Format of holding of specified securities

Transcription

1 Annexure - I Format of holding of specified securities 11. Name of Listed Entity: 2 Scrip Code/Name of Scrip/Class of Security 3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date of allotment/extinguishment RALLISINDIA LIMITED /RALLIS INDIA LIMITED/EQUITY Reg.31(1)(b) 30th December,2017 N.A 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entitv has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares by promoters are pledge or otherwise encumbered? No No If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depositorv receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5 The tabular format for disclosure of holding of specified securities is as follows:- CERTIFIED TRUE COpy IS INDIA LIMITED P.S. MEHERHOMJI COMPANY SECRETARY

2 Page 1 of 1 Shareholding, as a No. of Shares % assuming full Shareholding as Underlying Number of No. of shares conversion of Number of Shares No. of fully paid No. of Partly a % of total no. Outstanding equity shares Cate- Nos. of share underlying Total nos. shares convertible Number of locked pledged or Category of shareholder up equity shares paid-up equity of shares Number of Voting Rights in each class of securities convertible in gory holders Depository securities ( as a in shares otherwise shares (calculated as securities dematerialized Receipts percentage of encumbered per SCRR, 1957) (including form diluted share Warrants) r~n;.~11 (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VIII) (IX) (X) (XI)= (VII)+(X) (XII) (XIII) (XIV) (VI) Asa%of As a % of (A+B+C2) Asa%of Asa%of (A+B+C2) Class eg:x total total No of Voting Rights No. No. Total as a % Shares Shares Class eg:y of (A+B+e) Total (a) (b) (a) (b) (A) Promoter & Promoter Group (B) Public (e) Non Promoter- Non Public (C1) 5hares underlying DRs NA (C2) Shares by Employee Trusts 0 0 NA NA 0 0 NA NA 0 Total

3 Table II - St.tement ihowin& ihareholdine pattern of the Promoter and Promoter Group (I) Cat_eory & Nilme of the Sh.reholders (I) Indian PAN No. of fulty paid up equity hold shlles P~rtty ~uity paid-up sh.r~s Nos. 0' shares undertylne Oeposrlory Receipts (II) (III) (VI) (IV) (V) (VTI : IV"V+VI) Asa%of (A+B+C2) (VlII) Number of Volin, Richts hekl in each class of securities IX Total as." No of Votine Rilhts of Tot.1 Votln, riahts a.ssx a.ssy Total Shilreholdine 5." No. of Shares Undertyin, assumine ful( conversion of Outstandine convertible convertible securities ( as a securities (i"dudin. percentale of dttuted sh.re Wlff.nts) ~.;t21 (X) (XI) = (VII~X).s." 0' A+8+C2 Number of Shares pledced Of Number of locked in shilres otherwise encumbtred XII XIII As.%of As '%0' No. tot.1 Sh.res No. total sh.rn b b Number t'quity of shares in dematt'rializl!d,~~ (XlVI (a) IndivNtu.ls!Hindu undivided F.mity (b) Central Govefnment/ St.te Governmentfs) (e) Fin.na.llnstitutions/ Blnb (d) Any Other (specify) (i) r.odtes CorPQf.te a a a a _ SO.09 0 a SO o i Tara Chemluls limited AAACT4OS9M SO ii Ewart Investments limited Sub- TotoIlAJ(I) AAACE2546C SO (2) Forell" (a) Individu.ls (Non-Resident Individu.ls! Foreien Individu.ls) (b) Government (c) Institutions (d) Forel,n Portfolio Investor tel Any Other fsoeafy) Sub Tot.1 (A)(Z) Totlll Sh.reholdinl of Promoter and Promote-r Group (A)= ta}(i)+{a)(2) SO SO.09 SO DetaIl!> of Shares which remain unclaimed may be given heat alone with details such as number of shareholder!>, out!>ulnding sharei in demat/unclalmed suspense account. voting rights which are frozen etc. Not Applic3ble Note: (II PAN would not be di!>plaved on websee 01 Stock hchan8e(~i. (2) The term "Encvmbr ence" has the same meaning as assigned under reeulation 28(3) of SEBI (Substantial Acquisition of Shues and Takeovers) Reguhlllions

4 Table 111- Statement showine shareholdine pattern of the Public shareholder (1) Institutions Total Shareholdine, as a Number of Nos. of shares No. of Shares Underlying " assuming full Number of Shares Nos. of Shareholdlnl " equity shares No. of fully paid up Partly paid-up equity Total nos. shares Number of Voting Rights in each class of conversion of convertible Number of locked pledged or category & Name of the Shareholders PAN sharehol underlying Depository calculated as per Outstandine convertible in equity shares shares securities securities ( as a in shares otherwise der Receipts 5CRR,1957 securities (including Warrants) dematerialized percentage of diluted encumbered form (II (III (1111 (IVI (VI (VII (VII = IV+V+VII As." of (A+B+C21 IX (XI (XII = (VIII+(XI as a " of (XIII (XII" (XlVI (VillI A+B+C2 Asa"of Total as Asa"of total No. (not a" of total shares No of Voting Rights No. applicabl Total Shares (Not, e) Voting applicabl rights e) Class X ClassY Total a b a (bl (0) Mutual FundS/UTI NA , HDFC TRUSTEE CO LTD (0) AAATH1809A NA " ICICI PRUDENTIAL (0) AAAAIOO38F _15 0 NA u FRANKLIN INDIA SMALLER COMPANIES FUND AAATT4931H NA iv SUNDARAM MUTUALFUND (0) AAATS2554B NA (bl Venture Capital Funds NA 0 (c) Alternate Investment Funds NA (dl Foreiln Venture Capital Investors NA 0 (e) Forei," Portfolio Investors NA (I) Financial Institutions! Banks NA (I) Insurance Companies " NA , HdfcStandard Ufe Insurance Company limited AAACH8755L NA (hi Provident Funds/ Pension Funds NA 0 Ii) Any Other (sdecifyl NA 0 5ub-Total B)(l " NA Centr.1 Government/ State Government(s)/ President of (2) Indi NA 0 Sub-Tot.1 B)( NA 0 (3) Non-institutions (0) Individuals NA i. IndiVidualshareholders holding nominal share capital up to Rs.2Iakhs NA ii. Individual shareholders holding nominal share capital in excess of Rs. 2lakhs NA ACPPJ9449M i Rakesh Radheshyam Jhunjhunwala AAHFR8059H AAEFR8176J NA (b) NBFCsre«lstered with RBI NA (c) Emplo'(4!!eTrusts NA 0 (dl Overseas Depositories (holdin«ors)(balancinl figure) NA 0 (e) AnyOther (specify) NA , Trusts NA ii Directors & Relatives NA 4831 iii Clearing Members NA iv Bodies Corporate NA v limited LiablityPartnership LlP NA vr IEPFSuspense Alc NA Sub-Total (B)( NA Total Public Shareholdinl 8)= (8)(1)+(8)(2)+(8)(3) NA Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): Detailsof Shares which remain unclaimed may be given hear along with details such as number of shareholders. outstanding shares indemat/unclaimed Not Applicable suspense account, voting rights which are frozen etc. Note: (1) PANwould not be displayed on website of Stock Exchangels]. Page 1 of 2

5 (;~) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares. (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed In the respective columns to the extent information available and the balance to be disclosed as by custodian, (.) Shareholding has been reported based on Common PAN irrespective of the Sub-Accounts Page 2 of 2

6 Table IV Statement showinc sharehotdina pattern of the Non Promoter Non Public shareholder NO. of Shares Total Shareholdlng, as Underlying a " assuming full Number of equity No. of Nos. of shares Shoreholdlng " Category & Name of the No. of fully paid up Partly paid-up equity Number of Voting Rights in each class of Outstanding conversion of Number of Locked in Number of Shares pledged or shares in PAN sharehol underlyine Depository Total nos. shares calculated as per Shareholders equity shares shares securities convertible convertible securities shares otherwise encumbered demateriauzed der Receipts SCRR,19S7 securities (includine (as a percentage of form Warrants) diluted share capital) (I) (ii) (III) (IV) (V) (VI) (VII = IV+V+VI) As a " of (A+B+C2) (IX) (X) (XI) = (VII}+(X) as I "of (XIII xlln (XIV) (VIii) A+B+C2 As a " of total (Not Applicable) No of Voting Rights Total as a " of As a" of total No. (not shares No. Total Voting Shares appli-cable) (Not Class X alssy Total a b a b 11) Custodian/DR Holder la) Name of DRHolder (if available) NA Ii) abc,.,.. NA Iii) efa... NA 12) Employee Beneflt Trust (under SEBI(Shire blsed Employe. Benefit) Reluiltlons, 2011) ) Name labc... NA Total Non--Promoter Non Public SMreholdint! ICI= 1(1111+1( NA 0 rights adducablel!!!2l! 11) PAN would not be displaved on website of Stock ExchanRe(s). 12) The above format needs to disclose name of all holders holding more than 1%of total number of shares 13) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,