General information about company

Transcription

1 Page 1 of 24 General information about company Scrip code NSE Symbol MSEI Symbol ISIN Name of the company Whether company is SME Class of Security Type of report INE607A01014 Punjab Alkalies & Chemicals Limited No Equity Shares Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)

2 Page 2 of 24 Declaration Sr. No. Particular Yes/No Promoter and Promoter Group Public shareholder Non Promoter- Non Public 1 2 Whether the Listed Entity has issued any partly paid up shares? Whether the Listed Entity has issued any Convertible Securities? Yes No Yes No Yes No Yes No 3 Whether the Listed Entity has issued any Warrants? No No No No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Whether the Listed Entity has any shares in locked-in? No No No No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No No 7 Whether company has equity shares with differential voting rights? No No No No

3 Page 3 of 24 Table I - Summary Statement holding of specified securities Category (I) Category of shareholder (II) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V) + (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) (A) Promoter & Promoter Group (B) Public (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total

4 Page 4 of 24 Table I - Summary Statement holding of specified securities Category (I) Category of shareholder (II) No. Of Shares securities (X) No. of Shares Warrants (Xi) No. Of Shares securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) (A) Promoter & Promoter Group (B) Public (C) (C1) (C2) Non Promoter- Non Public Shares underlying DRs Shares held by Employee Trusts Total

5 Page 5 of 24 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V) + (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of Total Voting rights A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (d) Sub-Total (A)(1) Any Other (specify) (2) Foreign Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions (a) (f) (g) (i) Sub-Total (B)(1) Mutual Funds Financial Institutions/ Banks Insurance Companies Any Other (specify) ( 3 ) Non-institutions (a(i)) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs (a(ii)) Individuals - ii. Individual shareholders holding nominal share capital

6 Page 6 of 24 (e) Sub-Total (B)(3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B) (3) in excess of Rs. 2 lakhs. Any Other (specify) C Total ( A+B+C2 ) Total (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

7 Page 7 of 24 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. No. Of Shares securities (X) No. of Shares Warrants (Xi) No. Of Shares securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) Number of equity shares held in No. (a) As a % of total Shares held (b) dematerialized form (XIV) A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (d) Sub-Total (A) (1) (2) Foreign Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions (a) (f) (g) (i) Sub-Total (B) (1) ( 3 ) Non-institutions (a(i)) (a(ii)) (e) Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

8 Page 8 of 24 Total (A+B+C ) Disclosure of notes on shareholding pattern Textual Information (1)

9 Page 9 of 24 Text Block Textual Information() * 27,69,200 Fully Convertible Debentures (FCDs) issued to IDBI Bank Limited, IFCI Limited, Life Insurance Corporation of India, Punjab National Bank and Punjab & Sind Bank (CDR Lenders) on will be converted into Equity Shares of the Company on 1st July, 2020 at price determined in accordance with SEBI ICDR Regulations, 2009 (as amended) and PACL shall have the first right of refusal for redemption before conversion of these FCDs into Equity Shares. As the Conversion price of FCDs is to be ascertained in accordance with the provisions of SEBI ICDR Regulations, 2009, therefore, it is not possible to calculate No. of Shares to be issued upon conversion of FCDs into Equity Shares.

10 Page 10 of 24 Any Other (specify) Searial No. 1 Category Bodies Corporate Click here to go back Name of the Shareholders (I) Punjab State Industrial Development Corporation Limited PAN (II) AABCP1599F Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full

11 Page 11 of 24 conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of Shares pledged or otherwise encumbered (XIII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Shareholder type Promoter

12 Page 12 of 24 Insurance Companies Searial No. 1 Name of the Shareholders (I) Life Insurance Corporation of India Click here to go back PAN (II) AAACL0582H Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of

13 Page 13 of 24 (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

14 Page 14 of 24 Any Other (specify) Searial No. 1 2 Category Other Other Category / More than 1 percentage Category Category Click here to go back Name of the Shareholders (I) Indian Liberation Fund Banco Santander A/c Explorer Mauritius PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) Total No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and Warrants (X) Shareholding, as a

15 Page 15 of 24 % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

16 Page 16 of 24 Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No Name of the Shareholders (I) Sukhbir Singh Dahiya Jagbir Singh Ahlawat Prerna Aman Jain Dayawati Nipun Khosla Anil Kumar Goel PAN (II) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) ACCPD9200H AAHPA2745B AAGPP5953R AFKPJ3359J AAFPD0929C AUWPK3651M AAJPG2552Q No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding,

17 Page 17 of 24 as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

18 Page 18 of 24 Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No. 8 Name of the Shareholders (I) Jay Bharat Dattani Click here to go back PAN (II) AEGPD8745M Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of

19 Page 19 of 24 (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

20 Page 20 of 24 Any Other (specify) Searial No Category Bodies Corporate Bodies Corporate Bodies Corporate Trusts Overseas Corporate Bodies Non- Resident Indian (NRI) HUF Category / More than 1 percentage Category More than 1 percentage of shareholding More than 1 percentage of shareholding Category Category Category Category Name of the Shareholders (I) Himalaya Alkalies & Chemicals Limited The Punjab State Co- Op Supp & Markteting Fed Limited PAN (II) AAKCS5199R AAAAT3454G No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi)

21 Page 21 of 24 securities and No. Of Warrants (Xi) (a) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

22 Page 22 of 24 Any Other (specify) Searial No. 8 Category Category / More than 1 percentage Clearing Members Category Name of the Shareholders (I) PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) Click here to go back Total No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Shares Warrants (Xi) securities and No. Of Warrants (Xi) (a) 0 0

23 Page 23 of 24 Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII) +(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total Shares held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

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