-~ Hero. dj. Encl.: a/a. For H'{j;;Corp Ltd.

Transcription

1 -~ Hero October 11, 2018 Asst. Vice President, Listing Deptt. National Stock Exchange of India Ltd., Exchange Plaza, Plot C/1, G Block Bandra Kurla Complex, Bandra (E), MUMBAI Scrip Code: HEROMOTOCO The Secretary, BSE Limited 25 th Floor, Phiroze Jeejeebhoyr Towers, Dalal Street, MUMBAI Scrip Code: Sub: Compliances under the SEBI (Listing Obligations and Requirements) Regulations, 2015 (Listing Regulations) (Depositories and Participants) Regulations, 1996 Disclosure and SEBI Dear Sirs, Please find enclosed herewith the following documents in compliance of the Listing Regulations and SEBI (Depositories and Participants) Regulations, 1996: 1. Listing Regulations a. Certificate under Regulation 7(3) for the half year ended September 30, b. Shareholding Pattern pursuant to Regulation 31(1) for the quarter ended September 30, c. Certificate under Regulation 40(9) for the half year ended September 30, SEBI (Depositories and Participants) Regulation,s, a. Reconciliation of Share Capital Audit Report pursuant to Regulation SSA for the quarter ended September 30, Kindly take the same on your records. Thanking you. For H'{j;;Corp Ltd. (Neerja ~ ma) Company Secretary dj. Encl.: a/a Hero MotoCorp Ltd. Regd. Office: 34,Community Centre, Basant Lok, Vasant Vihar, New Delhi , India Tel , , Fax , HeroMotoCorp.com CIN: L35911 DL 1984PLC PAN: AAACH0812J

2 Shareholding Pattern for the Quarter ended Name of-listed Entity : HERO MOTOCORP LTD. 2 Scrip Code/Name of Scrip/Class of Security: HEROMOTOCO (NSE); (BSE) 3 Share Holding Pattern Filed under : Reg.31(1)(b) 4 Share Holding Pattern as on : 30 September, Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: S.. Particulars 1 Whether the Listed Entity has issued any partly paid up shares 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? 5 Whether any shares held by promoters are pledge or otherwise encumbered? Yes ~~lo~~"""- - ~ -~ (".'.... J:, I?, * * ~ ~ "~woe~ ~

3 Table I Summary Statement holding of specified securities categ category of Shareholder of of fully of of Total of Shareholding Number of Voting Rights held in each class of securities of Shares Shareholding as a% Number of locked in Number of Shares pledged Number of ory (11) Shareh paid up Partly Shares Shares Held (VII) as a % of total (IX) Underlying assuming full Shares or otherwise encumbered equity shares {I) olders equity shares paid up Underlying = {IV}+(V}+(VI) no of shares Outstanding conversion of (XII) (XIII} held in (Ill} held equity Depository (As a% of converttible convertible dematerialized {IV} shares Receipts (A+B..01) securities Securities (as a form held (VI) {VIII} of Voting Rights Total as a (Including percentage of. (a} Asa%of.(a) Asa%of (XIV} (V} %of Warrants) diluted share total Shares total Shares Class X Class Y Total fa+b+ci {XI caoitall {XII held held (A) Promoter & Promoter Group o.oo B) Public NA NA (C) n Promoter-n Public (Cl) Shares underlyino ORs NA NA NA NA 0 (C2} Shares held by Employes NA NA 0 Trusts Total:

4 Table 11 - Statement showing shareholding pattern of the Promoter and Promoter Group Categ Category & Name of PAN of of of of Total of Shareholding Number of Voting Rights held in each class of of Shares Shareholding as a Number of Locked in Number of Shares Number of ory the Shareholder (II) Sharehold fully paid Partly paid- Shares Shares as a% of securities Underlying % assuming full Shares pledged or otherwise equity shares (I) ers up equity up equity Underlying Held total no of (IX) Outstanding conversion of {XII) encumbered held in (111) shares shares held Depository (IV+V+VI) shares converttible convertible (XIII) dematerialized Ill Indian held (V) Receipts {VII) (calculated as securities Securities {as a form (IV) (VI) per SCRR, (Including percentage of (XIV) 1957 {Vlll)As Warrants) diluted share a%of (X) capital) (Vll)+(X) (A+B+C2) Asa %of (VIII) of Voting Rights Total asa % (A+B+C2).(a) As a% of.(a) Asa%of Class X Class Y Total of (A+B+C) (XI) total total Shares Shares laj Individuals/Hindu undivided Family ABHIMANYU MUNJAL AHXPM6486C ANIESHA MUNJAL ABMPM8651J O.o PAWAN KANT MUNJAL ACGPM7510D PAWAN MUNJAL AAAHP8709F (As Karta of HUF) PAWAN MUNJAL, RENU AABFB0636L MUNJAL and SUMAN MUNJAL (On behalf of Brijmohan Lal Om Parkash Partnership Firm) RAH UL MUNJAL AIZPM7525R RENU MUNJAL AIBPM4926G RENUKA MUNJAL ADQPM8086R SANTOSH MUNJAL ADZPM3513A UNIL KANT MUNJAL AIBPM4928J SUMAN KANT MUNJAL ABMPM8075A SUMAN KANT MUNJAL AALHS3160E !As Karta of HUF) VASUDHA DINODIA AIBPM4927H S (b) Central Government/State Government(sl (c) Financial Institutions/Banks Id) Any Other Body Corporate BAHADURCHAND AAACB6706F INVESTMENTS PVT LTD HERO FINCORP LIMITED AAACH0157J /4t()~ c~ HERO INVESTCORP AAACP9824A lo/2 \e,\ 0.44 PRIVATE LIMITED Sub-Total (A)(l) rl 1J 11 C' ,!:- (lt:,,*\ ~ ero )*} ~ Sl w 0e '-'- ----

5 (2) Foreign (a) Individuals (n Resident Individuals/Foreign Individuals (b) Government (c) Institutions (d) Foreign Portfolio Investor (el Any Other Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A);(A)(l)+(A)(2) a.co o.oo , ~@ 0 to~~~ ~ ~?- J: ero * * ~ A ; ~. :--Ye w oe -...:.:...:

6 Table II A - Unclaim Details Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights frozen etc. of Shareholders of shares held Nil Nil

7 Table Ill - Statement showing shareholding pattern of the Public shareholder Categ Category & Name of the PAN of of fully of Partly of Shares Total of Share hold in Number of Voting Rights held in each class of of Shares Shareholding as a% Number of Locked in Number of Shares pledged Number of equity ory Shareholder (II) Shareholde paid up equity piid-up equity Underlying Shares Held g asa%of securities Underlying assuming full Shares or otherwise encumbered shares held in (1) rs shires held shares held Depository (Vll):(IV+V+VI) total no of (IX) Outstanding conversion of (XII) (XIII) dematerialized (Ill) (IV) (V) Receipts shares converttible convertible Securities form (VJ) (A+B+C2) securities (as a percentage of (XIV) 1) Institutions (VIII) cf Voting RighU Total as a% (Including diluted share capital).(a) Asa%cf.(a) Asa%of of (A+B+C) Warrints) (XI) total Shares total Shares Class X ClassY Total IX\ held held al Mutual Funds NA NA SBI BLUE CHIP FUND AABTS6407Cl NA NA bl Venture Caoital Funds NA NA 0 (c) Alternate lrwestment NA NA 0 Funds {d) Foreign Venture Capital NA NA 0 Investors (e) Foreign Portfolio NA NA Investors LAZARD EMERGING AAAAL0206A NA NA MARKETS EQUITY PORTF=OUO OPPENHEIMER AAAT00455D NA NA INTERNATIONAL GROWTH FUND GOVERNMENT PENSION AACCN1454E l S S NA NA FUND GLOBAL (ij Financial NA NA lnstitutions/~nks LIC OF IND/A HEALTH AAACL0582H NA NA PROTECTION PLUS FUND lei Insurance Comoanies S S S NA NA LIFE INSURANCE AAACLOS82H S S.24 0 S NA NA CORPORATION OF INDIA (h) Provident Funds/Pension NA NA 0 Im Funds Anv Other BENEFICIAL HOLDINGS l NA NA 961 UNDER MGT-4 FOREIGN NATIONALS NA NA 221 Sub Total 1B S3, S 0 o.oo NA NA (2) Central NA NA 0 Government/State Govemment(s)/President of India Sub Total o.oo o.oo NA NA 0 (3) n-institutions (,) i.lndividual shareholders S S03 S NA NA holding nominal share capital up to Rs.2 lakhs (b) ii.individual shareholders NA NA holding nominal share capital in excess of Rs. 2 Lakhs NBFCs Registered with ~ NA NA RBI ~ ~ llcl Emclovee Tnut's, 1', 0 \,l;,.,. ' NA NA 0 (d) Overseas p~1" {Holding er~ ncin~ fi"'ure\ / OJ "\' I ~ C 1< 1,. AnvOth~rTI IC TRUSTS I \ IL.II~ \'R' \ : 'w = NA NA NA NA I*

8 ALTERNATIVE NA NA 1615 INVESTMENT FUND NON RESIDENT INOIANS NA NA CLEARING MEMBERS NA NA NON RESIDENT INDIAN NA NA NON REPATRIABLE BODIES CORPORATES NA NA IC!CI PRUDENTIAL UFE AAACI7351P l NA NA INSURANCE COMPANY LIMITED INVESTOR EDUCATION NA NA PROTECTION FUND Sub Tot l/ o.oo Total Public Shareholding (B) = I fbll 11+1Bll21+1B)(3)

9 Table IIIA - Person Acting In Concert Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Name of PAC of shares Holding% Total: 0 0

10 Table Ill B - Unclaim Details Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights frozen etc. of Shareholders 4 of Shares held 2320 ~@~ le o\d;~~ :z:: ~ * 0 ~!Z,& w 00'.,~' ~

11 Table IV - Statement showing shareholding pattern of the n Promoter - n Public Shareholder Catec Category & Na me of the PAN of of fully paid of Partly of Shares Total of Shareholdi Number of Voting Rights held in each class of of Shares Shareholding as a% Number of l ocke d in Number of Shares pledged Number of equity ory Shareholder (II) Shareholder up equity paid-up Underlying Shares Held ncasa% securities Underlying assuming full Shares or otherwise encumbered shares held in ( I) s shares held equity shares Depository (IV+V+Vl) of t otal no (IX) Outstanding conversion of (XII) (XIII) dematerialized (Ill) (IV) held Receipts (Vll) of shares converttible convertible form (V) (VI) (A+8+C2) securities Securities (as a (XIV) (VIII) (Including percentage of Warrants) diluted share of Votinc Rights Total as a (X) capital). Asa % of. As a " of total (XI) % of total Shares Shares he ld ClassX Class Y Total (A+B Cl held (11 Custodian/OR Holder NA NA 0 (2) Employee Be nefit Trust NA NA 0 {under SEBl(Share based Employee Be nefit) Regulations 2014) Total n-promoter-n o.oo 0 Public Shoreholding (C) = (C)( l )+(C)(2)