Format of holding of specified securities

Transcription

1 Format of holding of specified securities Annexure I 1. Name of Entity: National Stock Exchange of India 2. Scrip Code/Name of Scrip/Class of Security: Equity Shares 3. Share Holding Pattern Filed under: Reg. 31(1)/Reg. 31(1)/Reg.31(1)(c) for the quarter ended June 30, 2016 a. If under 31(1) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are No issued? 4 Whether the Listed Entity has any in lockedin? No 5 Whether any by promoters are pledged or otherwise encumbered? No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstanding Convertible Securities/Warrants, depository receipts, lockedin, pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified securities. 5. The tabular format for disclosure of holding of specified securities is as follows:

2 Table I Summary Statement holding of specified securities Category (I) Category of holder (II) Nos. of h fully paid up equity Partly paidup s underlying nos. Sharehold ing as a % of total no. of as Number of Voting Rights in each class of securities Shares Underlyi ng Shareholding, as a % assuming full conversion Number of Locked in Number of Shares pledged or otherwise Number of equity in (III) equity Depository (calculated (IX) Outstanding Conversion of Receipts (VII) = per SCRR, convertible convertible Convertible securities (XII) encumbered dematerializ (IV) (VI) (IV)+(V)+ 1957) securities Secusecsecurities As a percentage ( of as a (XIII) ed form (V) (VI) (VIII) (including diluted As a No of Voting Rights Tota Warrants) capital) N As a No. As a (XIV) (A+B+C2) las (X) o Class eg: X Cla a (XI)= (VII)+(X). total total ss As a Shar Share eg: (A+B (A+B+C2) ( es s y + C) a ) (A) Promoter & Promoter Group (B) Public* 48 24,767,114 24,767, ,767,114 24,767, ,767,114 (C) (C1) (C2) (D) Non Promoter Non Public Shares underlying DRs Shares by Employee Trusts Trading Members and Associates of Trading Members 23 20,232,886 20,232, ,232,886 20,232, ,232, *as per the meaning assigned to it under Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012

3 Table II Statement showing holding pattern of the Promoter and Promoter Group Category & Name PAN Partly Nos. of Sharehol Number of Voting Rights in Shareholdin Number of Number of Number of of the (II) h fully paidup nos. ding % each class of securities Shares g, as a % Locked in Shares equity Shareholders older paid equity underlying calculate (IX) Underlying assuming pledged or (I) (III) up Depository d as per Outstanding full (XII) otherwise in equity Receipts (VII = SCRR, convertible conversion encumbered dematerializ (V) (VI) IV+V+VI) 1957 securities of (XIII) ed form s Voting Rights as (including convertible No. (IV) As a a Warrants) securities ( (A+B+C2) (X) as a (VIII) Class Class Tot Voting percentage X Y al rights of diluted capital) (XI) = (VII)+(X) as a A+B+C2 As a total Shar es No. As a total s (XIV) (1) Indian Individuals/Hindu undivided Family Name (xyz ) Central Government/ State Government(s) Name (xyz ) (c) Financial Institutions/ Banks Name (xyz ) (d) Any Other (specify) Name (xyz ) Sub (A)(1) (2) Foreign Individuals (Non Resident Individuals/ Foreign Individuals) Name (xyz ) Government Name (xyz )

4 (c) Institutions Name (xyz ) (d) Foreign Portfolio Investor Name (xyz ) (f) Any Other (specify) Name (xyz ) Sub (A)(2) Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Details of Shares which remain unclaimed may be given here along with details such as number of holders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

5 Table III Statement showing holding pattern of the Public holder Category & Name of the Shareholders (I) P A N (II) Nos. of shar ehol der (III) fully paid up equity (IV) Partly paidup equity (V) Nos. of underl ying Deposi tory Receip ts (VI) nos. VII = IV+V+VI Shareh ol ding % calcula te d as per SCRR, 1957 As a % of (A+B+ C2) VIII Number of Voting Rights in each class of securities (IX) Class X No of Voting Rights Cl as s Y Tot al as a % of Voting rights Shares Underl ying Outsta nding conver tible securit ies (includ ing Warra nts) (X) holdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted capital) (XI) Number of Locked in (XII) No. As a total Shar es Number of Shares pledged or otherwise encumbered (XIII) No. (Not appli cable As a total (Not applica ble) Number of equity in dematerialized form (XIV) (1) Institutions Mutual Funds/ (c) Name (Xyz) Venture Capital 3 1,694,080 1,694, ,694,080 1,694, ,694,080 Funds Name (Xyz) PI Opportunities 1 1,350,000 1,350, ,350,000 1,350, ,350,000 Fund1 Alternate Investment Funds Name (Xyz) (d) (e) Foreign Venture Capital Name(Xyz) Investors Foreign Portfolio Investors Name(Xyz) Tiger global Five holdings Norwest Ventures Partners X FII Mauritius 17 4,180,155 4,180, ,180,155 4,180, ,180, ,350,000 1,350, ,350,000 1,350, ,350, , , , , ,000 (f) (g) Financial Institutions/ Banks 1 1,597,750 1,597, ,597,750 1,597, ,597,750 Name(Xyz) IFCI 1 1,597,750 1,597, ,597,750 1,597, ,597,750 Insurance 6 8,928,500 8,928, ,928,500 8,928, ,928,500 Companies Name(Xyz) Life Insurance 1 5,628,500 5,628, ,628,500 5,628, ,628,500 Corporation of India General Insurance 1 740, , , , ,000 corporation of India National Insurance 1 640, , , , ,000 Company The New India Assurance Company 1 640, , , , ,000

6 The Oriental Insurance Company 1 640, , , , ,000 (h) United India Insurance Company 1 640, , , , ,000 Provident Funds/ Pension Funds Name(Xyz) Any Other (specify) 7,350,000 7,350, , ,350, ,350,000 Foreign Direct 8 Investment Name(Xyz) GAGIL FDI 1 2,250,000 2,250, ,250,000 2,250, ,250,000 SAIF II SE Investments Mauritius 1 2,250,000 2,250, ,250,000 2,250, ,250,000 DVI Fund (Mauritius) 1 900, , , , ,000 Acacia Banyan Partners 1 675, , , , ,000 Rimco (Mauritius) NewQuest Asia Investments II 1 450, , , , , , , , ,000 Sub (B)(1) 35 23,750,485 23,750, ,750,485 23,750, NA 23,750,485 (2) Central Government/ State Government(s)/ President of India Name(Xyz) Sub (B)(2) (3) Noninstitutions Individuals i. Individual holders holding nominal capital upto Rs. 2 lakhs. 1 17,200 17, ,200 17, ,200 ii. Individual holders holding nominal capital in excess of Rs. 2 lakhs. 5 4,73,929 4,73, ,73,929 4,73, ,73,929 Name(Xyz) NBFCs registered with RBI

7 Name(Xyz) (c) Employee Trusts Name(Xyz) (d) Overseas Depositories (holding DRs) (balancing figure) Name(Xyz) (e) Any Other (specify) Bodies Corporates 7 525, , , ,500 Name(Xyz) Sub (B)(3) 13 1,016,629 1,016, ,016, ,016,629 Public Shareholding (B)= (B)(1)+(B)(2)+(B)( 3) 48 24,767,114 24,767, ,767, ,767,114 Details of the holders acting as persons in Concert including their Shareholding (No. and %): See Table Below Details of Shares which remain unclaimed may be given here along with details such as number of holders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. (1) Note: (2) PAN would not be displayed on website of Stock Exchange(s). (3) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1 total number of. (4) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian. NOTE: Number of available in the nonpublic category is 18,17,114 equity of Rs.10/ each (4.038%). Number of available for acquisition by persons resident outside India is 37,69,845 (8.38%). However the above is subject to FDI policy, RBI and SEBI Regulations currently in force

8 Sr. No. (1) Name of the holder (2) Category of holder (3) No. Of (4) holding % (rounded off to 2 decimals) (5) Acting in concert with (6) Category of holder (7) Holding of holder alongwith Person(s) acting in concert [8=no. of of persons covered in column (6) ] % (rounded off to 2 decimals) (9) 1 Ithan Creek II MB Public 14, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Kirykos MB J. Public 10,07, Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, 2 Ithan Creek MB Public 1,46, Ithan Creek II MB, Bay Pond MB, Bay Pond BMD MB, Kirykos MB J. Public 8,75, Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, 3 Bay Pond MB Public 4,21, Ithan Creek II MB, Ithan Creek MB, Bay Pond BMD MB, Kirykos MB J. Public 6,00, Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, 4 Bay Pond BMD MB Public 2,01, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Kirykos MB J. Caird Public 8,20, MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB 5 Kirykos MB Public 5, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 10,16, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, 6 J. Caird MB Public 43, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 9,78, Kirykos MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, 7 J Caird BMD MB Public 51, Ithan Creek II MB, Ithan Creek MB, Public 9,70, Bay Pond MB, Bay Pond BMD MB, Kirykos MB, J. Caird MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB 8 Wolf Creek MB Public 61, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 9,61, Kirykos MB, J. Caird MB, J Caird BMD MB, Wolf Creek BMD MB, 9 Wolf Creek BMD MB Public 57, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 57, Kirykos MB J. Caird MB, J Caird BMD MB, Wolf Creek MB, Quissette MB and Quissette BMD MB 10 Quissette MB Public 7, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 10,14, Kirykos MB J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB and Quissette BMD MB 11 Quissette BMD MB Public 10, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 10,11, Kirykos MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB and Quissette MB 12 MSPL Public 1,96, Mr. Shrenik Kumar N Baldota Public 2,25, Mr. Rahul Kumar N Baldota 13 Mr. Shrenik Kumar N Baldota Public 1,12, Mr. Rahul Kumar N Baldota 2. MSPL Public 3,09, Mr. Rahul Kumar N Public 1,12, Mr. Shrenik Kumar N Baldota Public 3,09, Baldota 2. MSPL 15. IFCI Public 15,97, Stock Holding Corporation of India Associates of 22,50, Stock Holding Corporation of India Associate of Trading member Trading member 22,50, IFCI Public 15,97,

9 17 State Bank of India 45,87, SBI Capital Markets Associate of 19,50, SBI Capital Markets Associate of 19,50, State Bank of India 45,87, HDFC Associate of 73, HDFC Standard Life Insurance Company Associate of 2,25, HDFC Standard Life Insurance Company Associate of 2,25, HDFC Associate of 73, Table IV Statement showing holding pattern of the Non Promoter Non Public holder Category & Name PAN Partly Nos. of no. Shareho Number of Voting Rights in Number of Number of Number of of the (II) h fully paidup l ding % each class of securities Shares holdin Locked in Shares equity Shareholders older paid equity underlying calculat (IX) Underlying g, as a % pledged or (I) (III) up Depository (VII = e d as per Outstanding assuming (XII) otherwise in equity Receipts IV+V+VI) SCRR, convertible full encumbered dematerializ (V) (VI) 1957 securities conversion (XIII) ed form s As a % No of Voting Rights as (including of No. As a No. As a (XIV) (IV) (A+B+C2 of a Warrants) convertible (No (Not ) (VIII) (X) securities ( total t total Applicable) Class X Class Y Tot al Voting as a rights (1) Custodian/DR percentage of diluted capital) (XI) NA Holder NA Name of DR Holder (if available) (i) abc,.,.. NA (ii) efg. NA NA (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Name (abc NA 3 s and Associates of s Corporates 6 5,088,334 5,088, ,088, ,088,334 Shar es ap pli ca ble ) s (Not applic able) Bajaj Holdings & Investment 1 562, , , ,000

10 Stock Holding Corporation of India SBI Capital Markets 1 2,250,000 2,250, ,250, ,250, ,950,000 1,950, ,950, ,950,000 Financial Institutions/Banks 10 7,949,679 7,949, ,949, ,949,679 State Bank of India IDBI Bank IDFC Bank FDI 3 4,500,000 4,500, ,500, ,500,000 GS Strategic Investments, Mauritius MS Strategic (Mauritius), Mauritius Citigroup Strategic Holdings Mauritius, Mauritius 1 2,250,000 2,250, ,250, ,250, ,350,000 1,350, ,350, ,350, , , , ,000 FPI 1 2,250,000 2,250, ,250, ,250,000 Aranda Investments (Mauritius) Pte. Ltd. 1 2,250,000 2,250, ,250, ,250,000 Venture Capital Funds 1 189, , , ,873 Insurance Companies 1 225, , , ,000 Individuals 1 30,000 30, , ,000 Non Promoter Non Public Shareholding (C)= (C)(1)+(C)(2) 23 20,232,886 20,232, ,232, ,232,886 Note (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1 total number of (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information is available (4).

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