Format of Holding of Specified securities

Transcription

1 Format of Holding of Specified securities 1. Name of Listed Entity: STERLITE TECHNOLOGIES LIMITED 2. Scrip Code/Name of Scrip/Class of Security: ,STRTECH,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg.31(1)(b) a. if under 3l{l)(b) then indicate the report for quarter ending 31/12/2018 b. if under 31(1)(c) then indicate date of allotment/extinguishment - NA 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: a b C d e Particulars YES* NO* Whether the Listed Entity has issued any partly paid up shares Whether the Listed Entity has issued any Convertible Securities or Warrants? Whether the Listed Entity has any shares against which depository receipts are issued? Whether the Listed Entity has any shares in locked-in? Whether any shares held by promoters are pledge or otherwise encumbered? *if the Listed Entity selectes the option 'NO' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5 The tabular format for disclosure of holding of specified securities is as follows:

2 Table I - Summary Statement holding of specified securities Catego Category of Shareholder Noof No offully Noof Noof Total No of Shareholdi Number of Voting Rights held in each class No of Shares Shareholding Number of Locked Number of Shares Number of ry Shareho paid up Partly paid- Shares Shares ngasa% of securities Underlying as a% in Shares pledged or otherwise equity lders equity up equity Underlying Held (VII)= of total no Outstanding assuming full encumbered shares held shares held shares held Depository (IV}+(V)+(VI of shares converttible conversion of in Receipts I (Asa%of securities convertible demateriali (A+B+C2)) (Including Securities (as zed form Warrants) a percentage of diluted share capital) No of Voting Rights Total as No. Asa% No. Asa% Class X Class Y Total (I) (II) (Ill) (IV) (V) (VI) (VII} (VIII) I (IX} (X) (XI) (XII) (XIII} (XIV} (A) Promoter & Promoter Group (Bl Public NA NA l(cl Non Promoter-Non Public (Cl) Shares underlying DRs NA NA NA NA (C2) Shares held by Employes Trusts NA NA 0 Total:

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder PAN Noof No of fully No of Partly No of Shares Total Noof Sharehol Number of Voting Rights held In each class of No of-shares Shareholding as Number of locked In Number of Shares pledged Number of Shareholders paid up paid-up Underlying Shares Held ding as a securities Underlying a % assuming Shares or otherwise encumbered equity equity equity Depository (IV+V+VI) % of total Outstanding full conversion shares held shares held shares hekf Receipts noof converttible of convertible in shares securities Securities (as a dematerializ (calculate (Including percentage of ed form d as per Warrants) dlluted share SCRR, capital) (Vll)+(X) 1957 Asa"of (VIII) As a (A+B+C2) %of IA+B+C2 No of Voting Rights Total as a No. Asa%of No. As a% of %of total total Shares (A+B+C) Share$ held held OassX ClassY Total (I) (Ill (1111 (IV) (V) (VI) (VIII (VIII! (IXJ (X) {)(fl (XII) (XIII! IXIV) 1 (1) Indian (al Individuals/Hindu undivided Family , IJVOTI AGARWAL ACNPA0781H , NAVIN KUMAR AGARWAL ACTPA4140J l () , PRAVIN AGARWAL ADCPA9816F l () Q () 0, ' PRATIK PRAVIN AGARWAL ADVPA7745D () o, ANKIT AGARWAL AFMPA0622D o 20 (j 0.00 o RUCHIRA AGARWAL AFTPA1818A o.oo () 0.00 o SONAKSHI AGARWAL ANVPK0338F o Central GoYa.rnmerit/Sta.te (b) Government(>) 0 0 o o o o o (c) Financial Institutions/Banks 0 o o o o o 0.00 D o oo 0 (d) Any Other o VEDANTA LIMITED AACC57101B S o ".2$5 Pravin Agarwal Family Trust AADTP2845D o o o 0.00 o 0,00 0 o oo 100, Sub-Total (A)(lJ o o ,00 0 o.oo (2) Foreign Individuals (Non-Resident (a) lnd lvjduals/for 1irn tndlvldual$ lb) Government o oo o 0,00 o o oo 0 lcl Institutions o o oo Cl 0,00 o o oa o (d) Foreign Portfolio Investor 0 o o o o o 000 o 0, t I Anv 01her S0 o S2..0S o SlJ,5 o ~027!,!! l TWI N STAR OVERSEAS LTD AACCT6021D o o iooj)o Sub-Total (A)(2) S o Total Shareholding af Promoter and Promoter Group (A)=(Al(l)+(Al(2l o

4 Table Ill - Statement showing shareholdln1 pattern of the Publlc shareholder Category category & Name of the Shareholder PAN Noof No of fully No of Partly ~o of Shares Total No of Shareholdl Number of Votin1 Ri1hts held In each class of No or Shares su~h&ldtnr n a Number of Locked in Number of Shares pledged Number of Shareholders paid up equity paid-up equity llnderlylng Shares Held ncas % securities Underfyln.r 1' assuming full Shares or olhtor)n!sc f'.lntumbf!!'"" equity shares,hares held shares held Depository (IV+V+VI) of total no Outs.ta-nding conversion of held in Receipts of shares convi::rttlble convertible dematerialized (A+B+C2) t «uritja Stturtties (as.a form (lndudino percentace of W1rr.1111b} diluted share copftal) No of Voting Rights Total s a No. Asa%of No As:.a % of total %of total Shares held (A+B+c} Shares a-x da.ssy!total Ill [II) [1111 (IV) [V) [Vil [VIII {VIII) UX) IXl [XI) n 111 ()Cttl) (XIV) 11) Institutions I l I Mutual Funds , l! (I 0 00 NA NA OSI' EQUllY & IIONO FUND AAAJ ll ll 0 ) NA NA IIS8250S ADITYA BIRLA SUN LIFE TRUSTEE PRIVATE LIMITED A/C ADllYA 81RLA SUN LIFE EQUllY ADVANTAGE FUND AAAT80102C l D ~ 0 1-SI\ NA NA , L&T MUTUAL FUND TRUSTEE LIMITTD-L&T EMERGING OPPORTUNITIES FUND- SERIES II AAATC4460E D l NA NA RELIANCE CAPITAL TRUSTEE CO LTD,A/C RELIANCE POWER& INFRA FUND AAATR Q ! A NA NA (bl Venture Capital Fune& a OCI 0 o oc! NA "A 0 fc) Alternate Investment Funds D O.OCI NA NA 0 fdl foreian Venture Capital lnvtstors QOO 0 a NA NA 0 l I Forei11n Portfolio Investors '12 0 D NA NA fl) An.md J tn:,.tjl \.ltlonf/~ n~ a ,00,.. NA & llll lnjur.i nee Camg r;mi~ , ,00 NA NA LIFE INSURANCE CORPORATION OF INDIA AM0.0582" a u n Q 000 NA. NA ih) Provident Funds/Pension Funds a 000 NA NA 0 11) Amt Other FOREIGN NATIONA,lS S 0.04 l !5o41S Q d 0.00 NA NA Sub1o,-I (BH ll ,00 NA NA Central Government/State (21 Govw::mment{s)/Pn:.i:ldent of JndUI NA NA Sub Toal (a)iz) l SOSOQ SOO 0, sosoo o.oo >JA NA [31 Non-Institutions i,lndividual shareholders holding nominal l I share capital uo to Rs 2 lakhs , lr 76j 0 OCt NA NA ] ii.individual shareholders holding nominal share capital in excess of Rs. 2 lakhs ] g ,92 0J)0 NA NA " lb) N'BFO' ftegist eted wlt:h RBI 1ll Wl96 Q l96 QOJ NA NA ,1 1:m ploye! l:i Trusts a 0 QOO NA NA 0 Overseas Depositories (Holdlng ldl DRsHBalancing figure} o.oo NA NA 0 fol ArryOther Jll51!')>71 TRLISn. g '" NA 3701(11 ld.tfa""ll\le invesfment FUND ' C NA NA 9481 NON RESIDENT lnoia" S !>051D o,s, n 0.00 NA NA S CLEARING MEMBE.R,S '27 D D Q gi n 0.00 NA NA SOCIETIES lw o.oo o.oo 0 O 00 NA NA D NON R.BIDENT INDIAN NON REPATRIABLE a NA NA SOD1 S COPJ>OAAT!S :) <73, D 1347ll D J W\ NA 13462A.l3 IE PF " o, OM a Q od NA NA (1 Sub Toul (Bk3) : lln aa o, o.oo Total Public Shareholdln1 (8) ~ i(&kll+{b)(21+{bk3) S & (l l&zf)935% ;J/''' -y- ~ 1 ::' t) "r::., ~.,~----~ ~ 0~,. 3 ~ ;;: ~ ~Q) ~ -.b... -

5 Table rv Statement showing shareholding pattern of the Non Promoter Non Public Shareholder Categor Category & Name of the Shareholder PAN Noof No of fully No of Partly No of Shares Total Noof Sharehol Number of Vottng Rights held In each No of Shares Shareholding as Number of Locked Number of Shares Number of y Shareholders paid up paid-up Underlying Shares Held ding as a class of securities Underlylng a " assuming In Shares pledged or otherwise equity equity equity Depository (rl/+v+vij "of total Outstanding full conversion encumbered shares held shares held shares held Receipts noof converttlble of convertible In shares securities Securlttes (as a dematerlallz (A+B+CZJ (Including percentage of edform Warrants) dlluted share capital) No of Voting Rights Total as a No. Asa"of No. Asa%of "of total total Shares (A+B+c) Shares held aassx held ClassY ITotal (I] Ill) (111) lrl/j M (Vil (VII) (VIII) (IX) (X) (XII (XIII (XIII) (XIV) (1) Custcdial1{DR Holde, o.oi NA NA Employee Benefit Trust (under SEBl(Share based Employee Benefit) (2) Regulations 2014) NA NA 0 Total Non-Promoter-Non Public Shareholding (Cl = (Cllll+(Cl(Zl () ! For Sterlite Technolociies Limited ~ Amit Deshpande company Secretary