muni Money Fund (SWXXX) K Buy 03101/10 K 68.!Shares DJ Select Div. Fund (DVY) K Buy 10101/10 K I. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15.00 I - $50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 l -$250,000 (See Columns CI and D3) N 4250,001 -$500,000 0 =$500,00 I -$I,000,000 PI =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

8 Page 8of10 NDERSON, III, ROBER L. 4/11/2011 VII. INVESMENS and RUSS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income.during reporting period Gross value at end ofreporting period D. ransactions during reporting period (!) (2) (!) (2) (I) (2) (3) (4) (5) mount ype(e.g., Value Value ype(ecg.; Date Value Gain Identity of Code I div., rent Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller ( H) or int.) (J-P) Code 3 redemption) (J-P) (if private (Q-W) transaction) (-H) 69.!Shares R Barclay's Bond (CSJ) J Buy 04/05/10 J 70. Powershs QQQ-R Ser I (QQQQ) K Buy 10/14/10 K 71. Vanguard Small Cap Value (VBR) K Buy K 7 Vanguard Value K Buy 10/14/10 K _. Incoine Gain-Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E=$15,001-$50,000 (See Columns BI and 04) F=$50,00l -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $ M =$100,001 -$250,000 (See Columns CI and 03) N =$250,00I -$500,000 0 =$500,00 I -$1,000,000 PI =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column Cl) U =Book Value V=Other W=Estimated

9 Page 9of10 NDERSON, Ill, ROBER L. 4/11/2011 VIII. DDIIONL INFORMION OR EXPLNIONS. (Jndicate partofreport.) Part VII, Line 28, is simply a heading to disclose that the following items (lines 29 through 56) that describe holdings or transactions in the IR during Part VII. line 57 is simply a heading to disclose that the following items (lines 58 through 72) describe holdings or transations in the RL Schwab individual account.

10 Page 10of10 NDERSON, III, ROBER L. 4/11/2011 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ ROBER L. NDERSON, III NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBJEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C