AMENDED. Report Required by the Ethics in Government Act of 1978 _ Rev FOR CALENDAR YEAR 2006 (5 U.S.C. app )

Transcription

1 l MENE o_10 Report Required by the Ethics in Government ct of 1978 _ Rev FOR CLENR YER 2006 (5 U.S.C. app ) 1. Person Reporting (last name, first, middle initial) Court or Organization ate of Report BECWH, SNR S U.S. SRC COUR itle (rticle judges indicate active or senior status; magistrate judges indicate full or parttime) ctive udge 7. Chambers or Office ddress 810 Potter Stewart Courthouse 100 East Fifth Street Cincinnati, Ohio Sa. Report ype (check appropriate type) Sb. Nomination, ate nitial nnual Final mended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer 6. Reporting Period ate 01/01/2006 to 12/31/2006 MPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.. POSONS. (Reporting individual only; see pp. 913 of instructions.) [ NONE (No reportable positions.) POSON NME OF ORGNZON/ENY.. GREEMENS. (Reporting individual only; see pp of instructions.) [ NONE (No reportable agreements.) rr 1 ;;;::' c:l'> ::4: rr 52 O:., r < PR ES N ERM$< ' )> ;o m () m < rn 0.

2 FNl'lCL SCLOSURE REPOR ate of Report Page 2 of O BECWH, SNR S ll. NONNVESMEN N CO ME. (Reporting individual and spouse; see pp of instructions.). Filer's Nonnvestment ncome NONE (No reportable noninvestment income.) SOURCE N YPE NCOME (yours, not spouse's). 6/15/06 homson/west eaching $ B. Spouse's Nonnvestment ncome (ollar amount not required except for honoraria.) NONE (No reportable noninvestment income.) f you were married during any portion of the reporting year, complete this section. SOURCE N YPE ntique Business 2006 Metropolitan Sewer istrictpersonnel irector V. REMBURSEMENS transportation, lodging,ood, entertainment (ncludes those to spouse and dependent children. See pp of instructions.) [ NONE (No reportable reimbursements.) SOURCE ESCRPON.

3 ate of Report Page 3of10 BECWH, SNR S 06/20/2007 V. GFS. (ncludes those to spouse and dependent children. See pp of instructions.) [ NONE (No reportable gifts.) SOURCE ESCRPON VLUE. V. LBLES. (ncludes those of spouse and dependent children. See pp of instructions.) [ NONE (No reportable liabilities.) CREOR ESCRPON VLUE COE.

4 ate of Report Page 4of10 BECWH, SNR S 06/20/2007 V. NVESMENS and RUSS. NONE (No reportable income, assets, or transactions.) l, ncombe income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) j 1(1 ) 1. dun ng r C. Gross value at end of (including trust assets) reporting period reporting period 1 exempt from prior disclosure Code 1 div., rent, Code 2 Method.. escription of ssets ransactions during reporting period () (4) (5) (2 ) (2 ) ( 3 ) 1 Place "(X)" after each asset i mount ype (e.g. Value Value.g. ate Value Gain dentity of U.S. Bank Portfolio buy, sell, Month Code 2 Code 1 buyer/seller (H ) or int.) (P) Code 3 redemption) ay (P) L! (Q_ _W_)_[ (H) (if private transaction) l Citigroup, nc. Common Stock B ividend General Electric Corp. Common Stock ividend Sell Part 1130 BP moco PLC Common Stock ividend ohnson and ohnson Common Stock ividend 6. Microsoft Corp. Common Stock ividend 7. Proctor & Gamble Common Stock ividend 8. First merica Prime Obligation Fund B nterest L 9. Sysco Corp. Common Stock ividend 10. Emerson Electric Co % 8/15/10 B nterest 11. Ohio State nfrastructure mpt. Series 87% B nterest L 1 eere and Company Common Stock ividend 1 Shares R U.S. Healthcare Sector Common Stock ividend 1 Shares U.S. echnology Sector Common Stock ividend 1 pache Corporation Common Stock ividend Sell ll 2/ Schlumberger, Ltd. Common Stock ividend Split Shares apan ndex Fund None Sell ll 2/10 l. ncome Gain Codes: $1,000 or less B $1,001 $500 c $2,501. $5,000 $5,001 $15,000 E $15,001. $50,000 (See Columns B and 4) F $50,001 $100,000 G $ $1,000,000 H $1,000,001 $000,000 H2 More than $5,000,000 Value Codes $15,000 or less $15,001 $50,000 L $50,001$100,000 M $100,001. $250,000 (See Columns Cl and 3) N $250,00 l $500,000 0 $500,001. $1,000,000 Pl $1,000,001 $5,000,000 P2 $5,000,001 $25,000,000 Value Method Codes (See Column C2) P3 $25,000,00 l $50,000,000 Q ppraisal U Book Value R ost (Real Estate Only) V oother P4 More than $50,000,000 S =ssessment W =Estimated =Cash Market

5 1 ate of Report Page 5of10 BECWH, SNR S 06/20/2007 V. NVESMENS and RUSS income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) NONE (No reportable income, assets, or transactions.) 18. B.. C.. L ncome during! Gross value at end of escription of ssets (includi ng trust assets) reporting period reporting period () (2) () (2) (1) (2) (3) 11 Place "(X) after each asset mount ype (e.g. Value Value i ype (e.g. ate Value Gain dentity of exempt fro m prior disclosure Code div., rent, Code 2 Method buy, sell, i' Month Code 2 Code buyer/seller. (H) or int.) (P) Code 3 redemption) ay (H) (if private (QW) transaction) Shares MSC! Hong ong ndex Fund ransactions du ng reporting period n (P) _ (4) L 'i i, None Sell ll 6/22 (5) 19. U.S. reasury P 000% 1115/14 B nterest Sold 8/14 L c Shares FSE/XNHU China 25 ndex Fund Shares MSC! Mexico Common Stock ividend None Sell ll 7/17 c 2 Shares Select Common Stock ividend 2 Paccar, nc. Common Stock ividend Sell ll Varian Medical Systems, nc. Common Stock BSF G R Common Stock None Sell ll 512 B None Sell ll 2/2 26. qua merica, nc. Common Stock ividend 27. ell, nc. Common Stock None Sell ll 1/5 28. Exelon Corporation Common Stock ividend 29. Shares Lehman 13 yrs. rs Bd B nterest Sell ll 8/9 30. U.S. reasury 1.875% 12/31/05 nterest 31. merican nt'! Group, nc. Common Stock ividend 1/5 3 mgen, nc. Common Stock None 1/10 3 mgen, nc. Common Stock Sell ll Caterpillar, nc. Common Stock ividend 1/10 l. ncome Gain Codes: =$1,000 or less B =$1,001 $2,500 c =$2,501 $5,000 0 =$5,001 $15,000 E =$15,00 $50,000 (See Columns Bl and 04) F =$50,001 $100,000 G =$100,001 $,000,000 H =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns C and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,00 $25,000,000 Value Method Codes P3 =$25,000,001 $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (Sec Column C2) Q =ppraisal V =Other S =ssessment U =Book Value W =Estimated

6 Page 6of10 BECWH, SNR S ate of Report V. NVESMENS and RUSS income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) NONE (No reportable income, assets, or transactions.). B.. escription of ssets ncome during Gross val at end of 1 ransactions during reporting period (including trust assets) reporting period reporting period (!) 1( (2) (!) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g. Value 11 Value ype (e.g. ate dentity of exempt from prior disclosure. Code l div ' rent, Code 2 Method buy, sell, Month buyer/seller (P) 1 Code 3 redemption) (if private ( H) o; int.) ay L Value Code 2 (P) Gain Code (H) (QW) transaction) 3 Caterpillar, nc. Common Stock Sell ll 11/ rilquip, nc. Common Stock None rilquip, nc. Common Stock Split 10/5 38. P elekomunikasi ndonesia R Common Stock ividend 1/5 39. Vodafone Group, nc. Common Stock ividend 40. FHLB eb. 100% 3/6/08 B nterest FHLB eb. 250% B nterest 3/27 4 Pepsico, nc. Common Stock ividend 7/31 4 Baker Hughes, nc. Common Stock ividend 8/9 4 Baker Hughes, nc. Common Stock Sell ll 12/13 4 U.S. reasury Note 625% 8/31111 None U.S. reasury Note 875% 8/15/09 None L 8/ Cincinnati Police Credit Union nterest 48. Public Employees eferred Comp. #1 ividend L 49. Public Employees eferred Comp. #2 F ividend Public Employees eferred Comp. #3 E ividend M 51. U.S. Bank R l. ncome Gain Codes: =$1,000 or less B =$1,001 $2,500 c =$2,501 $5,000 0 =$5,001 $15,000 E =$15,001 $50,000 (See Columns B and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 Hl =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Codes P3 =$25,000,001 $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market (See Column C2) Q =ppraisal V =Other S =ssessment U =Book Value W =Estimated

7 ate of Report Page 7of10 BECWH, SNR S 06/20/2007 V. NVESMENS and RUSS income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) NONE (No reportable income, assets, or transactions.) 1,. B. c.. escription of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period 1( (2) (2) (5) Place "(X)" after each asset mount ype (e.g. Value Value ype (e.g. ate Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month Code 2 Code buyer/seller (H) or int.) (P) Code 3 L L 5 First Prime Oblication Fund Class nterest () (2) (QW) c(1)! redemption).. l.. (3) (4) ay (P) (H) (if private transaction) 5 Walgreen Company Common Stock ividend 5 Pfizer, nc. Common Stock ividend 5 ell, nc. Common Stock None Sell ll 1/ strazeneca PLC Common Stock ividend U.S. Bank R 58. First merican Prime Obligation Fund nterest 59. Walgreen Company Common Stock ividend 60. FPL Group, nc. Common Stock ividend 61. Proctor & Gamble Common Stock ividend 6 U.S. Bank R ll 6 Pfizer, nc. Common Stock ividend 6 Lowe's Cos, nc. Common Stock ividend Split 7/3 6 Lowe's Cos, nc. Common Stock Sell ll 7/21 c 66. First merican Prime Obligation Fund nterest 67. Shares GS$ nvestop Corporate Bond nterest Name Change Varian Medical Sys., nc. Common Stock None Sell ll 512 c. ncome Gain Codes: =$1,000 or less B =$1,001 $2,500 C =$2,501 $5,000 0 =$5,001 $15,000 E =$15,001 $50,000 (See Columns Bl and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 H =$1,000,00! $5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 $50,000 L =$50,001 $100,000 M =$!00,001 $250,000 (Sec Columns Cl and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Codes P3 =$25,000,00 $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 =Cash Market Q =ppraisal (See Column C2) V =Other S =ssessment U =Book Value W =Estimated

8 ate of Report Page 8of10 BECWH, SNR S 06/20/2007 V. NVESMENS and RUSS NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.). B. c.. escription of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period! mount j L (2) (1) (2)1 () (2) Value Value Code 2 Method i (3) (5) Place "(X)" after each asset ype (e.g. ype (e.g. ate Value Gain dentity of exempt from prior disclosure Code div., rent, buy, sell, Month Code2 Code buyer/seller (H) or int.) (P) Code 3 redemption) ay (P) (H) (if private (QW) transaction) i L (4) 69. Paccar, nc. Common Stock ividend Sell ll BSF GR Common Stock None Sell ll Shares Lehman 13 yrs. rs Bd nterest Sell ll 8/9 7 nfosys echnologies Common Stock ividend nfosys echnologies Common Stock Split FPL Group, nc. Common Stock ividend Loews Corp. Common Stock ividend 8/ pple Computer, nc. None 10/11. ncome Gain Codes: =$1,000 or less B =$1,001 $2,500 C =$2,501 $5,000 0 =$5,001 $15,000 E =$15,001 $50,000 (See Columns B and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns C and 03) N =$250,001 $500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Codes P3 =$25,000,001 $50,000,000 R =Cost (Real Estate Only) P4 =More thao $50,000,000 =Cash Market (See Column C2) Q =ppraisal V =Other S =ssessment U =Book Value W =Estimated

9 ate of Report Page 9of10 BECWH, SNR S V. ONL NFORMON OR EXPLNONS. (ndicate part of Report) tems 2 through 46 are the U.S. Bank Portfolio NOE on the 2005 Financial isclosure Form two errors occurred: () tem 39 is a duplicate of tem 7 (2) tem 27 incorrectly listed " Shares MSC! Mexico". his should be " shares MSC! Mexico" tems 27, 29, 33, 44 & 71 sold at losses tem 30 reflects interest received in 2006 although the note matured on 12/31/05 tem 39 reflects dividend received after sale of the stock on 12/16/05 as shown on my 2005 Financial isclosure Report (Line 22) tems 52 through 56 are U.S. Bank R tems 58 through 61 are U.S. Bank R tems 63 through 76 are U.S. Bank R tem 67 New Name Shares boxx & nvestment Grade Corp. Bond Fund LQ

10 i Page 10of10 BECWH, SNR S ate of Report X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature. NOE: NY N N CRMNL SNCONS (5 U.S.C. app. 104) ate._ 1'_2',&_o_" a R FLS O FLE HS REPOR MY BE SUBEC O CVL FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial isclosure dministrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington,.C

11 CHMBERS OF HELEN G. BERRGN CHEF UGE UNE SES SRC COUR ESERN SRC OF LOUSN 500 POYRS SREE NEW ORLENS, LOUSN (504) ;. rn 0 m uly 20, 2007 < m he Hon. Ortrie. Smith, Chair (""' 0 Committee on Financial isclosure,,, 0 L>. udicial Conference of the United States One Columbus Circle, N.E. Washington.C ear udge Smith: his is in reply to your letter of une 20, entirely thorough. My apologies for sending in a report that wasn't Specifically, your letter referenced Par V, page 5, lines 2224 in which listed Wrigley WM r. Co., Bank of merica Corp., and ohnson & ohnson, all as common stock. hey had not appeared on a prior report. hose stocks were purchased for cash on November 15, n each case, the Value Code is, and the Gain Code is.

12 ... O O Rev FOR CLENR YER 2006 Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app. 1011ll) 1. Person Reporting (last name, first, middle initial) Court or Organization ate of Report BECWH, SNR S U.S. SRC COUR 04/24/2007 itle (rticle ll judges indicate active or senior status; Sa. Report ype (check appropriate type) 6. Reporting Period magistrate judges indicate full or parttime) Nomination, ate ctive udge Sb. nitial nnual Final mended Reprt 7. Chambers or Office ddress 8. On the basis of the information contained.in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 810 Potter Stewart Courthouse 100 East Fifth Street Cincinnati, Ohio Reviewing Officer ate to 12131/2006 MPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.. POS! 0 NS. (Repo;ting individual only; see pp. 913 of instructions.) l NONE (No reportable positions.) POSON NME OF ORGNZON/ENY 1. C Ui C,..., o UZ c:> :::u:z o> nr () f'l,. = = :;;::: ;: < 1 :0 rn 0 rn _.. rn C. GREEMENS. (Reporting individual only; see pp of instructions.) l NONE (No reportable agreements.) PRES N ERMS L

13 FNNCL SCLOSURE REPOR, Page 2of10 N>1me of Person Reporting BECWH, SNR S ate of Report N 0NNVESMEN N CO ME. (Reporting individual and spouse; see pp of instructions.). Filer's Nonnvestment ncome NONE (No reportable noninvestment income.) SOURCE N YPE NCOME (yours, not spouse's) 1. 6/15/06 homson/west eaching $ B. Spouse's Nonnvestment ncome (ollar amount not required except for honoraria.) NONE (No reportable noninvestment income.) f you were married during any portion of the reportng year, complete this section. SOURCE N YE l ntique Business 2006 Metropolitan Sewer istrictpersonnel irector V. REMBURSEMENS transportation, /odging,food, entertainment. (ncludes those to spouse and dependent children. See pp of instructions.) [" NONE (No reportable reimbursements.) SOURCE ESCRPON 1.

14 Page 3 oflo Name of PersonReporting BECWH, SNR S ate of Report 04/24/2007 V, GFS, (ncludes those to spouse and dependent children. See pp of instructions.) B NONE (No reportable gifts.) SOURCE ESCRPON VLUE 1. V, LBLES. (111cludes those of spouse and dependent children. See pp of instructions.) NONE (No reportable liabilities.) CREOR ESCRPON VLUE COE 1.

15 FNNC SCLOSURE REPOR Page 4of10 BECWH, SNR S ate of Report 04/24/2007 V. NVESMENS and RusS income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructons) NONE (No reportable income, assets, or transactions.),! i a c n escription of ssets l ncome during ' Gross value at end of ransactions during reporting period (includingtrustassets) < L reportingperiod reportingperiod i () (2) () (2) (1) (2) (3) (4) (5) i Place "(X)" after each asset! mount ype (e.g.., Value Value yp (e.g. ate Value Gain dentity of exempt from prior disclosure buy, sell, Month Code2 Code buyer/seller / redemption) ay (P) (H) (if private i transaction), L j l j 1. U.S. Bank.Portfolio! Code 1, div., rent, Code 2 Method : (H) or int.) (P) LL_ 1 Code 3 i i Citigroup, nc. Common Stock B ividend General Electric Corp. Common Stock ividend Sell Part 1/30 BP moco PLC Common Stock ividend ohnson and ohnson Common Stock ividend 6. Microsoft Corp. Common Stock ividend 7. Proctor & Gamble Common Stock ividend 8. First merica Prime Obligation Fund B nterest L 9. Sysco Corp. Common Stock ividend 10. Emerson Electric Co % 8/15/l 0 B nterest 11. Ohio State nfrastructure lmpt. Series 87% 8/1/14 B nterest L 1 eere and Company Common Stock ividend 1 Shares R U.S. Healthcare Sector common Stock ividend 1 Shares U.S. echnology Sector Common Stock ividend 1 pache Corporation Common Stock ividend Sell ll 2/ Schlumberger, Ltd. Common Stock ividend Split Shares apan ndex Fund Sell ll 2/10 l. lncome Gain Codes: =$1.000 or less B =$1.001 $2,500 C =$2,50 l $5,000 =$5,001Sl5,000 E =$15,001 $50,000 (See Columns Bl and 4) F =$50,00i $100,000 G =$100,001 $1,000,000 Hl =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes =$1000 or less =$15,00 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns C and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Codes (See Column C2) P3 =$25,000,001 $ R ocost (Real Estate Only)?4 =More than $50, Q =ppr isal U =Book Value VOher S =ssessment W =Estimated =Cash Market

16 Page 5of10 ate of Report BECWH, SNR S 04/24i2007 V. NSMENS and RUSS income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) NONE (No reportable income, assets, or transactions.) escription of ssets (including trust assets) Place "(X)" after each asset exempt from prior disc)osure i B. C.. ncome during reporting period r ( ) 1!mount; ; Code f ;!..(H)! l,,,_,,.. (2) ype (e.g. div., rent, or int.) Gross value at end of reporting period () Value Code2 (2) Value Method (P) Code 3 (QW) () ype (e.g. buy, sell, redemption) ransactions during reportng period (2) (3) (4) (5) ate Value Gain dentity of Month Code 2 Code buyer/seller ' ay (P) (H) (if private.l transaction) i 18. Shares MSC! Hong ong ndex Fund Sell ll U.S. reasury P 000% 1/15/14 B nterest Sold 8/14 L c 20. Shares FSE/XNHU China 25 ndex ividend Fund 21. Shares MSC Mexico Common Stock Sell ll 7/17 c 2 Shares Select Common Stock ividend 2 Paccar, nc. Common Stock ividend Sell ll Varian Medical Systems, nc. Comrnon Stock Sell ll 512 B 2 BSF G R Common Stock Sell ll qua merica, nc. Common Stock ividend 27. ell, nc. Common Stock Sell ll Exelon Corporation Common Stock ividend 29. Shares Lehman 13 yrs. rs Bd B nterest Sell ll 8/9 30. U.S. reasury 1.875% 12/31/05 nterest 3'1. merican nt'! Group, nc. Common Stock ividend 3 mgen, nc. Common Stock 1/10 3 mgen, nc. Common Stock Sell ll 12/3 3 Caterpillar, nc. Common Stock ividend 1/10.. ncome Gain Codes: =$1.000 or less B =$ 1,001 $2,500 c =$501 $5,000 =$5,001 $15,000 E =$15,001 $50,000 (See Columns Bl and 4) F =$ $100,000 G =$ 100,001 $1,000,000 H =$1,000,001$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$1001 $50,000 L =$ $100,000 M =$ $250,000 (See Columns Cl and 3) N =$ $ =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5, $25, Value Method Codes (See Column C2) P3 =$25, $50,000,000 Q =ppraisal U :=Book V nluc R =Cost (Real Estate Only) V =Other P4 =More than $50, S =ssessment W =Estimated =Cash Market

17 FN. CL SCLOSURE REPOR Page 6of10 Name of Persn Reporting BECWH, SNR S ate of Report 04/24/2007 V. NVESMENS and RusS income, value, transactins (ncludes those of the spouse and dependent chl1dren. See pp of filing instructions.) 1..! NONE (No reportable income, assets, or transactions.}. escription of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 3 Caterpillar, nc. Common Stock B. c. ncome during Gross value at end of / reporting period reporting period r(1).!!mount 'Code l l_l. <m ' j (2) yp (e.g. div., rent, or int.) (1) Value Code2 (P) r (2) () Value yp (e.g. Method Code3 (QW.) buy, sell, redemption) Sell ll. ransactions during reporting period (2) (3) (4) (5) ate Value Gain dentity of Monti) Code 2 Code buyer/seller ay (P) (m (if private 11/20 transaction) 36. rilquip, nc. Common Stock 1/ rilquip, nc. Common Stock Split 10/5 38. P elekomunikasi ndonesia R Common Stock ividend Vodafone Group, nc. Common Stock ividend 40. FHLB eb. 100% 3/6/08 B nterest 3/ FHLB. eb. 250% 3/2/09 B nterest 3/27 4 Pepsico, nc. Common Stock ividend 7/31 4 Baker Hughes, nc. Common Stock ividend 8/9 4 Baker Hughes, nc. Common Stock Sell ll 12/13 4 U.S. reasury Note 625% 8/31/1 8/1 46. U.S. reasury Note 875% 8/15/09 L 8/ Cincinnati Police Credit Union nterest 48. Public Employees eferred Comp. #1 ividend L 49. Public Employees eferred Comp. #2 F ividend Public Employees eferred Comp. #3 E ividend M 51. U.S. Bank R 1. ncome Gain Codes: =$1,000 or less B =$1.00l $2,500 C =$2,50 $5,000 0 =$5,001 $15,000 E=$15,00l $50,000 (See Columns B and 04) F=$50.00 $ G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =More thari $5,000,000 Value Codes =$1000 or less =$15,001 $50,000 L =$50,001 $100,000 M =$ $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0=$500,001. $1,000,000 Pl =$1,000,001 $5,000,000 P2=$000,001 $25,000,000 Value Method Codes isee Column C2) P3 =$2000,001. $50, Q=ppraisal U =Book Vaiuc R =Cost (Real Estate Only) V =Other P4 =More than $50,000,000 S =ssessment W=Estimated ='Cash Market

18 FN CL SCLOSURE REPOR Page 7of10 BECWH, SNR S ate of Report 04/24/2007 V. NESMENS and RUSS income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions) NONE (No reportable income, assets, or transactions.),!. escription of ssets (including trust assets) Place "(X)'' after each asset exemptfrom prior disclosure B. ncome during reporting period c. Gross value at end of reporting period () Value Code2 (P) (2) Value Method Code 3 (QW) (1) ype (e.g.. ransactions during reporting period i(2)mr (4)., ' ate ' Value Gain Month Code 2 Code ay (P) (H) (5) dentity of buyer/seller (ifprivate transaction) 5 First Prime Oblication Fund Class nterest 5 Walgreen Company Common Stock ividend 5 Pfizer, nc. Common Stock ividend 5 ell, nc. Common Stock Sell ll 1/ strazeneca PLC Common Stock ividend ' 1/ U.S. Bank R 58. First merican Prime Obligation Fund nterest 59. Walgreen Company Common Stock ividend 60. FPL Group, nc. Common Stock ividend 61. Proctor & Gamble Common Stock ividend 6 U.S. Bank R ll 6 Pfizer, nc. Common Stock ividend 6 Lowe's Cos, nc. Common Stock ividend Split 7/3 6 Lowe's Cos, nc. Common Stock Sell ll 7/21 c 66. First merican Prime Obligation Fund nterest 67. Shares GS$ nvestop Corporate Bond nterest Name Change l l/l 68. Varian Medical Sys., nc. Common Stock Sell ll 512 c. ncome Gain Codes: =$1,000 or less B =$1.00 $500 c =$2,501 $5,000 =$001 $15,000 E =$1001 $ (See Columns Bl 3nd 4) F =$ $ G =$100,00 $ Hl =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Co<lcs =$15,000 or less =$1001 $50,000 L =$ $ M =$100,001 $250,000 (See Columns Cl and 3) N =$250,00 $500,000 0 =$ $1,000,000 Pl =$1.000,001 $ P2 =$ $25, Value Method Codes P3 =$ $ (Sec Column Cl) Q =ppraisal U 'Book Value R =Cost (Real Estate Only) Y =Other P4 =More than $50,000,000 S =ssessment W =Estimated =Cash Market

19 ate of Report Page 8of10 BECWH, SNR S V. NESMENS and RUSS income, value, transactions (ncludes those of the spouse am! dependent children. See pp of filing instructions.) NONE {No reportable income, assets, or transactions.), ;;: B. c. escription of ssets ncome during Gross value at end of (including trust assets) reporting period reporting period Place "(X)" after each asset r, () 1 () (2) (2) 1mount:. rpe (e.g. Value ' Value. ype (e.g. exempt from prior disclosure : Code 1 div., rent, Code2 i Met)lod buy, sell, (H) or int.) (P) Code3 _redemption) L _ L!! (QW)!. 1 ransactions during reporting period iol1w:m:(4,(5 1. i ate. Value Gain dentity of Month Code 2 Code 1 buyer/seller 11 ay (P) (H) (ifprivate transaction) i, ; l L L 69. Paccar, nc. Common Stock ividend Sell ll BSF GR Common Stock Sell ll Shares Lehman yrs. rs Bd nterest Sell ll nfosys echnologies Common Stock ividend nfosys echnologies Common Stock Split 7/17 7 FPL Group, nc. Common Stock ividend Loews Corp. Common Stock ividend 8/23 76: pple Computer, nc L ncome Gain Codes: =$1.000 or less B =$LOO $2,500 c =$50 l $5,000 =$001 $15,000 E =$15,001 $ (See Columns Bl and 4) F =$50,001 $ G =$ $1,000,000 Hl =$1.000,001 $000,000 H2 =More than $ Value Codes =$1000 or less =$1001 $ L =$50,001 $! M =$100,001 $250,000 (See Columns C! and 03) N $ ;soo.ooo 0 =$500,001 $1,000,000 Pl =$1.000,001 $ P2 =$ $ Vaiue Method Codes (See Column C2l Pl =$ l $ Q ppraisal U =Book Value R =Cost (Real Estate Only) Y =Other P4 =More than $ S =ssessment W =Estimated =Cash Market

20 FNNC SCLOSURE REPOR ate of Report Page 9of10 BECWH, SNR S V. ONL NFORMON OR EXPLNONS. (lndicatepartofreport) tems 2 through 46 are the U.S. Bank Portfolio NOE on the 2005 Financial isclosure Fonn two errors occurred: () tem 39 is a duplicate of tem 7 (2) tem 27 incorrectly listed " Shares.MSC Mexico". his should be " shares MSC! Mexico" tems 27, 29, 33, 44 & 7 l sold at losses tem 30 reflects interest received in 2006 although the note matured on 12/31/05 tem 39 reflects dividend received after sale of the stock on 12/16/05 as shown on my 2005 Financial isclosure Report (Line 22) tems 52 through 56 are U.S. Bank R tems 58 through 61 are U.S, Bank R tems 63 through 76 are U.S. Bank R tem 67 New Name Shares boxx & nvestment Grade Corp. Bond Fund LQ

21 Page 10of10 BECWH, SNR S ate of Report 04/24/2007 X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any informati1m not reported was withheld because it. met applicable statutqry provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. '. "".. '... "! ' Signature nate_, _/o z '!. NOE: NY NVUL WHO NOWNGLY N WLFULLY FLSFES OR FLS O FLE HS REPOR. MY BE SUBEC O CVL N CRMNL SNCONS (5 U;S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial isclosure dministrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington,.C