Sub: Shareholding Pattern for the third quarter (Q3) ended December 31, 2018

Transcription

1 GlaxoSmithKline Consumer Healthcare Ltd Floor, One Horizon Cen ter Sector 43, DLF Phase 5, Golf Cou rse Road Gu rugram (Haryana), India January 08, 2019 T F E contact.4.gsk@gsk.com The Corporate Relationship Department BSE Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai The Listing Compliance Department National Stock Exchange of India Limited Exchange Plaza, C - 1, Block - G Sandra Kurla Complex, Sandra Mumbai Sub: Shareholding Pattern for the third quarter (Q3) ended December 31, 2018 Dear Sir/ Madam, Pursuant to Regulation 31 (1 )(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 we are enclosing herewith the shareholding pattern of the company for the third quarter ended December 31, Please take the same on record. Thanking You, For GlaxoSmithKline Consumer Healthcare Limited J~ Shanu Saksena Company Secretary C IN: L24231PB1958PLC Registered Office Patiala Road Nabha (Punjab), India

2 Page 1 of 14 General information about company Scrip code NSE Symbol MSEI Symbol!SIN Name of the company Whether company is SME Class of Security Type ofreport GSKCONS NOT LISTED INE264A01014 GLAXOSMITHK.LINE CONSUMER HEALTHCARE LIM1TED No Equity Shares Quarterly Quarter Ended I Half year ended/date of Report (For Preli sting/ Allotment) Date of allotment I extinguishment (in case Capital Restructuring selected)/ Listing Date Shareholding pattern filed under Regulation 31 (I) (b) file:///z:/personal%20folders/rishubh/20 l 8-19/Stock%20exchange%20Submissions/

3 Page 2 of 14 Declaration Sr. Promoter and Public Non Promoter- Non Particular Yes/No No. Promoter Group shareholder Public I Whether the Listed Entity has issued any partly paid up shares? No No No No 2 Whether the Listed En tity has issued any Convertible Securities? No No No No 3 Whether the Listed Entity has issued any Warrants? No No No No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Wheiher the Listed Entity has any shares in locked-in? No No No No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No No 7 Whether company has equity shares with differential voling rights? No No No No file:///z:/personal%20folders/rishubh/ /stock%20exchange%20submissions/

4 Page 3 of 14 Table l - Summary Statement holding of specified securities No. Of Shareholding Number of Voting Rights held in each Partly No. Of as a% of total No. of nos. class of securities (IX) paid- shares no. of shares Category of Nos. Of fully paid shares Category up underlying ( calculated as shareholder shareholders up equity held (VII) No of Voting (XIV) Rights (I) equi ty Depository per SCRR, (II) (Ill) shares = (IV)+ as a shares Receipts 1957) (VIII) As held (IV) (V)+(VI) %of held (VI) a% of Class eg: Class (A+B+C) (V) (A+B+C2) X eg:y Promoter & (A) Promoter Group (B} Public I (C) Non Promoter- Non Public Shares (C I) underlying DRs (C2) Shares held by Employee Trusts JOO JOO file:///z:/personal%20folders/rishubh/20 l 8-19/Stock%20exchange%20S ubmissions/

5 Page 4 of 14 Category (I) Table I - Summary Statement holding of specified securities Number of Shareholding, as Shares a % assuming full Number of pledged or No.Of No. of conversion of Locked in otherwise Number of Shares Shares shares (XII) Category of encumbered equity shares securities ( as a shareholder (XIII) held in securities and percentage of (II) dematerialized Warrants No.Of diluted share Asa¾ Asa¾ fonn (XIV) securi ties (X) (Xi) Warrants (Xi) capital) (XI)= of total No. No. of total (a) (Vll)+(X) As a% Shares (a) (a) Shares of(a+b+c2) held held (b) (b) Promoter& (A) Promoter Group (B) Public (C) Non Promoter- Non Public Shares (C l) underlying DRs (C2) Shares held by Employee Tmsts file:///z:/personal%20folders/rishubh/ /stock%20exchange%20submissions/

6 Page 5 of 14 Table II - Statement showing shareholding pattern of th e Promoter and Promoter Group Sr. A (I) Category & Name of the Shareholders (!) No. Of No. Of No. of Partly shares Nos. Of fully paid paidunderlying shareholders up equi ty up Depository (Ill) shares equity Receipts held (IV) shares (VI) held (V) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Indian (2) Foreign (e) Sub- (A)(2) AnyOtl,er (s pecify) Shareholding Number of Voting Rights held in each as a% of total class of securities (IX) nos. no. of shares shares ( calculated as held(vii} No of Voting (XJV) Rights per SCRR, asa % =(IV)+ 1957) (VIII} of (V)+ (VI) As a% of Class eg: Class (A+B+C2) X eg:y Voting rights Shareholding of Promoter and Promoter Group (A)= (A)( l)+(a) (2) B (! ) Insti tutions Table Ill - Statement showing shareholding pattem of the Public shareholder (a) Mutual Funds [ Foreign (e) Portfolio l Investors \ Financial (!) lnsritutious/ Banks {i) Sub- (B) (!) Any Other (specify) (3) Nmt-institutions (a(i)) (a(ii)) Individuals - i.lndividual shareholders holding nominal share capital up to Rs. 2 lakhs. I [ [ [4 [ Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs (b) registered with RB I (e) Sub- (B) (3) Public Shareholding (B)=(B}(l)+ (B)(2)+(B)(3) C ( A+B+C2) (A+B+C ) Any Other (specify) [ l I Table IV- Statement showing shareholding pattem of the Non Promoter- Non Public shareholder file :///Z:/Personal%20Folders/Rishubh/20 l 8-l 9/Stock%20exchange%20Submissions/

7 Page 6 of 14 Sr. A (I) Table If - Statement showing shareholding pattern of the Promoter and Promoter Group Number of Shareholding, as a Shares Number of % assuming full pledged or Locked in conversion of otherwise shares (XII) Number of No. of Shares encumbered equity shares securities ( as a (XIII) held in securities and percentage of diluted dematerialized Warrants (Xi) No.Of Asa% securities (X) share capital) (XI)= Asa% fonn (XIV) Warrants (Xi) of total (Vll)+(X) As a% of No. No. of total (a) Shares (A+B+C2) (a) (a) Shares held held(b) (b) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Indian (2) Foreign (e) Sub- (A) (2) ~- Shareholding of Promoter and Promuter Group (A)=(A) (l)+(a)(2) B (I) Table Statement showing shareholding pattern of the Public shareholder Institutions (a) (e) (f) (i) Sub- (B) (I) ( 3) Non-institutions (a(i)) (a(ii)) (b) (e) Sub- (B) (3) Public Shareholding.(B)=(B)(l)+(B) (2)+(8)(3) C (A+B+C2) (A+B+C) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder file:///z:/personal%20folders/rishubh/20 l 8-19/Stock%20exchange%20S ubmissions/

8 Page 7 of 14 Any Other (specify) Searial No. I 2 Category Bodies Corporate Bodies Corporate Name of the HORLICKS LIMITED GLAXOSMITHKLINE PTE LIMITED Click here to go back PAN(II) AACCH7714F AAECG4321P No. of the I I 2 No. of fully paid up equity shares held(iv) No. Of Partly paidup equity shares held(v) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII)= (IV) (V)+ (Vl) Shareholding as a % of total no. of shares (calculated as perscrr, 1957) (Vlll) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a% of Vot ing rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (Vil} +(X) Asa ¾of (A+B+C2) Number of Locked in shares (XII) No. (a) As a% of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. (a) As a% of total Shares held (b) Number of eqnity shares held in dematerialized fonn (XIV) file:///z:/personal%20folders/rishubh/ /stock%20exchange%20s ubmissions/

9 Page 8 of 14 Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter Promoter file:///z:/personal%20folders/rishubh/ /stock%20exchange%20submissions/

10 Page 9 of 14 Searial No. Name of the I Financial Institutions/ Banks LIFE fnsurance CORPORA TTON OF INDIA Click here to go back PAN(ll) AAACL0582H No. of fully paid up equity shares held(iv) No. Of Partly paidup equity shares held(v) No. Of shares underlying Deposito1y Receipts (VI) nos. shares held (Vil) = (IV) (V)+ (Vl) Shareholding as a % of total no. of shares (calculated as per SCRR, I 957) (Vlll) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X I Class eg:y as a% of Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming fuli conversion of securities (as a percentage of diluted share capital) (XJ)= (VII) +(X) As a %of (A+B+C2) Number of Locked in shares (XIJ) No. (a) As a% of total Shares held (b) ' Number of equity shares held in dematerialized fonn (X IV) Reason for not providing PAN Reason for not providiug PAN file:///z:/personal%20folders/rishubh/20 l 8- l 9/Stock%20exchange%20Submissions/

11 Page 10 of 14 Searial No. Category Category / More than l percentage Name of the PAN(II) No. of the I Other Category FOREIGN INSTITUTIONAL INVESTORS I Any Other (specify) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held(v) No. Of shares underlying Depository Receipts (Vl) nos. shares held (VII) = (IV) (V)+ (VI) Shareholding as a % of total no. of shares (calculated as perscrr, 1957) (VIII) As a % of(a+b+c2) 0 0 Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y as a% of Vot ing rights securities (X) No. of Shares Warrants (Xi) securities and Warrants (X) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a %of (A+B+c2) N umber of Locked in shares (XII) No. (a) As a% of total Shares held (b) Click here to go back I.Number of equity shares held in dematerialized fom1 (XIV) Reason for not providing PAN Reason for not providing PAN file:///z:/personal%20folders/rishubh/2018-l 9/Stock%20exchange%20Submissions/

12 Page 11 of 14 Any Other (specify) Searial No Overseas Category Others Others Trnsts Others Corporate Bodies Category/ More than I percentage Name of the PAN(ll) No. of the Non- Resident Indian (NRI) Clearing Members Category Category Category Category Category Category Category NON RESIDENT BENEFICIAL ALTERNATIVE INDIAN HOLDINGS INVESTMENT REPATRIABLE UNDERMGT-4 FUND I No. offuuy paid up equity shares held (JV) No. Of Partly paidup equity shares held(v) No. Of shares underlying Depository Receipts (VJ) nos. shares held (VII) = (JV) (V)+(VI) Shareholding as a % of total no. of shares (calculated as perscrr, I 957) (VIII) As a % of (A+B+C2) Number of Voting Rights held i11each class of securities (IX) Class eg: X Class eg:y as a% of Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a %of (A+B+C2) Nmnber of Locked in shares (XII) No. (a) As a% of total Shares held (b) Number of equity shares held in dematerialized form (XIV) O.D file:///z:/personal%20folders/rishubh/ /stock%20exchange%20submissions/

13 Page 12 of 14 Reason for not providing PAN Reason for not providing PAN file:///z:/personal%20folders/rishubh/ /stock%20exchange%20submissions/

14 Page 13 of14 Any Other (specify) Searial No II Category Others Bodies Corporate IEPF HUF Category I More than I percentage Name of the PAN(ll) No. of the Category Category Category Category NON RESIDENT INDIAN NON REPATRIABLE, I No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held(v) No. Of shares underlying Depository Receipts (VI) nos. shares held (VII)= (IV) (V)+ (VI) Shareholding as a % of total no. of shares (calculated as perscrr, 1957) (VIII) As a %of(a+b+c2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y I as a % of Voting rights Uuderlying securities (X) No. of Shares Warrants (Xi)' securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a perceutage of diluted share capital) (XI)= (VII) +(X) As a %of (A+B+c2) Number of Locked in shares (XIl) No. (a) As a% of total Shares held (b) Number of equity shares held in dematerialized fonn (XIV) Reason for not providing PAN Reason for not providing PAN I Click here to go back file:///z:/personal%20folders/rishubh/ /stock%20exchange%20submissions/

15 Page 14 of 14 file:///z:/personal%20folders/rishubh/20 l 8-l 9/Stock%20exchange%20S ubmissions/