InterGlobe Aviation Limited

Transcription

1 InterGlobe Aviation Limited Statement Showing Holding of Securities and Shareholding Pattern after the proposed issue (Pursuant to Regulation 31(1) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, Name of Listed Entity: : InterGlobe Aviation Limited 2. Scrip Code : Name of Scrip : INDIGO Class of Security : Equity of Rs. 10 each 3. Share Holding Pattern Filed under: Reg. 31(1)/Reg.31(1)/Reg.31(1)(c) September 30, 2017 a. if under 31(1) then indicate the report for quarter ending : : b. if under 31(1)(c) then indicate date of allotment/extinguishment : 4. Declaration The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars Yes* No* (1) Whether the Listed Entity has issued any partly paid up : (2) Whether the Listed Entity has issued any Convertible Securities or Warrants? : (3) Whether the Listed Entity has any against which depository receipts are issued? : (4) Whether the Listed Entity has any in lockedin? : (5) Whether any by promoters are pledge or otherwise encumbered? : *if the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up, Convertible Securities/Warrants, depository receipts, lockedin, of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed entity in above table the values will be considered as 'Zero' by default on submission of the at of holding of specified.

2 Table I Summary Statement Holding of Specified Securities Category Category of shareholder Nos. of of fully paid of Partly of Total nos. Shareholding Rights in each class of No of Shareholding as a Locked in shareholders up equity paidup equity (VII) = (IV) + % assuming full Depository (V) + (VI) as a % of total no. of (calculated as per SCRR, 1957) (as a No of Rights Total as a (including percentage of As a % % of Warrants) diluted share of total Class Class Total (A+B+C) EQUITY (XI) = (VII) + (X) pledged or otherwise encumbered (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (A) Promoter & Promoter Group ,245, ,245, ,245, ,245, ,071, ,245,430 (B) Public 56,855 84,824,735 84,824, ,824,735 84,824, ,481,179 (C) Non Promoter Non Public (C1) DRs (C2) by Employes Trusts Total 56, ,070, ,070, ,070, ,070, ,071, ,726,609 As a % of total equity in

3 Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders of of fully paid Partly Nos. of Total nos. Shareholdi Rights in each class of of Shareholding Shareholder up equity paidup ng % as a % equity (VII = calculated assuming full Depository IV+V+VI) as per SCRR, No of Rights Total as a 1957 % of Total (as a (including percentage of Rights Warrants) diluted share Class EQUITY Class Total (XI) = (VII) + (X) as a % of A + B + C2 Locked in pledged or otherwise encumbered (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (1) Indian Individuals/Hindu undivided Family 5 1,350,943 1,350, ,350,943 1,350, ,350,943 ROHINI BHATIA 10,000 10, ,000 10, ,000 KAPIL BHATIA 50,000 50, ,000 50, ,000 RAHUL BHATIA 40,000 40, ,000 40, ,000 ASHA MUKHERJEE 1,250,688 1,250, ,250,688 1,250, ,250,688 ALOK MEHTA Central Government/State Government(s) (c) Financial Institutions/Banks (d) Any Other (specify) Company 2 153,659, ,659, ,659, ,659, ,608, ,659,581 ACQUIRE SERVICES PRIVATE LIMITED 10,000 10, ,000 10, ,000 INTERGLOBE ENTERPRISES LIMITED 153,649, ,649, ,649, ,649, ,608, ,649,581 SubTotal (A)(1) 7 155,010, ,010, ,010, ,010, ,608, ,010,524 As a % of total total equity in (2) Foreign Individuals (NonResident Individuals/Foreign Individuals) 2 88,731,593 88,731, ,731,593 88,731, ,463, ,731,593 SHOBHA GANGWAL 32,310,461 32,310, ,310,461 32,310, ,310,461 RAKESH GANGWAL 56,421,132 56,421, ,421,132 56,421, ,463, ,421,132 Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (specify) Foreign Trust & Body Corporate 2 55,503,313 55,503, ,503,313 55,503, ,503,313 THE CHINKERPOO FAMILY TRUST (TRUSTEE: SHOBHA 52,263,313 52,263,313 52,263,313 52,263, ,263,313 GANGWAL & J. P. MORGAN TRUST COMPANY OF DELAWARE) IGE MAURITIUS PRIVATE LIMITED 3,240,000 3,240, ,240,000 3,240, ,240,000 SubTotal (A)(2) 4 144,234, ,234, ,234, ,234, ,463, ,234,906 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) ,245, ,245, ,245, ,245, ,071, ,245,430

4 Table III Statement showing shareholding pattern of the Public shareholder Category & Name of the Shareholders Nos. of Shareholder of fully paid up equity Partly paidup equity Nos. of Depository Total nos. (VII = IV+V+VI) Shareholdin g % calculated as per SCRR, 1957 Rights in each class of No of Rights Class EQUITY Class Total Total as a % of Total rights of (including Warrants) Total shareholding, as a % assuming full (as a percentage of diluted share Locked in total pledged or otherwise encumbered (Not total (Not equity in (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (1) Institutions Mutual Funds ,944,443 21,944, ,944,443 21,944, ,944,443 Name of the Shareholder holding more than 1% ICICI through its various accounts SBI through its various accounts Venture Capital Funds (c) Alternate Investment Funds (d) Foreign Venture Capital Investors (e) Foreign Portfolio Investors ,304,616 40,304, ,304,616 40,304, ,304,616 (f) Financial Institutions/Banks 7 212, , , , ,950 (g) Insurance Companies (h) Provident Funds/Pension Funds (i) Any Other (specify) Sub Total (B)(1) ,462,009 62,462, ,462,009 62,462, ,462,009 (2) Central Government / State Government(s) / President of India Sub Total (B)(2) (3) NonInstitutions Individuals 53,942 4,837,143 4,837, ,837,143 4,837, ,837,087 i.individual shareholders holding nominal share capital up to Rs. 2 lakhs ii.individual shareholders holding nominal share 26 5,000,164 5,000, ,000,164 5,000, ,000,164 capital in excess of Rs. 2 lakhs NBFCs registered with RBI 7 3,605 3, ,605 3, ,605 (c) Employee Trusts (d) Overseas Depositories (holding DRs) (balancing figure) (e) Any Other (specify) Trusts 3 19,505 19, ,505 19, ,505 Non Resident Indians * 1,492 5,479,428 5,479, ,479,428 5,479, ,135,928 Name of the Shareholder holding more than 1% RIYAZ HAIDER PEER MOHAMED 5,110,000 5,110, ,110,000 5,110, ,500 Clearing Members 192 1,805,128 1,805, ,805,128 1,805, ,805,128 Bodies Corporates 906 5,217,415 5,217, ,217,415 5,217, ,217,415 Foreign Nationals Sub Total (B)(3) 56,571 22,362,726 22,362, ,362,726 22,362, ,019,170 Total Public Shareholding (B) = (B)(1)+ (B)(2)+(B)(3) 56,855 84,824,735 84,824, ,824,735 84,824, ,481,179 * Includes 5,110,000 Equity by Mr. Riyaz Haider Peer Mohamed which were issued to him while he was resident in India. He has since then changed his residency status to NRI and in respect of such the consideration amount has been received by the Company in Indian Rupees. For Indian exchange control purposes Mr. Riyaz Haider Peer Mohamed has been treated at par with resident investment. All the percentages are rounded off to two decimal places.

5 Category & Name of the Shareholders PAN of shareholder Table IV Statement showing shareholding pattern of the Non Promoter Non Public Shareholder of fully paid up equity Partly paidup equity Nos. of Depository Total no. (VII = IV+V+VI) Shareholding % calculated as per SCRR, 1957 Rights in each class of No of Rights Total as a Class EQUITY Class Total % of Total Rights No of (including Warrants) Total shareholding, as a % assuming full (as a percentage of diluted share Locked in total pledged or otherwise encumbered (Not total (Not equity in (Not (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (1) Custodian / DR Holder Name of DR Holder (if available) (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Name (if available) Total NonPromoter Non Public Shareholding (C) = (C)(1)+(C)(2)