5 Whether any shares held by promoters are pledge or otherwise encumbered? No
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1 Shareholding Pattern as per Regulation 3()(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 25 for the quarter ended 3th September, 28 Name of Listed Entity: Alembic Pharmaceuticals Limited 2 Scrip Code/Name of Scrip/Class of Security: BSE: NSE: APLLTD 3 Share Holding Pattern Filed under: Reg. 3()(a)/Reg. 3()(b)/Reg.3()(c) a. If under 3()(b) then indicate the report for Quarter ending: 3th September, 28 b. If under 3()(c) then indicate date of allotment/extinguishment: NA 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares held by promoters are pledge or otherwise encumbered? No *If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5 The tabular format for ~isclosure of holding of specified securitie:s is as follows:-
2 Table I - Summary Statement holding of specified securities Category Category of shareholder Number No. offully No. of No. of Total nos. Share hold Number of Voting Rights held in each class of No.of Shareholdi Number of locked In Number of pledged Number of of paid up equity Partly shares shares held Ing as a% securities ng,asa% shares or otherwise encumbered equity shares sharehold shares held paid-up underlyln of Underlying assuming held In ers equity g no. of No of Voting Rights Total as a Outstandin full No. (a) No. (a) dematerlalise shares Depositor shares %of g conversion dform held y Receipts (calculate convertible (A+B+C) of d as per securities convert I bl Class eg: X SCRR, Class eg: y Total (including e 957) Warrants} securities ( as a percentage of diluted share capital) (I) (II) (Ill) (IV) (V) (VI) (VII)= (VIII) (IX) (X) (XI)= (XII) (XIII) (XIV) (IV)+(V)+ (VI) (Vll)+(X)As a%of (A) Promoter & Promoter Grouo (BJ Public (CJ Non Promoter - Non Public..... (Cl) Underlv ine: DRs..... (CZ) Held By Employee Trust..... Total
3 Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of shareholders PAN Nos. of No. of fully sharehold paid up equity ers shares held Partly paid-up equity shares held No. of shares underlyin Total nos. shares held g Sharehold Number Ing as% (calculate d as per securities No SCRR, Depositor y Receipts of Voting Rights held in each class of of Voting Rights 957) Class eg: X Class eg: No. of Shareholdin g,asa% assuming full Total as a Outstandin g conversion %of Total convertible of Voting securities convertible Rights (induding securities ( Warrants) as a Underlying Total y Number of Locked in shares Number of pledged or otherwise encumbered No. (a) No. (a) Numbe r of equity shares held in dematerialise dform percentage of diluted share capital) (i) (a) (b) fcl ldl Indian Individuals/ Hindu Undilnded Famllv Chiravu Ramanbhai Amin Malika Chiravu Amin Pranav Chirayu Amin Shaunak Chirayu Amin lnaava Shaunak Amin Naintara Shaunak Amin Ranvir Pranav Amin Samira Pranav Amin Central Government/ State Governmentls\ Financial Institutions/ Banks Anv OtherlSoeclfvl Bodies Cornorate Alembic limited Shreno Ltd Nirayu Pvt limited Paushak limited Trusts Vidvanidhl Trust Aroevavardhtnt Society Utkarsh Vidyakendra uuwe! Vidyalaya 2 (a) fbl fcl ldl Laburnum Familv Trust" Virsad Family Trust" limited Liability Partnership viramva Packlight LLP Sub Total fahl) Foreign (ii) ABMPA5729P ABMPA573G ABMPA573H ABJPA6783G BHYPA984K ARXPA76E APDPA25A AIPPA989C (IV) (V) (Vi) (Vii)= (IV)+jV)+ (VI) (VIII) (IX) (X) (XIV) zoo ACKPA4 56E (XIII) 8 AAACN7427K AAA CD 56G AAOFV556H (Xii) a%of AAA TV 633L AAA TA232D AAA TU282C AAA TU3G AABAL258C AACAV4768 (Xi)= (Vll)+jX) As AABCA 795P AA8CA7953Q Individuals (Non-Resident individuals/ Foreign individuals) Udit Chiravu Amin Government Institutions Forehm Portfolio Investor (Ill)
4 fel Any Other fsoeclfvl..... Sub Total!Alfzl Total Shareholding Of Promoter o o. o And Promoter Group (A)= ialfll+iall2,73,25 Equity held in the name of Chlrayu Ramanbhai Amin In representative capacity of Karta of O,irayu Ramanbhal Amin HUF. l\fquity held In the name of the Trustees on behalf of the Trust. Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held In demat/unclaimed suspense account, voting rights which are frozen etc.: N.A. Note: () PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 2.
5 Table Ill Statement showing shareholding pattern of the Public Shareholder Category & Name of PAN Nos. of No. of fully Partly No. of Total nos. Sharehold Number of Voting Rights held in each dass No. of Shareholding Number of Locked In Number of pledged Numbe r of shareholders sharehold paid up equity paid-up shares shares held Ing% of securities,as a% shares or otherwise encumbered equity shares ers shares held equity underlyfn (calculate Underlying assuming full held In shares g d as per No of Voting Rights Total as a Outstandin conversion of No. (a) No. (a) dematerlalise held Depositor SCRR. %of Total g convertible dform y Receipts 957) Voting convertible securities ( aassx aassv Total Rights securities asa (lnduding percentage (Equity Warrants) of diluted ) share capital) (I) () (Ill) (IV) (VJ (VI) (Vil)= (VIII) (IX) (X) (XI)= (Vll)+(X) (XII) (XIII) (XIV) (IV)+{V)+ (VI) (A+S+Q) (A+S+Q) Institutions Cal Mutual Fund ICICI Prudential Mutual Fund AAAAl38F lb\ Venture Canltal Funds..... lei Alternate Investment Funds (d) Foreign Venture Capital..... Investors!el Forefon Portfolio Investor Elara India Opportunities Fund AABCE637N Limited Matthews India Fund AABTM657F Cresta Fund Limited AADCC2634A Tti Financial Institutions/ Banks lo\ Insurance Comoanles..... Chi Provident Funds/ Pension Funds..... en Anv Other lsoeclfvl Forehm Bank Sub Total Bl(l) Central Government/ State..... Government(s)/ President of India Sub Total (B)(2) Non-Institutions lal Individuals I. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. ii. Individual shareholders holding nominal share capital In excess of Rs. 2 lakhs. lb! NBFCs reelstered with RBI lei Emnlovee Trusts..... (d) Overseas Depositories(holding..... DRs) (balancing figure) le! Anv OtherfSoecifvl Trusts Hindu Undivided Familv
6 I Non Resident Indians (Non Reoatl Non Resident Indians (Repat) Foreign Portfolio Investor!lndivlduall..... Unclaimed Suspense Account Clearine Member Bodies Coroorate Sub Total (8)(3) Total Public Shareholding (B)= I Bllll+IB2+(Blf3 Details of the shareholders acting as persons In Concert Including their Shareholding (No. and%) Details of which remain unclaimed may be gtven hear along with d etails such as number of shareholders, outstanding shares held In demat/undaimed suspense account, voting rights which are frozen etc. Number of Outstanding in unclaimed Voting Rights which are Shareholders suspense account frozen As on 3th September, 28, there were 2,759 Equity Shareholders whose Equity were lying In Unclaimed Suspense Account. Note: () PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of foowing persons:lnstitutions/non Institutions holding more than % of number of shares. (3) W.r.t. the Information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.
7 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public Shareholder Category & Name of PAN Nos.of No. of fully Partly No. of shares Total nos. Shareholdi Number of Voting Rights held in each class No.of Shareholdin Number of locked in Number of Number of shareholders sharehold paid up equity paid-up underlying shares held ng% of securities g,asa% shares pledged or otherwise equity shares ers shares held equity Depository (calculate Underlying assuming encumbered held In shares Receipts d as per No of Voting Rights Total as a Outstandin lull No. (a) No.(a) dematerialise held SCRR, g conversion %oftotal d form 957) Voting convertible of Rights) securities convertible OassX Class\' Total (induding securities ( Warrants) asa percentage of diluted () (II) () (IV) (V) (VI) (VII)= (VIII) (IX) (X) (XI)= (XII) (XIII) (XIV) (IV)+(V)+ (VI) (Vll)+(X) As (A+B+C2 ) Custodian/DR Holder Employee Benefit Trust (under..... SEBI (Share based Employee Benefit) Regulations, 24) Total Non-Promoter- Non Public..... Shareholding (C)= (C)(l)+(C)(2) share capital) a%of Note: () PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than % of number of shares. (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed In the respective columns to the extent Information available. Company Secretary
Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No
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