Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
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- Beryl Walters
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1 hold Pattern under Regulation 31 of SEBI (List Obligations and Disclosure Requirements) Regulations, Name of Listed Entity: Rico Auto Industries Limited Scrip Code/Name of Scrip/ of Security: BSE/NSE/528/RICOAUTO / EQUITY Hold Pattern Filed under: Reg. 31(1)/Reg. 31(1)/Reg.31(1)(c): 31(1) a. If under 31(1) then indicate the report for Quarter end: 3/9/218 b. If under 31(1)(c) then indicate date of allotment/extuishment Declaration: The Listed entity is required to submit the follow declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Converti Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by promoters are pledge or otherwise encumbered? No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstand Converti Securities/Warrants, depository receipts, locked-in, No of pledged or otherwise encumbered by promoters, as applica, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above ta the values will be considered as Zero by default on submission of the format of hold of specified. 5 The tabular format for disclosure of hold of specified is as follows:
2 RICO AUTO INDUSTRIES LIMITED Ta I - Summary Statement hold of specified Category Category of holder hol ders fully paid up Partly underly Deposi tory Receipts hol d as a % of total no. of (calculat ed as per SCRR, 1957) Vot Rights in class of eg: X No of Vot Rights eg: y each as a % of (A+B+C) Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in total pledged or otherwise encumbered total in demateria lised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV+V+ VI) (VIII) As a % of (XI)= (IX) (X) (VII+X) As a % of (XII) (XIII) (XIV) (A) Promoter & Promoter Group (B) Public (C) Non Promoter - Non Public..... (C1) Underly DRs N.A.... (C2) Held By Employee Trust
3 RICO AUTO INDUSTRIES LIMITED Ta II - Statement show hold pattern of the Promoter and Promoter Group Category & Name of the holders PAN hol ders fully paid up Partly underly Deposi tory Receipts of hold % calculat ed as per SCRR, 1957) Vot Rights in each class of eg: X No of Vot Rights eg: y as a % of Vot Rights Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in of total pledged or otherwise encumbered total in demateria lised form (I) (II) (III) (IV) (V) (VI) (VII) = of (IV+V+ VI) (VIII) (XI)= (IX) (X) (VII+X) As a % of (XII) (XIII) (XIV) 1 Indian Individuals / Hindu Undivided Family ARVIND KAPUR AERPK9677E ARUN KAPUR ACBPK798C RAKESH KAPUR AERPK9676F SHALINI KAPUR AIXPK5439J UPASNA KAPUR AARPK2357D RITU KAPUR BVIPK1341Q NYLA KAPUR AGHPK635G SAMARTH KAPUR BJSPS338D SHIVANI KAPUR AKMPK1377Q PROMILA SIKKA AIKPS44E Central Government / State Government(s) (c) Financial Institutions / Banks (d) Any Other (Specify) Bodies Corporate KAPSONS MANUFACTURING AAACK7243A AND SERVICES PRIVATE LIMITED MERAKI MANUFACTURING AND FINVEST ADVISORS PVT. LTD. AAKCM878C HIGAIN INVESTMENT PVT LTD AAACH276J Sub (A)(1) Foreign. Individuals (Non-Resident Individuals / Foreign Individuals) ROMILLA BAHL ANEPB9143N Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (Specify) Sub (A)(2) hold of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Details of which remain unclaimed may be given here along with details such as number of holders, outstand in demat/unclaimed suspense account, vot rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same mean as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 211.
4 Details of which remain unclaimed may be given hear along with details such as number of holders, outstand in demat/unclaimed suspense account, vot rights which are frozen etc. (Kindly start fil data from Row No - 3) holders
5 RICO AUTO INDUSTRIES LIMITED Ta III - Statement show hold pattern of the Public holder Category & Name of holders PAN holders fully Partly underly Deposi tory Receipts (I) (II) (III) (IV) (V) (VI) of (VII) = (IV+V+ VI) hold % calculat ed as per SCRR, 1957) of (VIII) Vot Rights in each class of eg: X No of Vot Rights eg: y in demateria lised form (X) (XI) (XII) (XIII) (XIV) 1 Institutions NA Mutual Fund NA L&T MUTUAL FUND TRUSTEE LTD - L&T EMERGING BUSINESS FUND AAATC446E NA RELIANCE CAPITAL TRUSTEE CO LTD A/C RELIANCE REGULAR SAVINGS FUND- BALANCED OPTION AAATR9B NA PRINCIPAL TRUSTEE COMPANY PVT LTD A/C PRINCIPAL MUTUAL FUND- PRINCIPAL MUTUAL TAX SAVER FUND AAATP667N NA ASHMORE INDIA OPPRTUNITIES FUND AAFTA7838K Venture Capital Funds.... NA (c) Alternate Investment Funds.... NA (d) Foreign Venture Capital Investors.... NA (e) Foreign Portfolio Investors NA (f) Financial Institutions / Banks NA (g) Insurance Companies.... NA (h) Provident Funds/Pension Funds.... NA (i) Any Other (Specify).... NA Sub (B)(1) NA Central Government/ State Government(s)/ President of India NA Sub (B)(2) NA Non-Institutions. NA Individuals: NA i. Individual holders hold nominal capital up to Rs. 2 lakhs NA ii. Individual holders hold nominal capital in excess of Rs. 2 lakhs NA MUKUL AGARWAL AAFPA4859G NA 2 NBFCs registered with RBI NA 4 (c) Employee Trusts.... NA (d) Overseas Depositories (hold DRs) (balanc figure).... NA (e) Any Other (Specify) NA Bodies Corporate NA Non Resident Individuals NA Trusts NA 2152 Cooperative Society.... NA Sub (B)(3) NA Public hold (B)= (B)(1)+(B)(2)+(B)(3) NA Details of the holders act as persons in Concert includ their hold ( and %): Details of which remain unclaimed may be given here along with details such as number of holders, outstand in demat/unclaimed suspense account, vot rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of follow persons:institutions/non Institutions hold more than 1% of total number of (3) W.r.t. the information pertain to Depository Receipts, the same may be disclosed in the respective columns to the extent information availa and the balance to be disclosed as by custodian. (IX) as a % of Vot Rights Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in of total pledged or otherwise encumbered (Not applica) total (Not applica)
6 Details of the holders act as persons in Concert includ their hold: (Kindly start fil data from Row No - 3) Name of holder Name of PAC Hold %
7 Details of which remain unclaimed may be given hear along with details such as number of holders, outstand in demat/unclaimed suspense account, vot (Kindly start fil data from Row No - 3) holders
8 RICO AUTO INDUSTRIES LIMITED Ta IV - Statement show hold pattern of the Non Promoter- Non Public holder Category & Name of the holders PAN holders fully Partly underly Depository Receipts of hold % calculat ed as per SCRR, 1957) Vot Rights in each class of No of Vot Rights eg: X eg: y as a % of Vot Rights Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in of total pledged or otherwise encumbered (Not applica ) total (Not applica) in demateria lised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV+V+ VI) of (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) 1 Custodian/DR Holder.... NA 2 Employee Benefit Trust (under SEBI ( based Employee Benefit) Regulations, 214).... NA Non-Promoter- Non Public hold (C)= (C)(1)+(C)(2).... NA Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders hold more than 1% of total number of (3) W.r.t. the information pertain to Depository Receipts, the same may be disclosed in the respective columns to the extent information availa
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