BSE LTD ACKNOWLEDGEMENT

Transcription

1 BSE LTD ACKNOWLEDGEMENT Acknowledgement No : Date & Time : 19/01/ :09:01 PM Scrip Code : Entity Name : Sakthi Finance Limited Compliance Type : Regulation 31 - Shareholding pattern Quarter / Period : 31/12/2018 Mode : E-Filing

2 General information about company Scrip code NSE Symbol MSEI Symbol ISIN INE302E01014 Name of the company Sakthi Finance Limited Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 1/21

3 Sr. No. Particular Declaration Yes/No and Group Public shareholder 1 Whether the Listed Entity has issued any partly paid up shares? No No No No 2 Whether the Listed Entity has issued any Convertible Securities? No No No No 3 Whether the Listed Entity has issued any Warrants? No No No No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No No No No 5 Whether the Listed Entity has any shares in locked-in? No No No No 6 7 Whether any shares held by promoters are pledge or otherwise encumbered? Whether company has equity shares with differential voting rights? No No No No No No Non - Non Public file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 2/21

4 Table I - Summary Statement holding of specified securities (I) of shareholder (II) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) (A) & Group (B) Public (C) (C1) (C2) Non - Non Public underlying DRs held by Employee Trusts Total file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 3/21

5 (I) (A) of shareholder (II) & Group No. Of securities (X) Table I - Summary Statement holding of specified securities No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (B) Public (C) (C1) (C2) Non - Non Public underlying DRs held by Employee Trusts Total file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 4/21

6 Table II - Statement showing shareholding pattern of the and Group Sr. & Name of the Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of Total Voting rights A Table II - Statement showing shareholding pattern of the and Group (1) Indian (d) Sub-Total (A)(1) Individuals/Hindu undivided Family Any Other (specify) (2) Foreign Total Shareholding of and Group (A)= (A)(1)+(A) (2) B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions (f) Sub-Total (B)(1) Financial Institutions/ Banks ( 3 ) Non-institutions (a(i)) (a(ii)) (e) Sub-Total (B)(3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B) (3) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Any Other (specify) C Total ( A+B+C2 ) Table IV - Statement showing shareholding pattern of the Non - Non Public shareholder file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 5/21

7 Total (A+B+C ) file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 6/21

8 Sr. A (1) Indian Table II - Statement showing shareholding pattern of the and Group No. Of securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Table II - Statement showing shareholding pattern of the and Group Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (d) Sub-Total (A) (1) (2) Foreign Total Shareholding of and Group (A)= (A)(1)+(A)(2) B (1) Institutions Table III - Statement showing shareholding pattern of the Public shareholder (f) 0 0 Sub-Total (B) (1) ( 3 ) Non-institutions 0 0 (a(i)) (a(ii)) (e) Sub-Total (B) (3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Total (A+B+C ) Table IV - Statement showing shareholding pattern of the Non - Non Public shareholder file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 7/21

9 Individuals/Hindu undivided Family Searial No Name of the Dr M Manickam Sri M Balasubramaniam Karunambal Vanavarayar Sri M Srinivaasan Click here to go back PAN (II) ACWPM5801F ABEPB2022Q AANPV5351J AIJPS2699J Total No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 8/21

10 Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Shareholder type Group Group file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 9/21

11 Any Other (specify) Searial No Name of the ABT Industries Limited ABT Finance Limited ABT Foundation Limited ABT Investments (India) Private Limited Sakthi Finance Financial Services Limited Sakthi Realty Holdings Limited Sri Chamundeswari Sugars Limited PAN (II) AABCA8402A AAECA4777F AAHCA9968P AADCA6350P AACCS4535M AAECA8414H AACCS5004R No. of the No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 10/21

12 (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Shareholder type Group Group Group Group Group Group Group file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 11/21

13 Any Other (specify) Searial No Other Other Name of the Sakthi Sugars Limited Sakthi Logistic Services Limited Sakthi Financial Services (Cochin) Private Limited Sri Sakthi Textiles Limited The Gounder and Company Auto Limited Estate of late Dr N Mahalingam Estate of late Mrs M Mariammal PAN (II) AADCS0651B AAGCS8531H AAJCS6439F AACCS7189R AABCT7952Q AARPM7554Q ADJPM0488L No. of the No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 12/21

14 (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Shareholder type Group Group Group Group Group Group Group file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 13/21

15 Searial No. Any Other (specify) Click here to go back Name of the PAN (II) No. of the No. of fully paid up equity shares held (IV) Total No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 14/21

16 No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Shareholder type file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 15/21

17 Any Other (specify) Searial No / More than 1 percentage Name of the Director or Director's Relatives More than 1 percentage of shareholding Grahasakthi Properties Private Limited More than 1 percentage of shareholding Avdhoot Finance and Investment Private Limited More than 1 percentage of shareholding Sakthi Management Services (Coimbatore) Limited PAN (II) AACCG1983D AAACA6917D AAGCS7065J Non- Resident Indian (NRI) Clearing Members No. of the No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 16/21

18 securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 17/21

19 Any Other (specify) Searial No HUF IEPF / More than 1 percentage Name of the Unclaimed or Suspense or Escrow Account Overseas Overseas More than 1 percentage of shareholding Bridgewater Investment Corporation Limited PAN (II) ZZZZZ9999Z Total Click here to go back No. of the No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 18/21

20 (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Textual Information(1) file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 19/21

21 Text Block Textual Information(1) Being a Non Resident Incorporated entity outside India, does not have a Permanent Account Number in India file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 20/21

22 file:///c:/users/sfl002475/desktop/sfl_shp_511066_ html 21/21