Sub: Shareholding Pattern for the Third quarter (Q3) ended December 31, 2016

Transcription

1 January 12, 2017 National Stock Exchange of India Limited Exchange Plaza, C-1 Block G Bandra Kurla Complex, Bandra (E) Mumbai BSE Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai Ref: Bharti Airtel Limited ( / BHARTIARTL) Sub: Shareholding Pattern for the Third quarter (Q3) ended December 31, 2016 Dear Sir/ Madam, Pursuant to Regulation 31(1) (b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we are enclosing herewith the shareholding pattern of the Company for the Third quarter (Q3) ended December 31, Please take the above on record. Thanking you, Yours faithfully, Sd/- Rajendra Chopra Sr. Vice President & Company Secretary Bharti Airtel Limited (a Bharti Enterprise) Regd. & Corporate Office: Bharti Crescent, 1, Nelson Mandela Road, Vasant Kunj, Phase II, New Delhi T.: , F.: , id: compliance.officer@bharti.in, CIN: L74899DL1995PLC070609

2 General information about company Scrip code Name of the company Bharti Airtel Limited Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 1/22

3 Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights? No file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 2/22

4 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I Summary Statement holding of specified securities No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) (B) Public (C) (C1) (C2) Non Promoter Non Public underlying DRs held by Employee Trusts Total file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 3/22

5 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group No. Of securities (X) Table I Summary Statement holding of specified securities No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (B) Public (C) (C1) (C2) Non Promoter Non Public underlying DRs held by Employee Trusts Total file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 4/22

6 Sr. A (1) Indian (d) Sub Total (A) (1) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Any Other (specify) (2) Foreign (e) Sub Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B Any Other (specify) (1) Institutions (e) (f) (g) Sub Total (B) (1) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 5/22 Class eg:y Total Total as a % of Total Voting rights Table III Statement showing shareholding pattern of the Public shareholder Mutual Funds Foreign Portfolio Investors Financial Institutions/ Banks Insurance Companies ( 3 ) Non institutions (a(i)) (a(ii)) (b) Individuals i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs registered with RBI Any Other

7 (e) (specify) Sub Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C ( 2 ) Total NonPromoter Non Public Shareholding (C)= (C)(1)+ (C)(2) Total ( A+B+C2 ) Total (A+B+C ) Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 6/22

8 Sr. A Table II Statement showing shareholding pattern of the Promoter and Promoter Group No. Of securities (X) (1) Indian No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+ (X) As a % of (A+B+C2) Number of Locked in shares (XII) Number of pledged or otherwise encumbered (XIII) Number of equity shares held in dematerialized form (XIV) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 7/22 No. As a % of total held (b) Table II Statement showing shareholding pattern of the Promoter and Promoter Group No. As a % of total held (b) (d) Sub Total (A) (1) (2) Foreign (e) Sub Total (A) (2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B (1) Institutions Table III Statement showing shareholding pattern of the Public shareholder (e) (f) (g) Sub Total (B) (1) ( 3 ) Non institutions (a(i)) (a(ii)) (b) (e) Sub Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder ( 2 ) Total NonPromoter Non Public Shareholding (C)= (C)(1)+ (C)(2) Total (

9 A+B+C2 ) Total (A+B+C ) Disclosure of notes on shareholding pattern Textual Information(1) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 8/22

10 Text Block Textual Information() 1.Bharti Telecom Limited is promoter of Bharti Airtel Limited as prescribed in its IPO Prospectus dated February 07, Pastel Limited qualifies as "deemed promoter" u/r 2(1)(t) of SEBI (Substantial Acquisition and takeover) Regulations, 2011 but is not having control over the listed company nor is "person acting in concern" with promoter (Bharti Telecom Limited) as specified u/r 2(1) (q) of the regulations. 3.Indian Continent Investment Limited is person acting in concern with promoter (Bharti Telecom Limited). 4.Viridian Limited is person acting in concern with Pastel Limited. As mentioned above Pastel Limited qualifies as "Deemed Promoter" u/r 2(1)(t) of SEBI (Substantial Acquisition and takeover) Regulations, 2011 but is not having control over the listed company nor is "person acting in concern" with promoter (Bharti Telecom Limited) as specified u/r 2(1) (q) of the regulations. 5.Bharti Telecom Limited holds shares through three demat account, however due to format limitation the same has been shown through one demat account only. Similarly, Indian Continent Investments Limited holds shares through two demat account, however due to format limitation the same has been shown through one demat account. Due to this reason total number of shareholders is appearing , however it should be file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/Sh 9/22

11 Searial No. 1 Any Other (specify) Category Bodies Corporate Click here to go back Name of the Shareholders (I) Bharti Telecom Limited PAN (II) AAACB1456G Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 10/22

12 As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 11/22

13 Any Other (specify) Searial No Category Bodies Corporate Bodies Corporate Bodies Corporate Name of the Shareholders (I) Indian Continent Investment Limited Viridian Limited Pastel Limited Click here to go back PAN (II) AABCI5783Q AACCV3758M AAECP1839K Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total 0 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 12/22

14 held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 13/22

15 Mutual Funds Searial No. 1 2 Name of the Shareholders (I) ICICI PRUDENTIAL (holding through various funds) FRANKLIN INDIA (holding through various funds) PAN (II) AAAAI0038F AAATT4931H Total No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Click here to go back Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 14/22

16 dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 15/22

17 Searial No. 1 Foreign Portfolio Investors Name of the Shareholders (I) DODGE AND COX INTERNATIONAL STOCK FUND Click here to go back PAN (II) AABTD0216A Total No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 16/22

18 Reason for not providing PAN Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 17/22

19 Insurance Companies Searial No. 1 2 Name of the Shareholders (I) ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD LIC OF INDIA CHILD FORTUNE PLUS BALANCED FUND PAN (II) AAACI7351P AAACL0582H Total No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Click here to go back Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 18/22

20 dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 19/22

21 Any Other (specify) Searial No Category Bodies Corporate Trusts NRI Category / More than 1 percentage Name of the Shareholders (I) More than 1 percentage of shareholding THREE PILLARS PTE LTD Clearing Members NRI Non Repat Category Category Category Category PAN (II) AAECT6283H Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paid up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Click here to go back Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 20/22

22 No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 21/22

23 file:///z:/bharti%20airtel/stock%20exchange%20filings/lodr%20compliances/ /Q3% /Regulation%2031_Shareholding%20Pattern/BSE/S 22/22