SHAREHOLDING PATTERN FOR THE QUARTER ENDED 30th SEPTEMBER, 2018

Transcription

1 SHAREHOLDING PATTERN FOR THE QUARTER ENDED 30th SEPTEMBER, Name of Listed Entity :- APAR INDUSTRIES LIMITED 2 Scrip Code / Name of Scrip / of Security : (BSE), APARINDS (NSE) - EQUITY SHARES WITH 100% VOTING RIGHTS 3 Share Holdin Pattern Filed under : Re. 31(1)(a) / Re. 31(1)(b) / Re. 31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter endin :- SEPTEMBER, 2018 b. If under 31(1)(c) then indicate date of allotment / extinuishment 4 Declaration :- The Listed entity is required to submit the followin declaration to the extent of submission of information:- Particulars Yes * No * 1 Whether the Listed Entity has issued any partly paid up? 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any aainst which depository receipts are issued? 4 Whether the Listed Entity has any in locked-in? 5 Whether any by promoters are plede or otherwise encumbered? * If the Listed Entity selects the option 'No" for the questions above, the columns for the partly paid up, Outstandin Convertible Securities / Warrants, depository receipts, locked-in, No of pleded or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchane website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holdin of specified.

2 5 The tabular format for disclosure of holdin of specified is as follows: Table I - Summary Statement holdin of specified Cate ory (I) Cateory of Shareholder (II) Sharehol ders (III) fully paid up (IV) Partly paid-up (V) underlyin Depositor y Receipts (VI) nos. (VII)=(IV)+(V )+(VI) Shareholdi n as a % no. of (calculated as per SCRR, 1957) (VIII) Votin Rihts in each class of (IX) Votin Rihts e:x e:y as a % of (A+B+C) underlyin Outstandi n convertibl e (includin Warrants) (X) Shareholdin, as a % assumin full conversion of (as a percentae of diluted share capital) (XI)=(VII)+(X) Locked in (XII) (a) total (b) pleded or otherwise encumbered (XIII) (a) As a % (b) in dematerializ ed form (XIV) (A) Promoter & Promoter Group 13 22,266, ,266, ,266,694 (58.185) 22,266,694 (B) Public ,001, ,001, ,001,925 (41.815) 15,836,850 (C) Non Promoter- Non Public (C1) underlyin DRs (C2) Share by Employee Trusts ,268,619 38,268, ,268,619 ( ) 38,103,544

3 Table II - Statement showin shareholdin pattern of the Promoter and Promoter Group Cateory & Name of the Shareholders (I) Shareholder (III) fully paid up (IV) Partly paidup (V) underlyin Depositor y Receipts (VI) nos. (VII=IV+V+VI) Shareholdi n % calculated as per SCRR, 1957 (VIII) Votin Rihts in each class of (IX) Votin Rihts X Y as a % of Votin Rihts underlyin Outstandi n convertibl e (includin Warrants) (X) Shareholdin, as a % assumin full conversion of (as a percentae of diluted share capital) (XI) = (VII)+(X) as a % of A+B+C2 Locked in (XII) (a) As a % (b) pleded or otherwise encumbered (XIII) (a) As a % (b) in dematerialize d form (XIV) (1) Indian (a) Individuals / Hindu undivided Family 1 2 Kushal Narendra Desai (3) Chaitanya Narendra Desai 8 20,257,558 20,257, ,081,042 10,081, ,996,724 9,996, ,257,558 (52.935) 10,081,042 (26.343) 9,996,724 (26.123) 20,257,558 10,081,042 9,996,724 3 Smt. Maithili N Desai (0.000%) 0 4 Rishabh K Desai 42,398 42, ,398 (0.111) 42,398 5 Gaurani K Desai 3,200 3, ,200 (0.008) 3,200 6 Noopur Kushal 2,139 2,139 2, Desai (0.006) 2,139 7 Jinisha C. Desai (0.001%) Devharsh C. Desai 131, , ,155 (0.344%) 131,555 (b) Central Government / State (c) Financial Institutions / Banks (d) Any Other 2,009, ,009,136 2,009, (Promoter (5.250) 2,009,136 Apar Corporation 109, , , Pvt. Ltd. (0.286) 109,529

4 2 Scope Pvt. Ltd Maithili N. Desai Family Pvt. Trust - Trustee Mr. K. N. Desai & Mr. C. N. Desai Maithili Trusteeship Services Pvt. Ltd. Maithili N. Desai Family Pvt. Trust 2 - Trustee Maithili Trusteeship Services Pvt. Ltd. 98,983 98, ,800,000 1,800, Sub- (A)(1) 13 22,266,694 22,266, (2) Forein (a) Individuals (Non- Resident Individuals /Forein Individuals) 324 (0.001) 98,983 (0.259) 300 (0.001) 1,800,000 (4.704) 22,266,694 (58.185) , ,800,000 22,266,694 (b) Government (c) Institutions (d) Forein Portfolio Investor (e) Any Other (Specify) Sub- (A)(2) Shareholdin of Promoter and Promoter Group (A) = (A)(1) + (A)(2) 13 22,266,694 22,266, ,266,694 (58.185) 22,266,694 Details of which remain unclaimed may be iven here alon with details such as number of shareholders, outstandin in demat/unclaimed suspense account, votin rihts which are frozen etc. : Not Applicable Note: (1) PAN would not be displayed on website of Stock Exchane(s). (2) The term "Encumbrance" has the same meanin as assined under reulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Reulations, (3) 1912 Equity purchased by Mr. Kushal Desai, Promoter - Director were reflected under Clearin Member in the Benpos dtd due to technical reason, which was subsequently credited to him. However necessary dislcosures under SEBI (SAST) Re 2011 and SEBI (PIT) Re 2015 were made to the Stock Exchanes on time in respect of these.

5 Table III - Statement showin shareholdin pattern of the Public shareholder Cateory & Name of the Shareholders (I) (1) Institutions Votin Rihts (a) Mutual Funds 14 8,919,848 8,919, HDFC Trustee Company Limited - 1. HDFC Balanced Advantae Fund 2. HDFC Small Cap Fund 2 Reliance Capital Trustee Co. Ltd. 1. Reliance Small Cap Fund 2. Reliance Power & Infra Fund 3 L And T Mutual Fund Trustee Ltd - 1. L&T Emerin Businesses Fund 2. L AND T Hybrid Fund 4 Aditya Birla Sun Life Trustee Private Limited A/C Aditya Birla Sun Life Small Cap Fund Sharehol der (III) fully paid up (IV) Partly paid-up (V) underlyin Depository Receipts (VI) nos. VII=IV+V+VI Sharehold in % calculated as per SCRR, 1957 (VIII) Votin Rihts in each class of (IX) X 3,010,750 3,010, ,391,146 2,391, ,457,371 1,457, , , Y as a % of Votin Rihts Underlyin Outstandin (includin Warrants) (X) Shareholdin, as a % of assumin full conversion of (as a percentae of diluted share capital) (XI) 8,919,848 (23.309) 3,010,750 (7.867) 2,391,146 (6.248) 1,457,371 (3.808) 500,000 (1.307) Locked in (XII) (a) As a % (b) pleded or otherwise encumbered (XIII) Aplica ble) (a) total Aapplica ble) (b) in dematerialize d form (XIV) 8,919,396 3,010,750 2,391,146 1,457, ,000 (b) (c) Venture Capital Funds Name (xyz...) Alternate 120, , , Investment Funds (0.314) 120,000 Name (xyz...)

6 (d) (e) Forein Venture Capital Investors Name (xyz...) Forein Portfolio 2,392, ,392,165 2,392, Investors (6.251) 2,392,165 1 Goldman Sachs India Fund Limited 2 Raiffeisen-Eurasien- Aktien (f) 1,133,091 1,133, , , Financial Institutions / Banks 7 12,812 12, ,133,091 (2.961) 580,000 (1.516) 12,812 (0.033) 1,133, ,000 12,632 () Insurance Companies Name (xyz...) (h) Provident Funds / Pension Funds Name (xyz...) (i) Any Other (Forein 30 Institutional (0.000) 30 Investors) Sub- (B)(1) 60 11,444,855 11,444, (2) Central Government/State Government(s) / President of India 1 47,962 47, ,444,855 (29.907) 47,962 (0.125) 11,444,223 47,962 Name (xyz...) Sub- (B)(2) 1 47,962 47, ,962 (0.125) 47,962 (3) Non-institutions (a) Individuals - i. Individuals Shareholders holdin nominal share capital upto Rs. 2 lakhs. ii. Individual shareholders holdin nominal share capital in excess of Rs. 2 lakhs ,726,267 2,726, , , ,726,267 (7.124) 632,813 (1.654) 2,572, ,813 (b) NBFCs reistered with RBI (0.002) 700 Name (xyz...) (c) Employee Trusts

7 (d) (e) Name (xyz...) Overseas Depositories (holdiin DRs) (balancin fiure) Name (xyz...) Any Other 766, , , ,942 (Bodies Corporate) (2.002) Any Other (Non Resident Indian) Any Other (Hindu Undivided Families) Any Other (Clearin Member) , , , , ,752 46, Sub- (B)(3) ,509,108 4,509, Public Shareholdin (B) = (B)(1)+(B)(2)+(B)(3) ,001,925 16,001, ,816 (0.462) 159,611 (0.417) 46,752 (0.122) 4,509,108 (11.783) 16,001,925 (41.815) 172, ,611 46,752 4,344,665 15,836,850 Details of the Shareholders actin as persons in Concert includin their Shareholdin ( and %). : Not Applicable Details of which remain unclaimed may be iven here alon with details such as number of shareholders, outstandin in demat/unclaimed suspense account, votin rihts which are frozen etc. Shareholders : 1 Outstandin in demat/unclaimed Suspense Account : 22,017 Votin Rihts are frozen for entire 22,017 Note: (1) (2) (3) PAN would not be displayed on website of Stock Exchane(s) The above format needs to be disclosed alon with the name of followin persons: Institutions / Non-institutions holdin more than 1% number of. w.r.t. the information pertainin to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian.

8 Table IV - Statement showin shareholdin pattern of the Non Promoter - Non Public shareholder : NOT APPLICABLE Cateory & Name of the Shareholders (I) PAN (II) Shareho lder (III) fully paid up (IV) Partly paid-up (V) underlyin Depositor y Receipts (VI) no. (VII=IV+V +VI) Sharehold in % calculate d as per SCRR, 1957 (VIII) Votin Rihts in each class of (IX) Votin Rihts X Y as a % of Votin Rihts underlyin Outstandin (includin Warrants) (X) Shareholdin, as a % assumin full conversion of (as a percentae of diluted share capital) (XI) Locked in (XII) As a % pleded or otherwise encumbered (XIII) Applic able) As a % Applica ble) in dematerializ ed form (XIV) Applicable) (1) Custodian / DR Holder (a) Name of DR holder (if available) (i) abc. (ii) ef.. (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit Reulations, 2014)) (a) abc. Non-Promoter- Non Public Shareholdin (C) = (C)(1)+(C)(2) Note: (1) (2) (3) PAN would not be displayed on website of Stock Exchane(s). The above format needs to dislcose name of all holders more than 1% number of. w.r.t. the information pertainin to Depository Receipts, the same may be disclosed in the respective columns to the extent information available.