VOLTAS. Sub: Shareholding Pattern for the quarter ended 31st March, 2018 VOLTAS LIMITED. Corporate Identity Number L29308M PLC009371

Transcription

1 VOLTAS 16th April, 218 BSE Limited Department of Corporate Services Phiroze Jeejeebhoy Towers Dalai Street Mumbai 4 1 National Stock Exchange of India Limited Listing Department Exchange Plaza Bandra-Kurla Complex Bandra (East), Mumbai 4 51 Dear Sir, Sub: Shareholding Pattern for the quarter ended 31st March, 218 Pursuant to Regulation 31(1)(b) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 215, we enclose herewith a statement showing holding of and shareholding pattern of the Company in the prescribed format for the quarter ended 31St March, 218. Thanking You, Yours faithfully, Vice President - Taxation, Enc. Corporate Management Office Registered Office Voltas House 'N Dr Babasaheb Ambedkar Road Chinchpokli Mumbai 4 33 India Tel Fax vpmalhotra@voltas.com website Corporate Identity Number L2938M PLC9371 A TATA Enterprise

2 Annexure - I Statement of holding of specified 1 Name of Listed Entity : 2 Scrip Code/Name of Scrip/Class of Security : 3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending : b. If under 31(1)(c) then indicate date of allotment/extinguishment Voltas Limited (1)(b) 31st March, 218 N.A. 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up? Yes -- 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? -- No 3 Whether the Listed Entity has any against which depository receipts are issued? -- No 4 Whether the Listed Entity has any in locked-in? -- 5 Whether any by promoters are pledge or otherwise encumbered? -- No No 1

3 Table I - Summary Statement holding cf specified Cate- gory Category of shareholder share- holders of fully paid up equity of Partly p aid-up equity of underlying Depository Total nos. Shareholding as a % of no. of (calculated as per SCRR, 1957) Voting Rights in each class of (including Warrants) Shareholding, as a % assuming full conversion of ( as a percentage of Locked in Shares pledged or otherwise encumbered equity in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) Asa%of (A+B+C2) (IX) (X) (XI)= (VII)+(X) Asa % of (A+B+C2) of Voting Rights Total as a % of Class X Class Equity y (A+B+C) (XII) (XIII) (XIV) Asa%of Asa % of No Shares Shares Total (a) (b) (a) (b) (A) Promoter & Promoter Group (B) Public NA (C) Non Promoter- Non Public.... NA _ (Cl) Shares underlying DRS.... NA Shares by Employee (C2) Trusts.... NA Total Vice President Taxation, - 2_

4 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group ry & Name of the Category Shareholders of sharehol der (Folios) of fully paid up equity Partly paid-up equity underlying Depository Total nos. Shareholding % calculated as per SCRR, 1957 Voting Rights in each class of (including Warrants) Shareholding, as a % assuming full conversion of (as a percentage of Locked in Shares pledged or otherwise encumbered equity in dematerializ ed form O (I) (II) (III) (IV) (V) (VI) (VII =1V+V+VI) As a % of O (A+B+C2) Class X Equity (IX) (X) (XI) = (V11)-1-(X) as a % of A+B+C2 No of Voting Rights Total as a % of Total Voting rights (XII) (XIII) (XIV) Asa %of As a % of Shares Class Y Total (a) (b) (a) (b) (1) Indian (a) (b) Individuals/Hindu undivided Family... Central Government/ State Government(s)... (c) Financial Institutions/ Banks... (d) Any Other (specify)... (i) Bodies Corporate i ii iii iv Tata Sons Ltd Ewart Investments Ltd Tata Investment Corporation Ltd The Tata Power Company Ltd AAACT46A AAACE2546C AAACT412F AAACT54A Sub-Total (A)(1) (2) Foreign Individuals (Non-Resident Individuals/ (a) "I v-1 Foreign Individuals)... (b) Government... (c) Institutions... (d) Foreign Portfolio Investor... (e) Any Other (specify)... (i) Bodies Corporate... Sub-Total (A)(2)... Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Ca Ca CD CD Ca Ca Ca Vice President - Taxation,

5 Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions Category & Name of the Shareholders PAN Total Shareholding, as a Shareholding % assuming full Shares of fully paid Partly paid- shareho Total nos. % calculated Voting Rights in each class of conversion of pledged or up equity up equity underlying Locked in!der as per SCRR, otherwise Depository (Folios) 1957 (as a percentage of encumbered (including Warrants) (I) (II) (III) (IV) (V) (VI) (VII =1V+V+VI) As a % of (IX) (X) (XI) = (VII)+(X) as a % of (XII) (XIII) (XIV) (A+B+C2) A+B+C2 Asa % of No of Voting Rights Asa % of (not Total as a applicab % of Total Shares (Not le) Voting applicabl Class X Equity rights e) Class Y Total (a) (b) (a) (b) (a) Mutual Funds/UTI NA HDFC Mutual Fund AAATH189A NA Franklin Templeton Mutual Fund AAATT4931H NA Aditya Birla Sun Life Trustee Company Private Limited AAATB12C NA Mutual Fund AABTS647Q NA IDFC Mutual Fund AAETS9556K NA Mirae Asset Emerging Bluechip Fund AACTMO23B NA vi (b) Venture Capital Funds.. NA (c) Alternate Investment Funds NA Foreign Venture Capital Investors.. NA (d) (e) Foreign Portfolio Investors NA Franklin Templeton Investment Funds AABCT NA i ii Standard Life Pacific Basin Trust AAMTS6723N NA (f) Financial Institutions/ Banks NA (g) Insurance Companies NA i Life Insurance Corporation of India AAACL582H NA ii HDFC Standard Life Insurance Company Limited AAACH8755L NA (h) Provident Funds/ Pension Funds.. NA Any Other (specify).. NA (i) Sub-Total (B)(1) NA Central Government/ State Government(s)/ (2) President of India NA Sub-Total (B)(2) NA (3) Non-institutions NA (a) Individuals NA i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs NA equity in dematerialized ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs... NA (b) NBFCs registered with RBI NA 8885 (c) Employee Trusts.. NA Overseas Depositories (holding DRs) (balancing (d) figure).. NA form

6 Category & Name of the Shareholders _ PAN Shareholding of fully paid Partly paid- shareho Total nos. % calculated up equity up equity underlying Icier as per SCRR, Depository (Folios) 1957 (I) (II) (III) (IV) (V) (VI) (VII = 1V+V+VI) As a % of (A+B+C2) Voting Rights in each class of No of Voting Rights (including Warrants) Total Shareholding, as a % assuming full conversion of (as a percentage of (IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 Total as a % of Total Voting rights Locked in Shares pledged or otherwise encumbered equity in dematerialized form (XII) (XIII) (xlv) As a % of Asa % of (not applicab Shares (Not le) applicab) e) (e) i Class X Equity Class Y Total (a) (b) (a) (b) Any Other (specify) NA Trusts NA ii Bodies Corporate NA iii Limited Liability Partnership NA iv Foreign Nationals NA 1823 v Clearing Member NA vi NRI with Repatriation NA vii NRI without Repatriation NA viii Foreign Bodies-OCB NA ix IEPF Authority MCA NA Sub-Total (B)(3) NA Total Public Shareholding (13)= (13)(1)+(3)(2)+(3)(3) NA VO TAS LIMITED Vice President - Taxation,

7 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Category & Name of the Shareholders PAN of sharehol der (Folios) of fully paid up equity Partly paid-up equity underlying Depository Total nos. Shareholding % calculated as per SCRR, 1957 Voting Rights in each class of (including Warrants) Total Shareholding, as a % assuming full conversion of (as a percentage of Locked in Shares pledged or otherwise encumbered equity in dematerialized form (1) (a) Custodian/DR Holder Name of DR Holder (if available) 1' (II) (Ill) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2) No of Voting Rights (IX) (X) (XI) = (VII)+(X) as a % of Total as a % of Total Voting rights A+B+C2 (XII) (XIII) As a % of (XIV) (Not Applicable) Asa % of (not Shares appli-cable) Class X Class Y Total (a) (b) (a).... (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 214).... Total Non-Promoter- Non Public Shareholding (C). (C)(1)+(C)(2).... NA NA (Not applicable) (b) Vice President Taxation, -

8 Note: The Company's Issued, Subscribed and Paid up capital is 33,8,84,74 Equity Shares of Re. 1/-. Out of these, call money on 1283 Equity Shares of Re. 1/- is unpaid as on 31st March, 218. Hence, they are classified as partly-paid up. Vice President - Taxation, 7