General information about company. file:///c:/e%20drive/ramesh%20srinivasan%20folders/srinivasan-corp/august%202016/3mshpattern

Transcription

1 Page 1 of 20 General information about company Scrip code Name of the company 3M INDIA LIMITED Whether company is SME No Class of Security Equity Shares Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)

2 Page 2 of 20 Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked-in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights? No

3 Page 3 of 20 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I - Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y (B) Public (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total Total Total as a % of (A+B+C)

4 Page 4 of 20 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Table I - Summary Statement holding of specified securities No. Of Shares securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) (B) Public (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total

5 Page 5 of 20 Sr. A (1) Indian Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) (2) Foreign Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Individuals (NonResident Individuals/ Foreign Individuals) (1) Institutions Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Table III - Statement showing shareholding pattern of the Public shareholder Mutual Funds Total Total as a % of Total Voting rights (e) Foreign Portfolio Investors (f)

6 Page 6 of 20 (g) Sub-Total (B) (1) Financial Institutions/ Banks Insurance Companies ( 3 ) Non-institutions (a(i)) (a(ii)) (b) (e) Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs registered with RBI Any Other (specify) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

7 Page 7 of 20 Total (A+B+C )

8 Page 8 of 20 Sr. A (1) Indian Table II - Statement showing shareholding pattern of the Promoter and Promoter Group securities (X) (2) Foreign No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of Shares pledged or otherwise encumbered (XIII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Sub-Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)=(A) (1)+(A)(2) B (1) Institutions Table III - Statement showing shareholding pattern of the Public shareholder (e) (f) (g) 0 0

9 Page 9 of 20 Sub-Total (B) (1) ( 3 ) Non-institutions (a(i)) (a(ii)) (b) (e) Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+(B) (2)+(B)(3) C Total ( A+B+C2 ) Total (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

10 Page 10 of 20 Individuals (NonResident Individuals/ Foreign Individuals) Searial No. 1 Name of the Shareholders (I) 3M COMPANY Click here to go back PAN (II) AAACZ2987N Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights 75 75

11 Page 11 of 20 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN

12 Page 12 of 20 Reason for not providing PAN

13 Page 13 of 20 Mutual Funds Searial No. 1 Name of the Shareholders (I) SBI MAGNUM GLOBAL FUND Click here to go back PAN (II) AABTS6407Q Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights

14 Page 14 of 20 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

15 Page 15 of 20 Foreign Portfolio Investors Searial No Name of the Shareholders (I) Acacia Banyan Partners Acacia Partners, LP Acacia Institutional Partners, LP Acacia Conservation Fund, LP PAN (II) AAGCA6900N AALFA7272K AALFA7287Q ABCFA8290P Total Click here to go back No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights

16 Page 16 of 20 securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

17 Page 17 of 20 Any Other (specify) Searial No. 1 Category Category / More than 1 percentage Name of the Shareholders (I) Bodies Corporate More than 1 percentage of shareholding Bright Star Investments Pvt Ltd PAN (II) AAACB2446C Total Click here to go back No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y

18 Page 18 of 20 Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN

19 Page 19 of 20 Reason for not providing PAN

20 Page 20 of 20