SHAREHOLDING PATTERN (For the quarter ended on September 30, 2015) No. of Partly Paid-up shares

Transcription

1 SHAREHOLDING PATTERN (For the quarter ended on September 3, 215) 1(a) Statement showing Shareholding Pattern Name of the Company: National Stock Exchange of India Limited Scrip Code, Name of the scrip, class of security: Equity Shares Quarter Ended September 3, 215 Partly Paid-up No. of Partly Paid-up total no. of partly paid-up total no. of of the Company Held by promoter / promoter group Held by public Total Outstanding No. of total no. of Held by promoter / promoter group Held by public Total Warrants No.of total no. of Held by promoter / promoter group Held by public Total Total paid-up capital of the company, assuming full conversion of and total no. of of the Company, assuming full conversion of the total no. of of the Company, assuming full conversion of 4,5,, equity of Rs.1/-each amounting to Rs.45,,, ( Rupees fortyfive crores only)

2 Category Code Category of shareholder shareholders Total number of in dematerialised form Total shareholding as a % of total (A+B) (A+B+C) Shares pledged or otherwise encumbered No. of Shares As a percentage (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) = (VIII) / (IV) * 1 (A) (1) Promoter and Promoter's Group Indian (B) (C) (1) Notes: (a) Individuals/ Hindu Undivided Family (b) (c) Bodies Corporate (d) Financial Institutions/ Banks (e) Any Other (specify) (a) Sub-Total (A)(1) Individuals (Non-Resident Individuals/ Foreign Individuals) (b) Bodies Corporate (c) Institutions (d) Qualified Foreign Investors (e) Any Other (specify) Sub-Total (A) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) - - (a) Mutual Funds/ UTI (b) Financial Institutions/ Banks (c) (d) Venture Capital Funds (e) Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Qualified Foreign Investors (i) Foreign Public Shareholding Institutions Any Other (specify) Foreign Direct Investments Sub-Total (B)(1) Non-institutions (a) Bodies Corporate (b) Individuals - i. Individual shareholders holding nominal share capital up to Rs. 1 lakh ii. Individual shareholders holding nominal share capital in excess of Rs lakh. (c) Qualified Foreign Investors (d-i) Any Other (specify) Sub-Total (B) Total Public Shareholding (B)= (B)(1)+(B) TOTAL (A)+(B) Shares by Custodians and against which Depository Receipts have been issued (1) Promoter and Promoter Group Public GRAND TOTAL (A)+(B)+(C) NA Not applicable available in the (i) non public, (ii) FII /FPI and (iii) FDI category- (i)18,48,651 equity of Rs.1/- each (4.11%), (ii) 39,19,845 equity of Rs.1/- each (8.71%) and (iii) Zero equity of Rs.1/- each (.%) respectively. However the above is subject to FDI policy, RBI and SEBI Regulations currenctly in force.

3 (I)(b) Statement showing holding of (including,, ) of persons belonging to the category Promoter and Promoter Group Name of the shareholder Details of Shares Grand Total (A)+(B)+(C) Encumbered Number As a % Grand Total (A)+(B)+(C) of sub clause (I)(a) Details of As a % total of the same class Details of As a % total of the same class Total (including underlying assuming full conversion of and ) as a % of diluted share capital (I) (II) (III) (IV) (V) (VI) = (V)/(III)X1 (VII) (VIII) (IX) (X) (XI) (XII) 1 None Total - - (I)(c)(i) Statement showing holding of (including,, ) of persons belonging to the category Public and holding more than 1% of the total Name of the shareholder Shares as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of As a % total of the same class Details of % w.r.t. total of the same class Total (including underlying assuming full conversion of and ) as a % of diluted share capital 1 Life Insurance Corporation of India State Bank of India Stock Holding Corporation of India Limited GAGIL FDI Limited, Cyprus GS Strategic Investments Limited SAIF II SE Investments Mauritius Limited Aranda Investments (Mauritius) Pte Limited IDBI Bank Limited SBI Capital Markets Limited IFCI Limited PI Opportunities Fund I MS Strategic (Mauritius) Limited Tiger Global Five Holdings Norwest Venture Partners X FII-Mauritius Citigroup Strategic Holdings Mauritius Limited DVI Fund (Mauritius) Limited IDFC Limited General Insurance Corporation of India Acacia Banyan Partners National Insurance Company Limited The New India Assurance Company Limited The Oriental Insurance Company Limited United India Insurance Company Limited Bajaj Holding& Investment Limited TOTAL

4 (I)(c)(ii) Statement showing holding of (including,, ) of persons (together with PAC) belonging to the category Public and holding more than 5% of the total of the company Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them Shares as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of As a % total of the same class Details of % w.r.t total of the same class Total (including underlying assuming full conversion of and ) as a % of diluted share capital 1 Life Insurance Corporation of India State Bank of India TOTAL

5 (I)(d) Statement showing details of locked-in Name of the shareholder locked-in Locked-in as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NA Total (II)(a) Statement showing details of Depository Receipts (DRs) Type of DR (ADRs, GDRs, SDRs, etc.) DRs underlying DRs Shares underlying DRs as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NA Total (II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying by 'promoter/promoter group' are in excess of 1% of the total Name of the DR Holder Type of DR (ADRs, GDRs, SDRs, etc.) underlying DRs Shares underlying DRs as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NA Total

6 (III)(a) Statement showing the voting pattern of shareholders, if more than one class of / is issed by the issuer: (Give description of voting rights for each class of : Class X, Class Y, Class Z) Not Applicable, as Company has only one class of security. Category Category of shareholder Class X Class Y Class Z (A+B) (A+B+C) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (A) Promoter and Promoter's Group (1) Indian (a) Individuals/ Hindu Undivided Family voting rights in each class of Total Voting Rights (III+IV+V} Total Voting Rights i.e. VI (b) (c) Bodies Corporate (d) Financial Institutions/ Banks (e) Any Other (specify) Sub-Total (A)(1) Foreign Individuals (Non-Resident (a) Individuals/ Foreign Individuals) (b) Bodies Corporate (c) Institutions (d) Any Other (specify) Sub-Total (A) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (B) (C) (1) Public Shareholding Institutions (a) Mutual Funds/ UTI (b) Financial Institutions/ Banks (c) (d) Venture Capital Funds (e) Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Any Other (specify) Sub-Total (B)(1) Non-institutions (a) Bodies Corporate (b) Individuals - i. Individual shareholders holding nominal share capital up to Rs. 1 lakh. ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. (c) Any Other (specify) Sub-Total (B) Total Public Shareholding (B)= (B)(1)+(B) TOTAL (A)+(B) Shares by Custodians and against which Depository Receipts have been issued GRAND TOTAL (A)+(B)+(C)