D NONE (No reportable positions.)

Transcription

1 O lo Rev FNNCL DSCLOSURE REPOR FOR CLENDR YER 2007 Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app ). Person Reporting (last name, firs middle initial) 2, Court or Organization 3, HGGNBOHM, PRCK E U.S. COUR OF PPELS, FFH itle (rticle ll judges indicate active or senior status; Sa. Report ype (check appropriate type) magistrate judges indicate full- or part-time) D Nomination. Date U.S. CRCU UDGE (CVE) D nitial nnual Sb. D ll mended Report D Final 7, Chambers or Office ddress 8, On the basis of the information contained in this Report and any modific,ations pertaining thereto, it is, in my opinion, in compliance 903 SN CNO BLVD, ROOM 400 with applicable laws and regulations, USN, X , Reporting Period Ol/O/2007 to 2/3 l/2007 Reviewing Officer Date /MPO R N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.. POSONS. (Reporting individual only; see pp of filing instructions,) D NONE (No reportable positions.) POSON NME OF ORGNZON/ENY l. RUSEE, CHR, BORD OF RUSEES HE CENER FROM MERCN & NERNONL LW (FORMERLY HE SOUHWESERN LEGL FOUNDON) BORD OF OVERSEERS RND - NSUE FOR CVL USCE EHCS 2000 COMMSSON, MEMBER MERCN BR SSOCON CO-NDEPENDEN EXECUOR RUS#! 5. NDEPENDEN EXECUOR RUS #2. G RE EMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.). PRES ND ERMS Cl,_ = (..0 <::::> co C :::0 1-- ::;::: m o :i -< () N rn :;:.. - C> MO C))::: < -r1r )>, rn.,, Q 0 rr 0 N

2 FNNCL DSCLOSURE REPOR P.age 2 of 8 HGGNBOHM, PRCK E. N 0 N-NVESMEN N CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-nvestment ncome D NONE (No reportable non-investment income.) SOURCE ND YPE NCOME (yours, not spouse's) S. MRY'S UNVERSY (ECHfNG) $101, MHEW BENDER (WRNG) $ 1, B. Spouse's Non-nvestment ncome - lfyou were married during any portion of tlie reporting year, complete this section. {Dollar amount not required except for honoraria.) [Z NONE (No reportable non-investment income.) SOURCE ND YPE. V. RE MB URS EMENS - transportation, lodging, food, entertainmenl (ncludes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DES LOCON PURPOSE EMS PD OR PROVDED 1. SEE CHMEN 5.

3 FNNCL DSCLOSURE REPOR Page 3 of 8 HGGNBOHM, PRCK E V. GFS. (ncludes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRPON VLUE l. 5. V. LBLES. (/llc/udes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDOR DESCRPON VLUE CODE. BNK OF MERC MORGGE- USN RENL PROPERY L 5.

4 FNNCL DSCLOSURE REPOR Page 4of8 HGGNBOHM, PRCK E V. NVESMENS and RUSS - D NONE {No reportable income, assets, or transactions.) income vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.). B. C. D. Description of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period! () (2) () (2) (2) (4) Place "(X)" after each asset exempt from prior disclosure mount ype (e.g., Value Value ype (e.g., Code l div., rent. Code 2 Method buy. sell, Month- Code 2 buyer/seller! (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) (if private!' i (Q-W) transaction) i () (3) i i (5) Date Value dentity of c:,",. BNK OF MERC CCOUN nterest NEW YORK LFE NSURNCE COMPNY nterest BEL BNK CCOUNS B nterest VERZON COMMON SOCK K 5. & CORP COMMON SOCK 6. WLON CO G DEV UH DR WL ON MFG CO (MUN BOND) nterest REDEMPON FULON CNY G DEV UH SPL None F CS REV DEL (MUN BOND) 8. CHEROKEE CO G HOSP UH RV B nterest K PR 12/3 CFS REF MB RED EMP 9. CH HM CNY G HOSP REV nterest O. FULCO G HSP RV NC CFS S B nterest K 11. GEORGE L. SMH G WLD CONGR nterest RV (MUN BOND) 1 RCHMOND CNY G WR-SEW REV B nterest K REDEMPON K (MUN BOND) 1 FULCO G HOSP REV N CFS B nterest K HLH SYS (MUN BOND) 1 FULON CNY G DEV RV G nterest ECH FNDN (MUN BOND) 15. GL RESOURCES NC COMMON B K SOCK 16. & CORP (FORMERLY K BELLSOUH CORP) 17. CNERGY CORP COMMON SOCK -- l- 1. ncome G tncod =S 1,000 or less B =S 1,00 - $2,500 C =$2,50 - $5,000 D =$5,001 - $ E =$15,001 :s;;:o;;;;--,1 (See Columns B and D4} F =$50,001 - $100,000 G =$100,001 -Sl,000,000 H =$1,000,001. $5,000,000 EU ""More than $5,000,000 Value Codes =$ or less K =$15,00 - $50,000 L =$50,00 - $ 00,000 M -$100,001 - $250,000 (SeeColwnosC and03) N =$250,001 - $500,000 O =$500,001 -Sl,000,000 Pl =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 Pl =$25,000,001. $50,000,000 P4 =More than $50, Value Method Codes Q -"ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated i

5 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 5of8 HGGNBOHM, PRCK E VL NVESMENS and RUSS - income, value, transactions (ncludes those of spouse and dependem children: see PP of filing instructions.) D NONE (No reportable income. assets, or transactions.). B. i c_ Description of ssets ncome during Gross value at end of (including trust assets) reporting period reporting period oi, (2) () (2) Place "(X)" after each asset j ype (e.g.. exempt from prior disclosure D. ransactions during reporting period (1) (2) (3) 1mount Value Value ype (e.g., Date Value Code 1! div., rent, Code 2 Method buy, sell, Month- Code 2 (-H) - ( Q - W) or int.) ( P) Code 3 redemption) Day ( P (-H - ) ) i i (4) Gain Code 1 (5) dentity of buyer/seller (if private transaction) -- i 18. DE ENERGY COMPNY COMMON SOCK 19. EXXON MOBL CORP COMMON SOCK B M 20. GENERL ELECRC COMMON SOCK K 21. POS PROPERES NC RE 2 VERZON COMMUNCONS COMMON SOCK K 2 MS MUN NC OPP S 2 MS QULY MUN SECS (MUUL FUND) 25. PM CO O L REURN FD (MUUL FUND) 26. PONEER HGH YELD FUND CLSS C 27. VN KMPEN SENOR NCM R 28. RUS#! None NO VLUE 29. RUS #2 - RENL PROPERES (RRN COUNY, X) Rent N w 30. RUS#2-ROYLY NERES (ULS, OK) Royalty w 31. REN L PROPERY (PENSCOL, FL) D Rent M R 3 ROYLY NERES(ULS,OK) B Royalty w 3 R, BNK OF MERC B nterest L 3 R, BNK OF MERC (MONEY MRKE) nterest. ncome Gam Codes: ::$1,000 or less B =$1,00 -$2,500 C 0$2,50t $5,000 D 0$5,00 - $ E "$ $50,000 {See Columns B and D4) F 450,00 - $ 00,000 G =$ $1,000,000 H 0$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000or less K "$ $50,000 L 0$50,00 - $ 00,000 M "$ 00,00 -$250,000 (See Columns C and D) N "$ $500,000 O =$500,001 -Sl,000,000 Pl 0Sl,OOO.OO. $5,000,0Q P2 $5,000,001 -$25,000,000 P 0$25,000,001 $50.000,000 P4 Morc than $50,000,000 Value Method Codes Q ""ppraisal R ocost (Real Estate Only) S =ssessment =Casb Market (See Column C2) U '=Book Value V =-Other W =Estimated

6 FNNCL DSCLOSURE REPOR Page6of8 HGGNBOHM, PRCK E V. NVESMENS and RUSS - income. value, transactions r1nc1udes those of spouse and dependent children; see PP of filinc instructions.) D NONE (No reportable income, assets, or transactions.) B c D Description of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period! () (2) (1) () (2) (3) (4) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 (-H) or int.) (-P) Code 3 redemption) Day (-P) (-H) i (Q-W) i (2) (5) dentity of buyer/seller (if private transaction) 35. CHSE CCOUN (RUS#!) None NO VLUE 36. MERRLL LYNCH BNK U.S.. None L 37. MERRLL LYNCH BNK & RUS B nterest L 38. PHOENX GROWH FUND (MUUL None K FUND) 39. BNK ONE CCOUNS nterest K 40. DUKE ENERGY COMMON SOCK 41. CHSE BNK nterest 4 COC COL K 4 ORLNDO FL UL CMMN UL SYS RV nterest SER RF OD MB 4 CENRL GREENE P SCH DS SER B nterest RF OD FS 45. ROCHESER NH XLC nterest 46. ERE CNY NY SER D-2 RF MB nterest 47. HOUSON EX CMY CLG SYS RV R nterest SER RF MB 48. RENL PROPERY (USN, X) (X) B Rent M w 49. DEL R LNES NC (X) None 50. DERC NC (X) None 51. SPECR ENERGY CORP (X) ncome Gam Codes: =$,000 or less B =$1,00 - $2,500 c " $5,000 D =$ $15,000 (See Columns B and 04) F =$ S\00,000 G =$100,001. Sl H "11, $5.000,000 H2 ""More than $5,000,000 l. Value Codes ""S 15,000 or less K =St $50,000 L=$50, ,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$150,001 - $500,000 ' 0 =$500,00 - $1, Pi "$ $5,000,000 Pl =15,000,001 - $15,000,000 Pl =$15, $50,000,000 P4 "More than $50, Value Method Codes Q :::ppraisal R -=Cost (Real Estate Only) S "'ssessment ash Market (See Column Cl) U =Book Value V-==Cther W =Estimated _ :

7 FNNCL DSCLOSURE REPOR Page 7of8 HGGNBOHM, PRCK E VU. DDONL NFORMON OR EXPLNONS. (lndicate partofreporl)

8 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 8of8 HGGNBOHM, PRCK E X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature NOE: NY NDVDUL WHO KNOWNGLY ND WLFULLY FLSFES OR FLS O FLE HS REPOR MY BE SUBEC O CVL ND CRMNL SNCONS (5 U.S.C. app. 104) FUNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

9 FNNCL DSCLOSURE REPOR Higginbotham, Patrick E. pril 22, 2008 SECON V. REMBURSEMENS ND GFS ttachment to Financial Disclosure Statement Patrick E. Higginbotham Report Dated pril 22, 2008 SOURCE DESCRPON Southern Methodist University Participant - Dallas, exas Feb , 2007 (transportation, meals) RND, nstitute for Civil Member Participant - Santa Monica, C ustice Meeting of the Board March 15-16, 2007 (transportation, lodging, meals) llinois Governor's Prayer Breakfast Speaker - Springfield, llinois Committee Meeting pril 17-18, 2007 (transportation, lodging, meals) Second nnual William. Holloway, r. Speaker - Oklahoma City, OK Lecture October 22, 2007 (transportation, lodging, meals & parking)