Format of Holding of Specified securities. 2. Scrip Code: Name of Script : MAHINDCIE Class of Security: Equity

Transcription

1 Format of Holding of Specified 1. Name of Listed Entity:MAHINDRA CIE AUTOMOTIVE LIMITED 2. Scrip Code: Name of Script : MAHINDCIE Class of Security: Equity 3. Share Holding Pattern Filed under: Reg. 31(1)(b) Quarter Ended - 31st December Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars YES NO a Whether the Listed Entity has issued any partly paid up shares NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO c Whether the Listed Entity has any shares against which depository receipts are issued? NO d Whethere the Listed Entity has any shares in locked-in? YES e Whethere any shares by promoters are pledge or otherwise encumbered? NO 5 The tabular format for disclosure of holding of specified is as follows:

2 Table I - Summary Statement holding of specified Catego ry Category of Shareholder No of Shareho lders No of fully paid up equity shares No of Partly paidup equity shares Depository Receipts Total No of Held (VII) = (IV)+(V)+(VI) Shareholdi ng as a % of total no of shares ( Number of Voting Rights in each class of Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of equity shares in dematerialize d form Total as a % of As a % of total As a % of total (A) Promoter & Promoter Group 3 256,538, ,538, ,538, ,538, ,500, ,538,944 (B) Public 65, ,241, ,241, ,241, ,241, ,240,044 (C) Non Promoter-Non Public (C1) underlying DRs (C2) by Employes Trusts Total: 65, ,780, ,780, ,780, ,780, ,500, ,778,988

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares No of Partly paid-up equity shares Depository Receipts Total Held (IV+V+VI) Shareholding Number of Voting Rights in each class of as a % of total no of shares (calculated as per SCRR, 1957 (VIII) As a % of (A+B+C2 Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) (VII)+(X) As a % of Number of Locked in Number of pledged or otherwise encumbered Number of equity shares in dematerialized form (1) Indian (a) Individuals/Hindu undivided Family Total as a % of total (d) Any Other 2 43,344, ,344, ,344,512-43,344, ,344,512 PRUDENTIAL AABCP312 MANAGEMENT AND 5F SERVICES PVT LTD MAHINDRA VEHICLE MANUFACTURERS LIMITED AAFCM121 7M 1 43,344, ,344, ,344,512-43,344, ,344,512 Sub-Total (A)(1) 2 43,344, ,344, ,344,512-43,344, ,344,512 (2) Foreign (a) Individuals (Non- Resident Individuals/Foreign Individuals (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other 1 213,194, ,194, ,194, ,194, ,500, ,194,432 PARTICIPACIONES AAHCP218 INTERNACIONALES 5K AUTOMETAL, DOS S.L 1 213,194, ,194, ,194, ,194, ,500, ,194,432 Sub-Total (A)(2) 1 213,194, ,194, ,194, ,194, ,500, ,194,432 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 3 256,538, ,538, ,538, ,538, ,500, ,538,944 total

4 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Categor y Category & Name of the Shareholder PAN No of No of fully paid up Shareholder equity shares s No of Partly paid-up equity shares Depository Receipts Total Held (IV+V+VI) Shareholdin Number of Voting Rights in each class of g as a % of total no of shares (calculated as per SCRR, 1957 (VIII) Shareholding as Number of Locked a % assuming in full conversion of convertible Securities (as a percentage of diluted share capital) (VII)+(X) Number of pledged or otherwise encumbered Number of equity shares in dematerialized form Total as a % of total total (1) Institutions (a) Mutual Funds 20 22,812, ,812, ,812,320-22,812, ,791,794 ADITYA BIRLA SUN LIFE TRUSTEE PRIVATE LIMITED A/C ADITYA BIRLA SUN LIFE SMALL CAP FUND AAATB01 02C 1 4,032, ,032, ,032,000-4,032, ,032,000 SUNDARAM MUTUAL FUND A/C SUNDARAM MID CAP FUND AAATS25 54B 1 7,513, ,513, ,513,911-7,513, ,513,911 FRANKLIN INDIA EQUITY HYBRID FUND AAATT49 31H 1 4,375, ,375, ,375,907-4,375, ,375,907 UTI-MNC FUND AAATU10 88L 1 5,055,158 5,055, ,055,158 5,055, ,055,158 (b) Venture Capital Funds 1 1, , ,440-1, (c) Alternate Investment Funds 3 349, , , , ,927 (d) Foreign Venture Capital Investors (e) Foreign Portfolio Investors ,700, ,700, ,700,471-36,700, ,684,568 ACACIA PARTNERS, LP AALFA72 72K 1 5,400, ,400, ,400,000-5,400, ,400,000 AALFA72 ACACIA INSTITUTIONAL PARTNERS, LP 87Q 1 4,320, ,320, ,320,000-4,320, ,320,000 ABCFA82 ACACIA CONSERVATION FUND LP 90P 1 4,680, ,680, ,680,000-4,680, ,680,000 (f) Financial Institutions/Banks 14 4,462, ,462, ,462,897-4,462, ,453,458 LIFE INSURANCE CORPORATION OF INDIA AAACL05 82H 1 4,369, ,369, ,369,507-4,369, ,369,507 (g) Insurance Companies (h) Provident Funds/Pension Funds (i) Any Other Sub Total (B)(1) ,327, ,327, ,327,055-64,327, ,279,747

5 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Categor y Category & Name of the Shareholder PAN No of No of fully paid up Shareholder equity shares s No of Partly paid-up equity shares Depository Receipts Total Held (IV+V+VI) Shareholdin Number of Voting Rights in each class of g as a % of total no of shares (calculated as per SCRR, 1957 (VIII) Shareholding as Number of Locked a % assuming in full conversion of convertible Securities (as a percentage of diluted share capital) (VII)+(X) Number of pledged or otherwise encumbered Number of equity shares in dematerialized form Total as a % of total total Central Government/State (2) Government(s)/President of India Sub Total (B)(2) (3) Non-Institutions (a) i.individual shareholders holding nominal share capital up to Rs.2 lakhs 62,546 22,441, ,441, ,441,187-22,441, ,703,954 ii.individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs ,147, ,147, ,147,355-22,147, ,066,955 ANJALI POWAR HARIDASS AACPH06 52D 1 5,125, ,125, ,125,488-5,125, ,125,488 ANIL HARIDASS AACPH06 79N 1 5,585, ,585, ,585,058-5,585, ,585, (b) NBFCs Registered with RBI 8 21, , ,813-21, ,813 (c) Employee Trusts (d) Overseas Depositories (Holding DRs)(Balancing figure) (e) Any Other TRUSTS 7 30, , ,137-30, ,137 NON RESIDENT INDIANS 1,804 1,707, ,707, ,707,763-1,707, ,660,872 CLEARING MEMBERS , , , , ,877 BODIES CORPORATES ,330, ,330, ,330,858-11,330, ,243,586 AINOS HOLDINGS LIMITED AANCA03 69C 1 7,959, ,959, ,959,657-7,959, ,959,657 OVERSEAS CORPORATE BODIES 1 2, , ,840-2, FOREIGN NATIONALS 5 118, , , , ,103 Sub Total (B)(3) 65,472 57,914, ,914, ,914,933-57,914, ,960,297 Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 65, ,241, ,241, ,241, ,241, ,240,044

6 Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category Category & Name of the Shareholder PAN No of Shareholders No of fully paid up equity shares No of Partly paidup equity shares Depository Receipts Total No of Held (IV+V+VI) Shareholding as a % of total no of shares Number of Voting Rights in each class of Shareholding as a % assuming full conversion of convertible Securities (as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of equity shares in dematerialized form Total as a % of total total (1) Custodian/DR Holder (2) Employee Benefit Trust (under SEBI(Share based Employee Total Non-Promoter-Non Public Shareholding (C) =

7 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Name of PAC No of shares Holding% Total: 0 0

8 Details of which remain unclaimed may be given hear along with details such as number of shareholders, No of Shareholders No of shares