D NONE (No reportable non-investment income.)

Transcription

1 Bartle Harvey

2 Page 2of12 Bartle, Harvey 05/ 11/2009. N 0 NNVES MEN N CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Nonnvestment ncome 0 NONE (No reportable noninvestment income.) SOURCE ND YPE NCOME (yours, not spouse's) Corustee Fee $7, CoExecutor Fee $18, B. Spouse's Nonnvestment ncome f you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable noninvestment income.) SOUR ND YPE exas eachers Retirement System Consulting Fee 4. V REMBURSEMENS transportation, lodging, food, entertainment (ncludes those to spouse and dependent children; see pp of filing instructions.) 0 NONE (No reportable reimbursements.) SOURCE DES LOCON PURPOSE EMS PD OR PROVDED. Pennsylvania Bar ssociation 1/2930/ 08 Las Croabas, Puerto Rico Guest Speaker Cab fares to and from airports, one night's lodging, and meals (Midyear Meeting) 2. 5.

3 Page 3of12 Bartle, Harvey Dale of Report 05/11/2009 V. GFS. (ncludes those to spouse and dependent children; see pp. 18 of filing nstructions.) D NONE (No reportable gifs.) SOURCE DESCRPON VLUE. he Philadelphia Bar ssociation Membership (extended to all judges) $ V. LBLES. (ncludes those of spouse and dependent children; see pp. 31 of filing nstructions.) [Z NONE (No reportable liabilities.) CREDO DESCRPON YLUECODE

4 Page 4of12 Bartle ll, Harvey 05/11/2009 V. NVESMENS and RUSS income, value, transactions (ncludes those of spouse and dependent children; see PP of filing nstructions.) D NONE (No reportable income, assets, or transactions.) e:.,. c n i ""1 Description of ssets 1 ncome during (including lrusl assets) reporting period (). f (2) Place "(X)" after.each asset 'mount : ype (e.g. exempt from prior disclosure Code div.. rent. L L Gross value al end of i ransactions during reporting period reporting period.. t i () (2) () (2) (3) (5) ' Value Value ype (e.g. Date 1 Value Gain dentity of Code 2 Method buy, sell, Month i Code 2 Code buyer/seller i ( H) or inl.) (P) Code 3 redemption) Day (P) (H) (if private : (QW) ' transaction) L.1... (4). Eastman odak (Com.) Dividend 2. General Motors Dividend 3. BM (Com.) Dividend 4. Xerox (Com.) Dividend 5. Delphi utomotive Systems (Com.) None 6. Banknorth, Philadelphia, P nterest L 7. VanguardWindsor (R rollover) (previ ously 8. Dechert Price & Rhoads H.R. 10 Retirement None L Plan) 9. Merrill Lynch (Mercury U.S. Large Cap F und Class B) None 10. /CREF (Retirement Fund) c Dividend N 11. CoExecutor under Will (see attachment) 12. rusts under Will (see attachment) 13. Easton Vance Pa. Mun. ncome rust nterest 14. Vanemper m. Capital rust nterest 15. Wachovia Securities (ccount Manager for See# and# l4 #12 and #13) 16. Vanguard (Wellington Fund) B Dividend L 17. Vanguard (Wellington Fund dmr) (X) c Dividend M Buy 7/21 Buy 12/1,. ncome Gain Codes: =S or less B =$ 1.00 $2.500 C =$2,50 $5.000 D =$5,001 $15,000 E =$ $ (See Columns B and 04) F =$ $100,000 o =S $ H =Sl $5, H2 =More than $5.000, Value Codes =$15,000 or less =$ $ L =$ $ M =$ $ (See Columns Cl and 03) N =$ $ O =$ S1.000,000 Pl =$ $5,000,000 P2 =$ $ P =$25, sso P4 =More than SS Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessmcn1 =Cash Market (Sec Column C2) U =Book V aloe V =Other W =Estimated

5 Eage 5of12 me of Penon Reportng Bartle, Harvey 05/11/2009 V. NVESMENS and RUSS income, value, transactions <ncludes those of spouse and dependent children: see PP 3460 of filing tnstructions. 0 NONE (No reportable income, assets, or transactions.),.. a c D. 1 Description of ssets ncome during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period 18. Vanguard (Pa. Long erm ax Exempt Fune nterest ) (5) [ nt r : 2l g Value Value ype(e.g.. Date : Value Gain 1 dentity of Code 2 Method buy, sell, buyer/seller ( H ) or int.) (P) Code 3 1, redemption) Day (P) (H), (if private (QW) : l : transaction),. 1 Place "(X)" after each asset exempt from prior disclosure 11 ' Code div., rent, Month. Code 2 Code 19. Estate (new) 20. ltria Group (X) Dividend Distributed 12/ / qua merica (X) B Dividend Distributed 12/9 M / Bank of merica (X) B Dividend Distributed 12/ (pan) Blackrock P Strategic Mun (X) Dividend 8/ Blackrock Mun Yield P (X) Dividend 8/ BP (X) B Dividend Distributed,. 12/9 L 3. 12/ Chevron (X) c Dividend Distributed 12/9 M /10 B 34. Cigna (X) None Distributed 1219 M 1/3 distributed in kind to the undersigned.. acome Gain Codes: =S 1,000 or less s s2.soo c =$2,501 $5,000 D =$5,001 SS.OD E =$15,001 $50,000 (See Columns Bl and 04) F =SS0,00 $ G =$100,001 $1, H =$1,000,00 SS,000,000 H2 =More than $5, Value Codes =SS,000 or less "'15,00 $50,000 L =$50,001 $100,000 M ='100,001 $250,000 (See Columns C and D) N =$250,00 SS =$500,00 $1,000,000 Pl Sl,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 s oc L P 425,000,00 $50, P4 =More than $50,000, Value Method Codes Q =ppraisal R =Cost (Real Este Only) S =ssessment =Cash Market va... ue V =Other W =Estimated

6 Page6of12 Bartle ll, Harvey 05/11/2009 V. NVESMENS and RUSS income, value, transactions (ncludes those of spouse and dependent children: see PP of filing instructions.) 0 NONE (No reportable income, assets, or transactions.) ii r i..... c. D. ncome during Gross value at end of ; ransactions during reporting period Description of ssets reporting period (including trust assets) reporting period, Place "(X)" after each asset exempt from prior disclosure () (2) (l) (2), () l (5). mount ' ype (e.g., Value ' Value ype (e.g., Dale 1 Value Gain dentity of : Code 1 d'1v., rent. Code 2 i Method buy, sell, Month Code 2 Code buyer/seller 1 j (H) : or int.) (P) Code 3 redemption) Day i (P) (H) (if private t (QW) transaction) L.L ' L (i) (3) (4) /10 c / Cisco Systems (X) None Distributed 12/9, / / Citigroup (X) Dividend Distributed 12/ / / Coatesville P Sch Dist 2. 7% (X) Ex.nt 6/ Colonial Bank CD 4.65% (X) c nterest Redeemed 6/26 L 45. DowChemical (X) B Dividend Distributed 12/9 L / East Lampeter P Sew 5.6% (X) Ex. nt Easton Vance P Mun (X) Dividend 8/ Exelon (X) B Dividend Distributed 12/ /10 1/3 distributed in kind to the undersigned. t. ncome Gain Codes: =Sl,000 or less B =S 1,00 $2,500 c =$2,501 $5,000 D =$5,00 S15,000 E =S ,000 (See Columns B and 04) F =$50,00 S 00,000 G =S00,001 Sl,000,000 H =S l.000,001 $5,000,000 H2 =More lhan $5,000, Value Codes =$15,000 or less =$15,00 $50,000 L =$50,001 S 100,000 M =S 00,00 $250,000 (See Columns Cl and D) N =$250,00 $500,000 O =$500,001 Sl,000,000 Pl =Sl,000,001 $5,000,000 P2 =$5,000,001. $25,000,000 P =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value v =Ohe W=Estimaied '

7 Page 7of12 Bartle, Harvey 05/11/2009 V. NVESMENS and RUSS income, value, transactions r1nc1udes those of spouse and dependent children; see pp of filing 1ns1r11c11ons. 0 NONE (No reportable income. assets, or transactions.). c g Pl::.: :: a: : : t r s. f'l r Code H) div., rent,, C. D. Description of ssets ncome during Gross value at end of i ransactions during reporting period reporting period exempt from prior disclosure ormt.) l m,<2> rci>1i2> r<3> l <4> 1 Value Value ype (e.g., Date Value Gain f Code 2 Method buy, sell, Month i Code 2 Code (P) Code 3 l redemption) Day 'l (P) / (H) 1 (QW) i:.. (5) dentity of buyer/seller (if private transaction) 52. Exxon Mobil (X) Dividend Distributed 12/ / Federal Natl Mtg ssn (X) Dividend Distributed 12/15 12/ / / FedEx Corp (X) Dividend Distributed 12/ / General Electric (X) c Dividend Distributed M 62. ntel (X) Dividend Distributed 12/ / BM (X) Dividend Distributed /9 66. ohnson & ohnson (X) B Dividend Distributed 12/9 67. P Morgan Chase (X) B Dividend "" Distributed 12/9 L /10 1/3 distributed in kind to the undersigned.. ncome Gain Codes; (See Columns B and 04) 2. Value Codes (See Columns C and D) 3. Value Method Codes (Sec Column C2) =S or less F =$50,00 S 00,000 =$15,000 or less N =$250,00 $500,000 P =$25,000,001 $50,000,000 Q =ppraisal U =Book Value B =$1,00 $2,500 G =S00,001 Sl, =$15,001 $50,000 0 =$500,00 S 1,000,000 R =Cost (Real Estate Only) V =Other c =$2,501 $5,000 H =$1,000,001$5,000,000 L =$50,00 S 100,000 Pl =Sl,000,001 $5,000,000 P4 =More than $50,000,000 S =ssessment W =Estimated D =$5,001 $ H2 =More than $5, M =S 00,00 $250,000 P2.=SS.000,001 $25.000,000 =Cash Market E =S 5.( S50,000

8 Page 8of12 Bartle, Harvey 05/11/2009 V. NVESMENS and RUSS income, value, transactions (ncludes those of spouse and dependent children; see PP 3460 of filing nstructions.) 0 NONE (No reportable income, assets, or transactions.) 11 :: ::; ::, r : :::; d Gross v: al e: : i : a : l : : : e : :; : ::: Place "(X)" after each asset exempt from prior disclosure ci\(2) ; q er i<: <l> <2)1 (3) i4i csi ' '. ' : ype (e.g., Date Value Gain F Month i i buy, sell, Code 2 lcode, [ redemption) Day (P) l 1 l mount Code ype (e.g., Value Value div., rent, Code 2 Method (H) or mt.) (P) Code 3 l (QW) Ex.nt.. [,, :. 69. Lancaster P rea Sewer 6/0% (X) 8/25,, dentity of buyer/seller (if private 1 i transaction) ' i. (H) i, c 70. Merck (X) Dividend Distributed 12/ / / Microsoft (X) Dividend Distributed 'll 12/ / Nuveen P lnvt Qua Mun Fd (X) Dividend 8/ Nuveen P Prem nc Mun Fd 2 (X) Dividend 8/ Oracle (X) None Distributed 1< 12/ Pepsico (X) Dividend Distributed 1< 12/ / Pfizer (X) D Dividend Distributed 12/9 N M 84. Philip Morris nternational (X) B Dividend Distributed 12/9 L /3 distribut d in kind to the undersigned. =$1,000 or less B =Sl,OOt $2,SOO c =$2,501 $5,000 D =$5,001 St5,000 E =$ 5,00 $50,000 (See Columns B and 04) F =$50,00 S 00,000 a =s100.oot s1.ooo.ooo H =St.000,001$5,000,000 H2 =Mo"' lhan $5,000,000 ' 2. Value Codes =$15,000 or less =SS,001 $50,000 L =SS0,001 $100,000 M =S $250,000 (See Columns C and D) N =$250,00 $500,000 0 =$500,001. $1,000,000 Pl =Sl,000,001 $5,000,000 P2 =$5.000,001 $25.000,000 P =$25,000,001 $50, P4 =More than $50,000, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Oher W =Estimated

9 Name of Penon Reporting Page 9of12 Bartle ll, Harvey 05/11/2009 V. NVESMENS and R us S ncome, value, tronsoctions (ncludes those of spouse ond dependent children: see pp of filing nstructions.) D i 86. NONE (No reportable income, assets, or transactions.).. Description of ssets (including trust assets) fl ncomduring reporting period.< > 1 c2> Place "(X)" after each asset mount ype (e.g.. Code exempt from prior disclosure j (H) div.. rent. or i Praxair (X) B Dividend Gross val at end of cransactions duri reporting period reporting period (l)2 c : () f (2). (3) (4) l Code 3 i redemption) Day (H) Value / Value ype (e.g.. Date Value Gain Code 2 i Method buy. sell, Month Code 2 Code (P) (P) (QW). Distributed 12/9 M (5) dentity of buyer/seller (if private transaction) 1 ' / / Procter & Gamble (X) Dividend Distributed 12/9 90. Solp 12/ Uniontown rea Penn 3.125% (X) Ex.nt 8/ Van ampen mer Cap P Val Mun (X) B Dividend 8/11 L 93. Wachovia Bank CD 4.6% (X) B nterest Redeemed 8/25 L Wachovia Corp (X) B Dividend Distributed / / Wachovia Securities Command Mon Mkt ( Dividend X) 97. WalMart Stores (X) Dividend Distributed "' 12/ Westembank CD 4. 7% (X) nterest Redeemed 6/26 L 101. Weyerhauser (X) Dividend Distributed 12/ /10 1/3 distributed in kind to the undersigned.. nco me Gain Codes: =Sl,000 or less B =$1,001 $2.SOO c =$2,501 $5,000 0=$5,001SS,000 E=Sl5,00l S (See Columns B and 04) F =SS0,00 l S l 00,000 G =$100,001 Sl.000,000 H =$ 1,000,001 $5,000,000 H2 =Mo re th SS, Value Codes =S15,000 or less =$15,001 $50,000 L =$50,001 $100,000 M =S 00,00 S2SO,OOO (See Column s Cl and 03) N =$2S0.00l $ =$500,001 Sl,000,000 Pl =S, $5,000,000 P2 =$5,000,001 $25, P3 =$25,000,001 SS0,000,000 P4 =More than $50.000, Value Metho d Codes Q =ppraisal R =Co st (Real Estate Only) S =ssessmen1 =C ash Market (See Column C2) U =Book Value V =Other W =Estimated

10 1 N me of Penon Reporting Page 10of12 Bartle, Harvey 05/ V. NVESMENS and RUSS ncome, value, transactions (ncludes those of spouse and dependent children; see pp. 460 of filing nstructions.) D,. NONE (No reportable income, assets, or transactions.) 1 Description of ssets ncome of ::sactions re rting riod B. g during Gross val at end duri 1 (including trust assets) reporting period p: j (1)1 ( 2 ) (1) ""(2}(3)j"(4),(s)""", ype (e.g., Place "(X)" after each asset i t Value 1 Value ype (e.g., Date Value Gain dentity of exempt from prior disclosure Code2 Method buy, se ll, Month ) Code2 1 / Code buyer/seller ( or int. ) (P) H H) edem ) : '. =1 ;;) : j [ 103. World Savings Bank CD 4.7% (X) B nterest Distributed 12/9 L 104. World Savings Bank CD 4.85% (X) Code i div.. rent. B nterest Distributed 105. raft Foods (X) Dividend Distributed 12/9 " /O 12/9 L 1/3 distributed in kind to the undersigned.. l.... ncome Gain Codes: or less (See Columns Bl and 04) F =$50,001 $ Value Codes =$15,000 or less (See Columns Cl and 03) N 4250,00 $500, Value Method Codes Q =ppraisal (Sec Column C2) P ,001. $50, U =Book Value B S2,500 G =$ S l.oo t 5.00 $ =$ s R =Cos (Real Estate Only) V =Oher C =S2.501 S5,000 H s1.ooo.001. S5,ooo.ooo L =$50,00 S Pl =$1,000,001 $5,000,000 P4 =More than SS0,000,000 S =ssessment W =Estimated D =S5.00 Sl5,000 H2 =More than $ M St $ P2 =SS,000,001 =Cash Market $ E =$ 15,00 $50,000

11 V. Page 1 Harvey Bartle, May09 NVESMENS ND RUSS income, value, transactions (includes those of spouse and children. See pp of nstructions.) D NONE (No reportable income) 1 rusts under Will 2 bbott Laboratories 3 ltria Group D 4 qua merica B L 5 Bristol Myers Squibb c L 6 Capital World Growth & nc Fd bought 1/8/08 7 Cisco Systems None 8 Europacific Growth Fd Cl bought 1/8/08 9 Exxon Mobil B L 10 Federal Home Loan Mtg Corp 11 General Electric B L part sale 5/30 12 Hanesbrand None part sale 1/3/08 13 Hospira None 14 BM 15 raft Foods B 16 MB 17 Medco Health Solutions None 1 ncome/gain Codes: =$1,000 or less 8=$1,001 $2,500 C=$2,501 $5,000 0=$5,001 $15,000 E=$15,001 $50,000 (See Col. Bl, 04) F=$50,001 $100,000 G=$100,001 $1,000,000 H1 =$1,000,000 $5,000,000 H2=More than $5,000,000 2 Value Codes: =$15,000 or less =$15,001 $50,000 L=$50,001 $100,000 M=$100,000$250,000 E=$15,001 $50,000 (See Col. Cl, 03) N=$250,00 $500,000 0=$500,001 $1,000,000 Pl=$1,000,000 $5,000,000 P2=$5,000,0001 $25,000,000 P3=$25,000,0001 $50,000,000 P4=More than $50,000,000 3 Value Method Codes: Q=ppraisal R=Cost (real estate only) S=ssessment =Cash/Market (SeeCol.C2) U=Block value V=Other W=Estimated

12 V. Page 1 Harvey Bartle, NVESMENS ND RUSS income, value, transactions children. See pp of nstructions.) B. C. May09 (includes those of spouse and : > 1.}.rep0 od i tz r: ;.,.. re X Hf/ ":z i '; :.:.. :.... ; oept f. ts. (inudi trt akts) ; ::...,,..,. :.i:. :,:;.. ; <,, ' ' " Pla ow aftreadiasf: tumt fu prer ilc1 ; D NONE (No reportable income) Merck&Co. 2 PNC Corp. c 3 PPL Corp. B L 4 Philip Morris nternational (spinoff ltria) B M 5 PPG ndustries c L 6 Sara Lee B part sale 1/3/08 7 Verizon Communications c L s Blackrock Muniyield P lnsd Fd. B sold 12/11 9 Nuveen P Premium nc Fd 2 B sold 12/11 10 P nsd Mun nc r 1st Ser 11 Fairpoint Communications (spinoff Verizon) None part sale 4/1/08 12 sold 5/30 13 SouthEast Pransit5% B Ex. nt. 14 Lehigh Co Hosp 5% B redeemed 7/1/0S 15 P nt Govt5% B Ex.nt. 16 Wachovia Command Money Mkt L 17 Bank of Holland CD 4 % nt. 1 ncome/gain Codes: =$1,000 or less B=$1,001 $2,500 C$2,501 $5,000 D$5,001 $15,000 E$15,001 $50,000 (See Col. Bl, 04) F=$50,001 $100,000 G=$100,001 $1,000,000 H1 =$1,000,000 $5,000,000 H2=More than $5,000,000 2 Value Codes: }=$15,000 or less =$15,001 $50,000 L=$50,001 $100,000 M=$100,000 $250,000 E=$15,001 $50,000 (See Col. Cl, 03) N=$250,00 $500,000 0=$500,001 $1,000,000 P1=$1,000,000 $5,000,000 P2=$5,000,0001 $25,000,000 P3=$25,000,0001 $50,000,000 P4=More than $50,000,000 3 Value Method Codes: Q=ppraisal R=Cost (real estate only) S=ssessment =Cash/ Market (SeeCol.C2) U=Block value V=Other W=Estimated

13 Harvey Bartle, May09 V. Page 1 NVESMENS ND RUSS income, value, transactions (includes those of spouse and children. See pp of nstructions.), ', <.:,,,' t. ;,e,,.».. Deptionof sts... (inuwng trt assets)' Pl4 Oo' afteiu ds st.... ewtptfram friordiscon:, D NONE (No reportable income) Westsound Ban CD 3.8% nt. redeemed 12/30 2 Doral Ban CD 4.15% nt. redeemed 6/30 3 Discover Ban CD 4.2% nt ncome/gain Codes: $1,000 or less 8=$1,001 $2,500 C=$2,501 $5,000 D$5,001 $15,000 E=$15,001 $50,000 (See Col. Bl, 04) F=$50,001 $100,000 G=$100,001 $1,000,000 H1 =$1,000,000 $5,000,000 H2=More than $5,000,000 2 Value Codes: $15,000 or less =$15,001 $50,000 L$50,001 $100,000 M$100,000 $250,000 E=$15,001 $50,000 (See Col. Cl, 03) N=$250,00 $500,000 0=$500,001 $1,000,000 Pl =$1,000,000 $5,000,000 P2=$5,000,0001 $25,000,000 P3=$25,000,0001 $50,000,000 P4=More than $50,000,000 3 Value Method Codes: Q=ppraisal R=Cost (real estate only) S=ssessment =Cash/Market (SeeCol.C2) U=Block value V=Other W=Estimated

14 Page 11 <;f 12 Name of Penon Reporting Bartle ll, Harvey 05/11/2009 V. DDONL NFORMON OR EXPLNONS. (lndlc11te p11rtofreport)

15 Page 12of12 Bartle, Harvey 05/11/2009 X. CERFCON. certify that all nformation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. NOE: NY NDVDUL WHO NOWNGLY ND WLFULLY FLSFES OR FLS O FLE HS REPOR MY BE SUBEC O CVL ND CRMNL SNCONS (5 U.S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C