Format of holding of specified securities

Transcription

1 Format of holding of specified securities Annexure I 1. Name of Entity: National Stock Exchange of India 2. Scrip Code/Name of Scrip/Class of Security: Equity Shares 3. Share Holding Pattern Filed under: Reg. 31(1)/Reg. 31(1)/Reg.31(1)(c) for the quarter ended March 31, 2017 a. If under 31(1) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are No issued? 4 Whether the Listed Entity has any in lockedin? No 5 Whether any by promoters are pledged or otherwise encumbered? No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstanding Convertible Securities/Warrants, depository receipts, lockedin, pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified securities. 5. The tabular format for disclosure of holding of specified securities is as follows:

2 Table I Summary Statement holding of specified securities Category (I) (A) Category of holder (II) Nos. h olders fully paid up equity Partly paidup s underlying nos. Sharehold ing as a % of total no. of as Number of Voting Rights in each class of securities Shares Underlyi ng Shareholding, as a % assuming full conversion Number of Locked in Number of Shares pledged or otherwise Number of equity in (III) equity Depository (calculated (IX) Outstanding Conversion of Receipts (VII) = per SCRR, convertible convertible Convertible securities (XII) encumbered dematerializ (IV) (VI) (IV)+(V)+ 1957) securities Secusecsecurities As a percentage ( of as a (XIII) ed form (V) (VI) (VIII) (including diluted As a No of Voting Rights Tota Warrants) capital) N As a No. As a (XIV) (A+B+C2) las (X) o Class eg: X C a (XI)= (VII)+(X). total total la As a Shar Share s (A+B (A+B+C2) ( es s s + C) a e ) g Promoter & : Promoter Group (B) Public* 52 31,45,35,254 31,45,35, ,45,35,254 31,45,35, ,45,35,254 (C) (C1) (C2) (C3) Non Promoter Non Public Shares underlying DRs Shares by Employee Trusts Trading Members and Associates of Trading Members 27 18,04,64,746 18,04,64, ,04,64,746 18,04,64, ,04,64, ,50,00,000 49,50,00, ,50,00,000 49,50,00, ,50,00,000 *as per the meaning assigned to it under Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012

3 Table II Statement showing holding pattern of the Promoter and Promoter Group Category & Name PAN Partly Nos. of Sharehol Number of Voting Rights in Shareholdin Number of Number of Number of of the (II) h fully paidup nos. ding % each class of securities Shares g, as a % Locked in Shares equity Shareholders older paid equity underlying calculate (IX) Underlying assuming pledged or (I) (III) up Depository d as per Outstanding full (XII) otherwise in equity Receipts (VII = SCRR, Convertible conversion encumbered dematerializ (V) (VI) IV+V+VI) 1957 Securities of (XIII) ed form s Voting Rights as (including convertible No. (IV) As a a Warrants) securities ( (A+B+C2) (X) as a (VIII) Class Class Tot Voting percentage X Y al rights of diluted capital) (XI) = (VII)+(X) as a A+B+C2 As a total Shar es No. As a total s (XIV) (1) Indian Individuals/Hindu undivided Family Name (xyz ) Central Government/ State Government(s) Name (xyz ) (c) Financial Institutions/ Banks Name (xyz ) (d) Any Other (specify) Name (xyz ) Sub (A)(1) (2) Foreign Individuals (Non Resident Individuals/ Foreign Individuals) Name (xyz ) Government Name (xyz )

4 (c) Institutions Name (xyz ) (d) Foreign Portfolio Investor Name (xyz ) (f) Any Other (specify) Name (xyz ) Sub (A)(2) Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Details of Shares which remain unclaimed may be given here along with details such as number of holders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

5 Table III Statement showing holding pattern of the Public holder Category & Name of the Shareholders (I) P A N (II) Nos. of shar ehol der (III) fully paid up equity (IV) Partly paidup equity (V) Nos. of underl ying Deposi tory Receip ts (VI) nos. VII = IV+V+VI Shareh ol ding % calcula te d as per SCRR, 1957 As a % of (A+B+ C2) VIII Number of Voting Rights in each class of securities (IX) Class X No of Voting Rights Cl as s Y Tot al as a % of Voting rights Shares Underl ying Outsta nding conver tible securit ies (includ ing Warra nts) (X) holdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted capital) (XI) Number of Locked in (XII) No. As a total Shar es Number of Shares pledged or otherwise encumbered (XIII) No. (Not appli cable As a total (Not applica ble) Number of equity in dematerialized form (XIV) B(1) Institutions Mutual Funds/ (c) (d) (e) (f) Venture Capital Funds PI Opportunities Fund1 Alternate Investment Funds Foreign Venture Foreign Portfolio Investors Tiger global Five holdings Norwest Ventures Partners X FII Mauritius Financial Institutions/ Banks 3 1,86,34,880 1,86,34, ,86,34,880 1,86,34, ,86,34, ,48,50,000 1,48,50, ,48,50,000 1,48,50, ,48,50, ,57,25,669 4,57,25, ,57,25,669 4,57,25, ,57,25, ,48,50,000 1,48,50, ,48,50,000 1,48,50, ,48,50, ,04,50,000 1,04,50, ,04,50,000 1,04,50, ,04,50, ,51,00,250 1,51,00, ,51,00,250 1,51,00, ,51,00,250 IFCI 1 1,51,00,250 1,51,00, ,51,00,250 1,51,00, ,51,00,250 (g) (h) Insurance Companies Life Insurance Corporation of India General Insurance corporation of India National Insurance Company The New India Assurance Company The Oriental Insurance Company United India Insurance Company Provident Funds/ Pension Funds 6 9,82,13,500 9,82,13, ,82,13,500 9,82,13, ,82,13, ,19,13,500 6,19,13, ,19,13,500 6,19,13, ,19,13, ,40,000 81,40, ,40,000 81,40, ,40, ,40,000 70,40, ,40,000 70,40, ,40, ,40,000 70,40, ,40,000 70,40, ,40, ,40,000 70,40, ,40,000 70,40, ,40, ,40,000 70,40, ,40,000 70,40, ,40,000

6 Any Other (specify) Foreign Direct Investment 13 12,55,95,536 12,55,95, ,55,95,536 12,55,95, ,55,95,536 GAGIL FDI 1 2,47,50,000 2,47,50, ,47,50,000 2,47,50, ,47,50,000 SAIF II SE Investments Mauritius 1 2,47,50,000 2,47,50, ,47,50,000 2,47,50, ,47,50,000 Veracity Investments 1 2,47,50,000 2,47,50, ,47,50,000 2,47,50, ,47,50,000 Acacia Banyan Partners 1 1,23,75,000 1,23,75, ,23,75,000 1,23,75, ,23,75,000 DVI Fund (Mauritius) 1 99,00,000 99,00, ,00,000 99,00, ,00,000 TIMF Holdings 1 74,25,000 74,25, ,25,000 74,25, ,25,000 Rimco (Mauritius) NewQuest Asia Investments II Crown Capital 1 49,50,000 49,50, ,50,000 49,50, ,50, ,50,000 49,50, ,50,000 49,50, ,50, ,50,000 49,50, ,50,000 49,50, ,50,000 Sub (B)(1) 38 30,32,69,835 30,32,69, ,32,69,835 30,32,69, ,32,69,835 (2) Central Government/ State Government(s)/ President of India Sub (B)(2) (3) Noninstitutions Individuals i. Individual holders holding nominal capital upto Rs. 2 lakhs. 2 2,71,700 2,71, ,71,700 2,71, ,71,700 ii. Individual holders holding nominal capital in excess of Rs. 2 lakhs. 5 52,13,219 52,13, ,13,219 52,13, ,13,219 NBFCs registered with RBI

7 (c) Employee Trusts (d) Overseas Depositories (holding DRs) (balancing figure) (e) Any Other (specify) Bodies Corporates 7 57,80,500 57,80, ,80, ,80,500 Trust Sub (B)(3) 14 1,12,65,419 1,12,65, ,12,65, ,12,65,419 Public Shareholding (B)= (B)(1)+(B)(2)+(B)( 3) 52 31,45,35,254 31,45,35, ,45,35, ,45,35,254 Details of the holders acting as persons in Concert including their Shareholding (No. and %): See Table Below Details of Shares which remain unclaimed may be given here along with details such as number of holders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. (1) Note: (2) PAN would not be displayed on website of Stock Exchange(s). (3) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1 total number of. (4) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian. NOTE: Number of available in the nonpublic category is 6,20,85,254 equity of Re.1/ each ( %). Number of available for acquisition by persons resident outside India is 18,68,295 (0.37%). However the above is subject to FDI policy, RBI and SEBI Regulations currently in force

8 Sr. No. (1) Name of the holder (2) Category of holder (3) No. Of (4) holding % (rounded off to 2 decimals) (5) Acting in concert with 1 Ithan Creek II MB Public 1,59, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB 2 Ithan Creek MB Public 16,15, Ithan Creek II MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB 3 Bay Pond MB Public 46,38, Ithan Creek II MB, Ithan Creek MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB 4 Bay Pond BMD MB Public 22,20, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB 5 J. Caird MB Public 4,78, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB 6 J Caird BMD MB Public 5,67, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB 7 Wolf Creek MB Public 6,71, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek BMD MB, Quissette MB 8 Wolf Creek BMD MB Public 6,33, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Quissette MB and Quissette BMD MB 9 Quissette MB Public 86, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB (6) Category of holder (7) Holding of holder alongwith Person(s) acting in concert [8=no. of of persons covered in column (6) ] % (rounded off to 2 decimals) (9) Public 1,10,24, Public 95,68, Public 65,45, Public 89,63, Public 1,07,05, Public 1,06,16, Public 1,05,12, Public 1,05,50, Public 1,10,97, Quissette BMD MB Public 1,14, Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, Public 1,10,69, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB and Quissette MB 11 MSPL Public 21,61, Mr. Shrenik Kumar N Baldota Public 24,75, Mr. Rahul Kumar N Baldota 12 Mr. Shrenik Kumar N Public 12,37, Mr. Rahul Kumar N Baldota Public 33,99, Baldota 2. MSPL 13 Mr. Rahul Kumar N Public 12,37, Mr. Shrenik Kumar N Baldota Public 33,99, Baldota 2. MSPL 14. IFCI Public 1,51,00, Stock Holding Corporation of India Associates of 2,20,00, Stock Holding Corporation of India Associate of Trading member Trading member 2,20,00, IFCI Public 1,51,00, State Bank of India 2,57,12, SBI Capital Markets Associate of 2,14,50,

9 17 SBI Capital Markets Associate of 2,14,50, State Bank of India 2,14,50, HDFC Associate of 8,11, HDFC Standard Life Insurance Company Associate of 24,75, HDFC Standard Life Associate of 24,75, HDFC Associate of 8,11, Insurance Company 20 ICICI Bank 2, ICICI Lombard General Insurance Company Associate of 27,50, ICICI Lombard General Associate of 27,50, ICICI Bank 2, Insurance Company 22 Mr. Kulbandhu R Public 1,89, Mr. Vineet Kulbandhu Sharma Public 1,95, Sharma 23 Mr. Vineet Kulbandhu Public 1,95, Mr. Kulbandhu R Sharma Public 1,89, Sharma 24 Mr. Ketan Kothari Associate of 82, Mr. Mukesh Kothari Associate of Trading 1,65, Mr. Vivek Prithviraj Kothari Member 25 Mr. Mukesh Kothari Associate of 82, Mr. Ketan Kothari Associate of Trading 1,65, Mr. Vivek Prithviraj Kothari Member 26 Mr. Vivek Prithviraj Associate of 82, Mr. Mukesh Kothari Associate of Trading 1,65, Kothari 2.Mr. Ketan Kothari Member Table IV Statement showing holding pattern of the Non Promoter Non Public holder Category & Name PAN Partly Nos. of no. Shareh Number of Voting Rights in Number of Number of Number of of the (II) h fully paidup equit underlying calcula % (IX) Underlying g, as a % pledged or ol ding each class of securities Shares holdin Locked in Shares equity Shareholders older paid (I) (III) up y Depository (VII = te d as Outstanding assuming (XII) otherwise in equity s Receipts IV+V+VI) per SCR convertible full encumbered dematerializ (V) (VI) R, 1957 securities conversion (XIII) ed form s As a % No of Voting Rights as (including of No. As a No. As a (XIV) (IV) (A+B+ of a Warrants) convertible (No (Not C2) (VIII) (X) securities ( total t total Applicable) Class X Clas Tot al Voting as a rights (1) Custodian/DR s Y percentage of diluted capital) (XI) NA Holder NA Name of DR Holder (if available) (i) abc,.,.. NA (ii) efg. NA NA (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Shar es ap pli ca ble ) s (Not applic able)

10 Name (abc NA 3 s and Associates of s Corporates 6 5,32,21,674 5,32,21, ,32,21, ,32,21,674 Bajaj Holdings & Investment 1 61,82,000 61,82, ,82, ,82,000 Stock Holding Corporation of India SBI Capital Markets 1 2,20,00,000 2,20,00, ,20,00, ,20,00, ,14,50,000 2,14,50, ,14,50, ,14,50,000 Financial Institutions/Banks 10 5,03,21,469 5,03,21, ,03,21, ,03,21,469 State Bank of India 1 2,57,12,500 2,57,12, ,57,12, ,57,12,500 IDBI Bank 1 74,15,683 74,15, ,15, ,15,683 FDI 4 4,46,10,500 4,46,10, ,46,10, ,46,10,500 GS Strategic Investments, Mauritius MS Strategic (Mauritius), Mauritius Citigroup Strategic Holdings Mauritius, Mauritius FIH Mauritius Investments 1 1,48,50,000 1,48,50, ,48,50, ,48,50, ,48,50,000 1,48,50, ,48,50, ,48,50, ,00,000 99,00, ,00, ,00, ,10,500 50,10, ,10, ,10,500 FPI 1 2,47,50,000 2,47,50, ,47,50, ,47,50,000 Aranda Investments (Mauritius) Pte. Ltd. 1 2,47,50,000 2,47,50, ,47,50, ,47,50,000 Venture Capital Funds 1 20,88,603 20,88, ,88, ,88,603 Insurance Companies 2 52,25,000 52,25, ,25, ,25,000

11 Individuals 3 2,47,500 2,47, ,47, ,47,500 Non Promoter Non Public Shareholding (C)= (C)(1)+(C)(2) 27 18,04,64,746 18,04,64, ,04,64, ,04,64,746 Note (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1 total number of (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information is available (4).