[{ NONE (No reportable reimbursements.) FINANCIAL DISCLOSURE REPORT Page 3 of 11

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1 ShabazJohnC

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3 Page 3 of 11 Namt of Person Reporting Dale or Roporl SllABAZ, JOllN C. 4i29/2009 HJ. N0NNVESTl\JENT N CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Nonnvestment ncome [{ NONE (No reportable noninvestment income.) SOURCE AND TYPE NCOME (yours, not spouse's) B. Spouse's Nonnvestment ncome /you were married during any portion t>the reporting year, complete this section. (Do/m umoum not required except.fi>r honoraria.) [{ NONE (No reportable noninvestment income.} SOURCE AND TYPE V. REMBURSEMENTS transportation, i<>dging,jood, elllertainment. (ncludes those to spouse and dependen t children: see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATON PURPOSE TEMS PAD OR PROVDED

4 Page 4 of i l Name of Person Reporting D"te of Report SllABAZ, JOllN C. 4/29/2009 \!. GJ FTS. (ncludes those w spouse and dependent children; see pp of filing instructions.) lz NONE (No reportable gifts.) SOURCE DESCRPTON VALUE V LAB J LJTJES. (/nc/11des those of spo11se and dependent children; see pp of filing instructions.) lz NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE

5 ' Name of Person Reporting l>alc of Report Page 5of11 SHABAZ, JOHN C. 4! V NVESTMENTS and,..fr U STS income, i atue, rra11sal 1io11s onc1udes 11tose of spouse and dependent d1ildren; see pp of.filing insrruaions.1 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets (including trust assets) Place "(X)" alter each asset exempt from prior disclosure rcpor period J r ort i n i. redemption) Day [ (JP) (QW) i.... l L.., ncome during 1 2 A ;unt Typ v 1 (2) (3). (4) l; cg, c V c Type (e.g.. 1 Code div., rent, Code 2 Method buy, sell, 1 Month Code 2 Code (AHJ i or int.) (JP) Code Gross \'alue at end of Transactions during reporting period () t H) (5) Date Value ' Gain dentity of buyer/seller L t : ) Trust#!. E nterest M T (Part, 4) 2. RW Baird Money Market 3. Citigroup Capital V Stock CORTS TR Bell South 7% Stock 5. NG Grnup Stock 6. Royal Bank of Scotland Stock 7. Government Life ns. (VA) A nterest J T Federated Utility Fund, nc. RA B Dividend K T Wisconsin Retirement System D Pension K T 12/31 J Required RA Distr for 08 (Part 11, ) O. U.S. Savings Bonds A nterest J T Wisconsin ST GO SER D 1990 BDS. High A nterest K T er Education Service Bank Mutual Corp A Dividend J T (Part, ) 13. Trust #2 (Pension/Profit Plan Trust) E nterest N T 12/31 J Required 401K Distr f or 08 1 RW Baird Money Market 15. Lasalle Nat'! Bank CD Sold L F 16. Green Tree Financial Corp bond 17. M&l Bank stock Sold l 0/13 J A fi. ncome Gai cod :$,.OOO r less B =SJ.001 $2,500 l c =$2.soi $5 000 D =$5,00t $15,000 E =$ t 5,00 t $ (See Columns B and 04) F =$50,001 $100,000 G =S00,001 S,000,000 fll =St,000,00t $5,000,000 H2 =More than $5,000, Value Codes J =$15,000 or less K =SS,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (Sec Columns Cl and 03) N =$250,00t $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,00t $25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U =Book Value V=Other W =Estimated

6 Name of Person Reporting Oatc of Report Page 6 of l l SllABAZ, JOHN C. 4129/2009 V lnvestl\1ents and TRUSTS income, va111e, transactions r1nc1udes those of spouse and dependem children; see"" J160 of Ji line i11str11crio11s.; 0 NONE (No reportable income, assets, or transactions.) A. B. c. Description of As.sets ncome during Gross value at end of (including trust assets) Place "(X)" after each asset exempt from prior disclosure 18. Morgan Stanley Capital fund reporting period rt p... i. () (2) Amount; Type (e.g. vt : i tg e : Typ 1:e g. Date.! ' ; Code div., rent, i Code 2 Method i buy, sell, : (AH) or int.) (JP) Code 3! redemption) (QW) 1.J... M :; (2) D. Transactions during reporting period (5) Value dentity of )r;i ]; :; Corp Backed Tmst CTS Goldman Sachs bo nd Corp Backed TR CTFS Republic New Yor Corp bond Citigroup Capital stock ' 22. General Electric stock. 23. Johnson & Johnson stock 2 Kohl's Corp. stock 25. Oracle Corp. stock 26. Citigroup Preferred stock 27. Bell South Cap. stock 28. Merrill Lynch PFD CAP TR stock 29. Bank of America Corp stock 30. Satums Goldman Sachs stock 31. Royal Bank of Scotland stock Sold 10/13 J A 32. Trust #3 (rrevocable Tmst) E nterest N T (Part, 2) 33. RW Baird Money Market 3 GNMA Pool bond ncome Gain Codes: A =$1,000 or less B =$1,001 $2,500 C =$2,50 $5,000 o =s5.oo 1 s15.ooo E:$1s.oo1: i (Sec Columns Bl and 04) F =$50,001 S00,000 G =$100,001 $1,000,000 Ml =$1,000,001 $5,000, = More than$5,000, Value Codes J =$ or less K =$15,001 $50,000 L =$50,001 $100,000 M =$ 00,00 $250,000 (Sec Columns Cl and 03) N =$250,00 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 PJ =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S=Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated J

7 Page 7of11 Name of Pl rson Reporting SllABAZ, JOHN C. Date of R"port V NVESTMENTS and TRUSTS income, value, 1ru11sac1io11s r1ndudes those ofspous. u11d dependent children; see pp o!jilinc instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including tmst assets) reporting period reporting period JL1: 1c i n j JP)!:: y r Y c :;n 1\ Place "(X)" after each asset j A unt : yp 2ie.g. Typ:?c.g, ;c "Tl' lde ; ;y of exempt from pr or disclosure 1 Code div., rent, Code 2 Method. buy, sell. Month, Code 2 Code buyer/seller i or ed on L l 1?: =:i ) J A H) t;: ;;: 0t ) l(jp) ( 35. Maricopa County AZ Revenue Bond 36. L DEV FN ATH RV PRVENA HLTH bo nd 37. Wisconsin ST HLTH & EDL FACS AUTH bond 38. Merrill Lynch PFD CAP stock 39. Saturns Goldman Sachs stock 40. Corp Backed Trust CTFS Goldman Sachs s tock 41. Morgan Stanley Capital stock 42. Royal Bank of Scotland stock 43. NG Group stock 4 Midwest Express stock Sold 2/1 J A 45. Trust #4 t9cs) A nterest K T (Part, ) 46. RW Baird Money Market 47. Saturns Goldmans Sachs stock 48. Morgan Stanley Capital Trust V stock 49. Corp Backed Trust CTFS Goldman Sachs s tock 50. Merrill Lynch PFD CAP stock 51. NG Group stock ncome Gain Codes: B =S 1,00 $2,500 c =$2,501 $5,000 D =$5,001 $ (See Columns B and 04) G =S00,001 $1,000,000 H =S 1.000,00 $5,000,000 H2 =More than $5,000, Value Codes K =$15,00 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and DJ) 0 =$500,001 $1,000,000 Pl =$1,000,001$5,000,000 P2 =$5,000,001 $25,000,000 PJ =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market {See Column C2) U =Book Value V=Other W =Estimated '

8 PageSufli Name of Person Reporling SHABAZ, JOllN C. Oak of Ro po rl 4129/2009 VJ NVESTMENTS and TRUSTS income, value, transactions (1nc1udes 11rose of spouse and dependent children; see PP J46o of filing im1r11c1ions.j 0 NONE (No reportable income, assets, or transactions.). A B. i c. 1 D. DcscripLion of A ssets j ncome durmg Gross 'alue at end of 1 Transactions during reporting period (including trust assc1s) ; reporung penod! reporting period Place "(X)" af cr each assc1 : A mounl [ Type (e g, Value J Value l cxcmpl from prior discl osure! Code ' div rent Code 2 Method buy sell Monlh Code 2 (if (JT(2) r (!)" (2) () 1 (2) ' (3) (4) (5) : ( A HJ :: 1 :! :: Type (e g, Date 1 Value ii Gain dentity of den:l '. o ) J : j(j t1 Code 52. Trust #5 9'JCS) A nterest J T (Part, ) buyer/sci lcr private trans J i 53. RW Baird Money Market Sold 4/21 J A 5 Morgan Stanley Capital Trnst V stock Sold 4/21 J A 55. Merrill Lynch PFD CAP stock Sold 4121 J A 56. Pepsico A Dividend K T 57. Great Midwest Bank, Brookfield, W A nterest J T checking account 58. Trust #6 A nterest J T (Part, ) 59. RW Baird Money Market 60. Citigroup Capital TR stock 61. Satums Goldmans Sachs stock 62. NG Group stock 63. Royal Bank of Scotland stock 6 Trust #7 A nterest J T (Part, ) 65. RW Baird Money Market 66. Citigroup Capital TR stock 67. Saturns Goldmans Sachs stock 68. NG Group stock 1 l 1. ncome Gain Codes: A =$1,000 or less B =$1,00 $2,500 (Sec Columns B and 04) F =$50,001 S00,000 G =$100,001 $1,000, Value Codes J =$15,000 or less K =$15,001 $50,000 (Sec Columns C and DJ) N =$250,001 $500,000 0 =$500,001 S,000,000 PJ =$25,000,001 $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) (Sec Column CZ) U =Book Value V =Other c =$2,501 $5,000 D =$5,001 $15,000 E =$ ,000 Bl =$1,000,001 $5,000,000 H2 =More than $5,000,000 L =$50,001 $100,000 Pl =$1,000,001 $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated M =S00,001 $250,000 P2 =$5,000,001 $25,000,000 T =Cash Market J

9 Code Name of erson Reporting Dale of Report P Page 9 of 11 MABAZ, JOHN C ()9 V NVESTl\lENTS and TRUSTS 0 NONE (No reportable income. assets, or transactions.) income, value, tra11suctio11s (nclude. tlwse of spou>e und dependent children; see PP 3460 ojjiling instrucrions.). B. c. D. A Description of A ssets ncome during Gross value at end of Transaclions during reporting period (including trust assets reporting period, reporting period ; )! () (i) '(1) (2) () (2) r 1) T (4) (.5i j ; Place "(X)" after each assel i mounl A T pe (e.g., Value Value Type (e.g.,! Date j Value Gain dentity of exempt from pnor disclosure i Code! div., y rent,! Code 2 Method buy, sell, Month ' 2 Code buyer/seller P ) nsaciion! J i A r a (ifprivate [ H1 y :J (JP) :c = : J (J ) l H J 69. Bank One n/ka Chase Bank, Madison, W A nterest J T checking account 70. M& Bank, Madison, W A nterest J T savings account 7 l. Associated Bank, Madison, W A nterest J T checking acceunt 72.. ncomc Gain Codes: A =$1,000 or less B =$1,001 $2,500 C =$2,501 $5,000 D =$5,001 $15,000 E =$15,001 $50,000 (See Columns B and 04) F=$50,001 $100,000 G =$100,001 Sl,000,000 Ht =$1,000,001 $5,000,000 H2 =More than $5,000, Value Codes J =$15,000 or less K =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 03) N =$250,00 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =S25,000,00 $50,000,000 P4 =More 1han $50,000, Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated j

10 Page 10of1 i Name of Ptrson Reporting.SHAHAZ, JOHN C. l>all'ofrcport 4i29i2009 V ADDTONAL NFORMATON OR EXPLANATONS. (lndicatepartofreporl) Northwes1ern Mutual Life nsurance policies.

11 Page l L of i Name of Person Reporting SHAB.<\Z, JOHN C. Date of Report 4/29/2009 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. SO ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSF AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C