For Graphite Iuaim tul

Transcription

1 Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Reauirementsl Regulations 2015 ~- 1. Name of Listed Entity: Graphite Ind ia limited Z.. Scrip Code/Name of Scrip/Class of Security: Share Holding Pattern Filed under: Reg. ~/Reg. 31(1){b ru, ~11~ : Reg.31(1){b} a. If under 31(1)(b) then indicate the report for Quarter ended :- March 2017 b. If under 31(1}(c} then indicate date of allotment/extinguishment: N.A. 4. Declaration: The listed entity is reauired to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares held by promoters are pledge or otherwise encumbered? No For Graphite Iuaim tul CGmpanvy Secretar'~~... ('

2 ,;, ' Graohite India Limited Table I- Summarv Statement holdin" of soecified securities- 31/03/2017 Category ; {A) {B) {C) {Cl) (C2) {I) Category of shareholder Nos. of No. offully No. of No. of shares Total nos. Sharehold Number of Voting Rights held In each class of No. of Shares Shareholdlng, Number of locked In Number of Shares Number of sharehold paid up Partly underlying shares held ing as a% securities Underlying as a% shares pledged or otherwise equity ers equity paid-up Depository of total Outstanding assuming full encumbered shares held shares held equity Receipts no. of convertible conversion of In shares shares No of Votln Rights Total as a securities convertible No. {a) Asa%of No. {a) Asa%of dematerial held (calculate Class eg: X Class eg: y Total %of {Including securities ( as a total total d as per {A+B+C) Warrants) percentage of Shares Shares 1 isedform SCRR, diluted share held{b) held{b) 19S7) capital) {II) {Ill) {IV) {V) {VI) {VII)= {VIII) As a {IX) {X) {XI)= {VII)+{X) {XII) {XIII) {XIV).. {IV)+{V)+ %of As a% of {VI) {A+B+C2) {A+B+C2) Promoter & Promoter Grouo S S Public NA NA Non Promoter~ Non Public NA NA Shares Underlying DRs NA NA 0 Shares Held By Employee Trust NA NA 0 To tal NOTE:- i) Some Promoter shareholder/shad around sold shares of Graphite Vicarb India Limited (GVIL) in the physical mode. GVIL was amalgamated with GIL., Pursuant there-to in June.l995 equity shares of GIL was allotted to GVIL shareholders ii) The purchasers of some GVIL shares as mentioned above did not lodge the shares for transfer. As a result, 2255 shares of GIL allotted against the said un~lodged physical shares ofgvil still appears in the said promoter name/s. iii) SEBI/NSE/BSE have been informed of the matter. iv) The entire holding of the promoters (except the 2255 shares appearing in GIL's books which has been sold by them) are in demat mode. v) The Company had made an application to NSE/BSE for exemption under Para 6 (a) (i) ofsebi circular no.cir/cfd/cmd/13/2015 dated November 30,2015. Approval for exemption has been received from NSE vide letter dated I 0/I 1/2016. BSE approval is awaited. For Graphite India Ltd. (~ C(nnpany Secretary...

3 Graphite India Limited Table II- Statement showing shareholdlng pattern of the Promoter and Promoter Group- 31/03/2017 Category & Name of the shareholders PAN Nos. of No. ollully Partly No. of Total nos. Sharehold sharehold paid up pald up shares shares held lng% ers equity equity underlying calculated shares held shares Depository as per held Receipts SCRR, f\ 1957 As a %of (A+6+C2) (I) (II) (Ill) (IV) (V) (VI) (VII)= (VIII) As a (IV)+(V)+ %of (VI) (A+6+C2) 1 Indian (a) Individuals I Hindu Undivided Family ManJushree Bangur... ' ' : ~ Krishna Kumar Bangur / ~ Oivya Bangur Rukmanl Oevl Bangur Krishna Kumar Bangur r Krishna Kumar Ban~ur Man ushree Bangur Krishna Kumar Bane:ur Krishna Kumar Bangur (b) Central Government I State Government s 0 c) Financial Institutions I Banks 0 d Anv Other (5peclfv) Bodies Corporate Emerald Company limited Emerald Company ltd - - " G KWllmited Shree laxml Ag~n t s Limited Carbo Ceramics limited The Bond Company ltd Sub Total A)( Foreign (a) Individuals (Non-Resident Individuals I Foreign Individuals) Krishna Kumar Bangur Krishna Kumar Bane:ur Aparna Oaga b) Government 0 c Institutions 0 d Foreign Portfolio Investor 0 e) Anv Other_(5oeclfvl 0 Sub Total A) Total Shareholding Of Promoter And Promoter Group {A)= A)(1)+(A)(2) Number of Voting Rights held In each class of securities No of Voting Rights Class eg: X Class eg: y Total (IX) Total as a securities %of (Including (A+6+C) Warrants) No. of Shares Shareholdlng, Number of Locked In Number of Shares Number of Underlying as a% assuming shares pledged or otherwise equity Outstanding full conversion encumbered shares convertible of convertible held In (X) securities ( as a No. (a) Asa%of No. (a) Asa%of dematerial percentage of total total!sed form diluted share Shares Shares capital) held(b) held(b) ' (XI)= (VII)+(X) (XII) (XIII) '(XIV) Asa %of (A+6+C2) ~ For Graphite India Ltd. ~~ CGmpany Secretary

4 Graphite India Limited Table Ill -Statement showing shareholding pattern of the Public shareholder- 31/03/2017 Category & Name of the shareholders PAN Nos. of No. of Partly No. of Total nos. Sharehold Number of Voting Rights held In each class of No. of Shares Shareholdln Number of Locked In Number of Shares Number sharehold fully paid paid-up shares shares lng% securities Underlying g,as a% shares pledged or of equity ers up equity equity underlying held calculated Outstanding assuming otherwise shares shares shares Depository as per convertible full encumbered held in "" held held Receipts SCRR, No of Voting Rights Total as a securities conversion No. (a) As a% of No. (a) As a %of dematerla 1957 As a %of (Including of total total llsedform %of (A+B+C) Warrants) convertible Shares Shares Class eg: X Class eg: y Total (A+B+C2) securities ( held(b) held(b) as a percentage of diluted (I) (II) (Ill) (IV) (V) (Vi) (VII)= (VIII) As a (IX) (X) (XI)= (XII) (XIII) (XIV) (IV)+(V)+ %of (VII)+(X) As a I (VI) (A+B+C2) %of IA+B+C2) 1 Institutions (a) Mutual Fund NA NA Sbi Small And Mldcap Fund NA NA Sbi Magnum Balanced Fund NA NA (b) Venture Capital Funds NA NA 0 (c) Alternate Investment Funds NA NA 0 (d) Foreign Venture Capital investors NA NA 0 (e) Foreign Portfolio Investor NA NA Fidelity Northstar Fund NA NA Edgbaston Asian Equity Trust NA NA Retail Employees Superannuation Pty. Limited As I NA NA Trustee For Retail Employees Superannuation Trust (f) Financial Institutions I Banks NA NA (g) Insurance Companies NA NA Life Insurance Corporation Of India NA NA The New India Assurance Company Limited NA NA (h) Provident Funds/ Pension Funds NA NA 0 (I) Any Other (Specify) NA NA 0 Sub Total (8)(1) NA NA Central Government/ State Government(s)/ President of India Sub Total (8)(2) NA NA 0 3 Non-Institutions (a) Individuals NA NA I. Individual shareholders holding nominal share NA NA capital up tors. 21akhs. II. Individual shareholders holding nominal NA NA share capital in excess of Rs. 2 lakhs. (b) NBFCs registered with RBI NA NA 0 (c) Employee Trusts NA NA 6 (d) Overseas Deposltorles(holdlng DRs) (balancing NA NA 0 figure) share capital) I For Graphite India Ltd. ~~~ CGmpaBy Secretary

5 (e) Any Other (Specify) NA NA ~ Trusts NA NA Foreign Nationals NA NA 0 Hindu Undivided Family NA NA Non Resident Indians (Non Repat) i NA NA Other Directors NA NA 5083 Non Resident Indians (Repat) ~ NA NA Clearing Member NA NA Bodies Corporate NA NA Cd Equifinance Private limited NA NA 2G89023 Sub Total (8)(3) NA NA Total Public Shareho"idlng (B)= NA NA (8)(1)+(8)(2)+(8)(3) Details of the shareholders actin~ as persons In Concert lncludln~ their Shareholdln~ {No. and%): Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held In demat/unclalmed suspense account, voting rights which are Note :. Name of shareholders hoi_~.b _!% _af'!~_a~ove of t~e totfa number of shares are disclosed In Table Ill For Graph~ te India Ltd.. ~U-4 CGmpaBy Secretary

6 ~~~-.::-,.~--~~Al~ I :-: o..l Table IV- Statement showin shareholdin oattern of the Non Promot<>r- Non Public shar<>holder- 31/03/2017. Category & Name of the shareholders PAN Nos. of No. of Partly No. of Total nos. Sharehold Number of Voting Rights held In each class of shareholders fully paid paid-up shares shares lng% up equity equity underlying held calculated shares shares Depository as per held held Receipts SCR~ 1957 As a %of {A+B+C2) securities No of Voting Rights Class eg: X Class eg: y Total No. of Shares Underlying Outstanding Total as a convertible %of {A+B+C) securities {Including Warrants) Sharehold!ng, Number of Locked In Number of Shares as a% shares assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number pledged or otherwise of equity encumbered shares held In No. {a) Asa%of No. {a) Asa%of demateri total total alised Shares Shares form held{b) held{b) i ' {I) {II) {Ill) {IV) {V) {VI) {VII)= {VIII) As a (IV)+{V)+ %of {VI) {A+B+C2) 1 Custodian/OR Holder 0 2 Employee BenefltTrust {under SEBI {Share based 0 Employee Benefit) Regulations, 2014) Total Non-Promoter- Non Public Shareholdlng {C)= 0 {C){1)+{C){2) {IX) {X) {XI)= {VII)+{X) Asa%of {A+B+C2) {XII) {XIII) {XIV) 0 0 NA NA NA NA NA NA 0 For Graphite India lltlt ~'-0-- Cmnpany Secretary - '