Securities Internet Trading User Manual

Transcription

1 Securities Internet Trading User Manual 0808

2 Table of Content Po Sang Securities and Futures _ Securities Internet Trading User Manual System Login... Forgot Password... 3 Trading... 5 Main Page... 6 Change Password... 8 Place Order... 9 Update Order... Cancel Order... Today s Order... 3 O/S Order Enquiry... 4 Execution Order Enquiry... 4 Stock / Cash Balance... 5 e-ipo... 6 Reports... 7 Deposit Withdraw... 8 e-statement... 9 FAQ... 0 Trading Time... 5 System Requirements

3 Po Sang Securities and Futures _ Securities Internet Trading User Manual System Login Po Sang Securities and Futures Trading System is an online securities trading platform for the clients who have opened an securities account and registered to use the platform. The clients have to enter the correct login name and password, and then passed the identity verification by the system before accessing to the platform. 3. Login name: Customer's securities account. Select "Normal Broadband" connection". If using a firewall, select "Behind Firewall" for connection 3. Customer will receive the 6-digit verification code via SMS, enter the OTP verification code and then press "confirmation" to go to the trading interface 0808

4 Po Sang Securities and Futures _ Securities Internet Trading User Manual Forgot Password 3 After "Confirmation", the customer will receive 6-digit SMS one-time verification code 4. Press "Forgot Password". Input the registered client name (can be input English or Chinese name) 3. Input the registered mobile phone number and the account number, then "confirmation" 4. Customer will receive the 6-digits OTP verification code via SMS, enter the OTP verification and then press "confirmation". After press "Confirmation", the customer will receive 8-digit online trading password via SMS, and go to change password

5 Change Password Po Sang Securities and Futures _ Securities Internet Trading User Manual 3 After press "Update Login Password", the customer will receive another 6-digits OTP verification code via SMS. 4. Input the registered customer name (can be input English or Chinese name) and the registered mobile phone number. The customer will receives an 8-digits online trading password via SMS 3. Set the new password, then press "Update login password" 4. Customer will receive the 6-digits OTP verification code via SMS, enter the OTP verification code and then press "confirmation" to go to the trading interface. Password rules:. Length of the password must be between 8- digits. Password should be comprised of at least any types of the combination of numbers, uppercase letters, lowercase letters and symbols; however it should not contain 3 or more consecutive identical characters.. For security reason, new password must be different from the old one or the internet platform login name

6 Po Sang Securities and Futures _ Securities Internet Trading User Manual Trading User must read and accept the Risk Disclosure Statement after logging in. Pull down to read the "Risk Disclosure and agree it

7 Po Sang Securities and Futures _ Securities Internet Trading User Manual Main Page The main page of Po Sang Securities Trading System includes the following interfaces: interfaces in Main Page. Main Menu - Major functions menu. Place Order Window - Enter the order instruction 3. Price Quote Window - Provides market price of HK Stock and A Share 4. Real Time Status and Function Window - Provides real time updates on transaction, account portfolio status and cash movement records

8 Po Sang Securities and Futures _ Securities Internet Trading User Manual Such as the interface will be arranged in a straight line if the main page screen cannot be fully displayed Interfaces on Main Page. Place Order Window. Price Quote Window 3. Main Menu & Real Time Status and Function Window

9 Po Sang Securities and Futures _ Securities Internet Trading User Manual Change Password 3. In the Main Menu, select Change Password. Enter the current login password, then enter the new login password twice 3. Press Update Login Password button to command the effectiveness of the setting

10 Po Sang Securities and Futures _ Securities Internet Trading User Manual Place Order Enter the Order () 3 Order Types Please refer to Q&A of User Manual for details Press Confirm after verify the order. In Place Order Window, enter the order. Choose the order market. Enter the stock number and click [buy] or [sell] it 3. Choose the type of order 4. Enter the price and quantity, the system will be plus or minus a price / per hand shares in the existing price / quantity when press "+" or "-" 5. Press "Order" or "Clear" to reset 6. System will be calculated the maximum number of shares the customer can buy when click All at buy orders 7 7. System will be calculated the maximum number of shares the customer can sell when click All at sell orders. Odd lot (less than one hand of the stock) cannot be traded on online trading system

11 Enter the order () Po Sang Securities and Futures _ Securities Internet Trading User Manual. Customer can input the specified price by "Real Time" quotation on Price Quote Window and the order will be displayed on the Place Order Window automatically. And the customers enter the number of shares and press the "Order" to complete.. Customer can also click the designated stock in the "portfolio", the order input will appear automatically, then enter the price and press the "order" to complete. Customer can also change the number of stocks if necessary

12 Po Sang Securities and Futures _ Securities Internet Trading User Manual Update Order Press "Today's Order" on Real Time Status and Function Window, the order information will be displayed. 3. Select and press "Amend" to update order.. Enter the "Price" or "Quantity" of modified item 3. Press Confirm to send or "Cancel" to reset 0808

13 Po Sang Securities and Futures _ Securities Internet Trading User Manual Cancel Order. Select and press "Cancel" to cancel the order.. Press Confirm to send or "Cancel" 0808

14 Po Sang Securities and Futures _ Securities Internet Trading User Manual Today s Order Press Today's Order page on Real Time Status and Function Window, the order information will be displayed. All order information is real time updated automatically.. Customer can arrange the order by clicking on the button.. Click the order number to review the order details

15 Po Sang Securities and Futures _ Securities Internet Trading User Manual O/S Order Enquiry Press O/S Order page on Real Time Status and Function Window, all the transactions to be traded today can be displayed.. Customer can arrange the order by clicking on the button. Click the order number to review the O/S order details Execution Order Enquiry Press Trade History page on Real Time Status and Function Window, all the transaction information of execution order today can be displayed. Customer can arrange the order by clicking on the button

16 Po Sang Securities and Futures _ Securities Internet Trading User Manual Stock / Cash Balance The available of cash and stocks holdings will be displayed on the Portfolio page.. Portfolio Profile Avail. Bal Uncleared Cash Margin Value (Ref) Loan Limit Used Purchase Avail. Purchase Charge Value (Ref) Ref Portfolio Value = Cash Balance = Unclear amount = Total Margin Value = The total value of the order that has been queued = Queued buy order x Margin Ratio = Purchasing power limit + Avail. Cash + Margin Value (Ref) - Used Limit =Commission and Other Exchange Charges = The total value of Customer s Stocks Holdings = Avail. Cash + Portfolio Reference Amount

17 Po Sang Securities and Futures _ Securities Internet Trading User Manual e-ipo Press "e-ipo" and press "Apply" on Main Menu. User must read and accept the Terms and Conditions of eipo service 3. Enter the "apply amount", "borrow" (if applicable), the system will calculate the required amount automatically. 4. Please check the information correct and press "Confirm", or press "Back" for modified. Upon confirmation, customer is able to view the requested information in the "e-ipo" but cannot cancel the application thought internet. If the customer would like to cancel, please call our customer representatives to modify or cancel your application

18 Po Sang Securities and Futures _ Securities Internet Trading User Manual Reports There are three reports in Main Menu; they are Order Report, Trade Report and Order Trade Report Select the required report on Main Menu.. Select "Date" and "Product code" 3. Press "Run Report" to display and print the report. 4. Press "Export" to export a CSV file

19 Po Sang Securities and Futures _ Securities Internet Trading User Manual Deposit Withdraw Withdraw Click here for details. Press "Withdraw. Select the currency and enter the cash amount, and press "OK" to send the instructions If the settlement bank account from client is "BOC(HK)" on withdrawal, the cut-off time for cash withdrawal is :00 noon Deposit Click Deposit 4. Press Send after entered the currency, cash amount, deposit method and bank deposit time for bank confirmation, the money will be deposited into account automatically Click here for details The cut-off time for cash deposit is 4:30pm, the instructions received after 4:30pm will be handled on the next trading day)

20 Po Sang Securities and Futures _ Securities Internet Trading User Manual Deposit/Withdrawal Press " Withdraw / Deposit Record". 6. Choose the "Date" 7. Click "Run report" and the report will be displayed, or press "Export" to export a CSV file. e-statement. Click "e- statement". Choose "Month" or "Daily" and then press Find The retentions of electric daily and monthly statement are the latest 90 days and 3 months respectively Click for PDF format e-statement

21 Po Sang Securities and Futures _ Securities Internet Trading User Manual FAQ. Can a client have any time constraint to submit the online stock trading instruction(s)? Yes. In order to ensure the quality of service, the trading system will be systematically maintained on every day from 0:00 to 06:00, the service will not be provided at the given time. In addition, client should take note on the latest status of the trading instruction(s) issued by the trading system from time to time. If the trading instruction(s) submitted after the day-end market closed is accepted, the trading instruction(s) will be treated as order(s) of next trading day. Clients can change or cancel these instruction(s) through the online platform or by calling our customer service hotline. How long will the effective time of a trading order placed from the online system? Every online trading order is valid for the 5 trading days in Hong Kong stock market. 3. What kinds of order that a client can place via online trading system? Po Sang s online trading sytem offers the following order types: Hong Kong Stock Order Type Description Auc. Market order (A) (Applicable to Sell Order Only): An Auc Market order is only applicable during the Pre-opening Session and the Closing Auction Session. An Auc Market order is an order with no specified price and is entered into the trading system for execution at the final Indicative Equilibrium Price (IEP). It enjoys a higher order matching priority than other type of limit order and will be matched in time priority at the final IEP. Any outstanding Auc Market orders after the end of the Pre-opening Session will be cancelled before the commencement of the Continuous Trading Session. Market Order (M): Market Order is an order with no specified price. Any Market Order placed during the Continuous Trading Session will be executed at the current market bid / ask price. Upon any Market Order placement, the Company will submit the buy / sell order to the market by matching it with up to a maximum of 0 spreads above / below the nominal price at the time when the order is processed (provided that the order price is not lower than 0.0 of the denominated currency of the relevant stock) and up to 0 best price queues in the prevailing market for one time only. Any unfilled quantity of the Market Order will be automatically cancelled at once

22 Po Sang Securities and Futures _ Securities Internet Trading User Manual Price Limit order (L): A Price Limit order is an order with a specified price. Our Price Limit order will be applicable for Pre-opening Session, Continuous Trading Session and Closing Auction Session. During the Pre-opening Session and Closing Auction Session, the order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. The order will be matched in price and time priority at the final IEP. Any unfilled order in Pre-opening Session will be carried forward to the Continuous Trading Session until Closing Auction Session. Please note that from 9:5am to 9:30am and 4:06pm to 4:0pm, Price Limit order is not allowed to amend or cancel. During the Continuous Trading Session, a sell order input price cannot be made at a price below the best bid price, if available, whereas the buy order input price cannot be made at a price above the best ask price, if available. Any outstanding Price Limit order will join the price queue of the input price. If the order remains unfilled in the Continuous Trading Session and it within the permissible price limit, it will be automatically carried forward from Continuous Trading Session to the Closing Auction Session for further matching. Enhanced Limit order (E): An Enhanced Limit order is an order with a specified price. Our Enhanced Limit order will be applicable for Pre-opening Session, Continuous Trading Session and Closing Auction Session. During the Pre-opening Session and Closing Auction Session, the order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. The order will be matched in price and time priority at the final IEP. Any unfilled order in Pre-opening Session will be carried forward to the Continuous Trading Session until Closing Auction Session. Please note that from 9:5am to 9:30am and 4:06pm to 4:0pm, Price Limit order is not allowed to amend or cancel. During the Continuous Trading Session, an Enhanced Limit order will allow matching of up to 0 price queues (i.e. the best price queue and up to the 0th queue at nine spreads away) at one time provided that the traded price is not worse than the input price. The sell order input 0808

23 Po Sang Securities and Futures _ Securities Internet Trading User Manual price can be made at a price of nine spreads below the current bid price whereas the buy order input price can be made at a price of nine spreads above the current ask price. Any outstanding Enhanced Limit order will be treated as a Price Limit order and put in the price queue of the input price. If the order remains unfilled in the Continuous Trading Session and it within the permissible price limit, it will be automatically carried forward from Continuous Trading Session to the Closing Auction Session for further matching. Order Validities Client can select the applicable order validities for the above-mentioned order types. Valid Today Valid Today validity means unmatched orders will remain in the order book until the market close of the day. Good Till Date Good Till Date validity means that unmatched orders will remain in the order book until the market close of the business date specified. Good Till Date order can be placed with validity up to 5 trading days. 4. What are the special requirements need to be aware of when placing an order by a client? Buy Orders: i. For cash trading account, sufficient fund is required prior to any stock trading. ii. For margin trading account, there should be sufficient fund or margin facility or eligible stock holding is required prior to any stock trading. Sell Orders i. Sufficient stock holding in the trading account must be maintained before executing the selling order instruction. ii. Short selling is NOT allowed. 5. What do different statues in the trading system represent? Status NEW NEW(HOLD) Description The order is pending for processing The order is hold at system until release condition matches 0808

24 Po Sang Securities and Futures _ Securities Internet Trading User Manual WA The order is waiting for approval PRO The order is processing Q The order has been queued in market PEX The order has been partially filled FEX The order has been filled and completed CAN The order has been cancelled REJ The order has been reject 6. After the completing of a transaction, how will a client be notified? In addition to the trade confirmation provided by Po Sang via telephone SMS, a client will also be notified on the following ways: i. A daily or monthly statement will be sent by mail. ii. A daily or monthly statement will be sent by alert and it can be downloaded from the online trading platform. **A daily or monthly statement is indicated in details on stock transactions, movements and cash balances of that calendar month. 7. How can a client cancel his online stock trading order? Once an order is executed, a client is unable to cancel it whereas an unfilled order can be cancelled before completion. 8. When can a new trading instruction be sent by a client after cancelling the previous order? To avoid any wrong order placement or duplication of order, please ensure that the cancel instruction is received or it is on cancellation status shown in the trading status before placing another new trading order(s). 9. If a client forgets his online trading password, how can he reset it? On our trading platform, we will check the client s identity by sending a one-time password via telephone SMS together with the input of the client s name and mobile telephone no for verification. After verified successfully, a new login password will be sent via telephone SMS, a client is required to change his own login password instantly. Meanwhile, another set of one-time password will be sent via telephone SMS for account activation. Or he can call our Customer Service Hotline at (85) for assistance. 0. Can a client change his online trading password in the system?

25 Po Sang Securities and Futures _ Securities Internet Trading User Manual Yes. A client can change his online trading password any time. As advised, he should change his online trading password periodically and should not use passwords that have been used before.. Why can t see the transaction data area? Try to connect via firewall before login.. Why the text of the transaction data area can t be displayed properly? Open " Internet Explorer "Click" Tools "and then" Internet Options ". In the "General" volume label layout press "language">"add" select the appropriate language, and then press OK 3. What is Order rejection message by price warning? The price of the order has exceeded 4 spread from the bid/ ask price 4. What is Order rejection message by invalid order price? When using Limit Order type to buy, the entered price should not be higher than the ask price. When using Limit Order type to sell, the entered price should not be lower than the bid price. When using Enhance Limit Order, if the price has been edited, system will then changed to Limit Order. If the changed price has the problem as mention above. The order is also rejected

26 Po Sang Securities and Futures _ Securities Internet Trading User Manual Trading Time Hong Kong Trading Time Session Full Day Trading Half Day Trading Pre-opening Session 09:00-09:30 09:00-09:30 Morning Session 09:30 - :00 09:30 - :00 Extended Morning Session :00-3:00 Nil Afternoon Session 3:00-6:00 Nil Closing Auction Session Within 6:00-6:08 and 6:0 (Random Closing Period) Within :00 - :08 and :0 (Random Closing Period) Pre-opening Session: Time At-auction Order (AUC) At-auction Limit Order(E) (L) 09:00-09:5 - Order Input - Order Input (Order Input Period) - Reduce - Reduce 09:5-09:0 (Pre-matching Period) 09:0-09:8 (Order Matching Period) - Cancel - Order input only - Amend / cancel is not allowed - Unmatched AUC orders will be automatically cancelled. - Cancel - Amended / reduce / cancel is not allowed - Unmatched (E)(L) Orders will be automatically converted to Limit Orders, and carried forward to morning trading session. Closing Auction Session: Time Closing At-auction Order Closing At-auction Limit Order 6:00-6:0 - Calculate & publish reference price (Reference Price Fixing - No input, cancel and amend Period) - Orders within price limit will be automatically carried forward 6:0-6:06 - Price Limit is 5% of reference price (Order Input Period) - Allow Input/Cancel/Amend 6:06-6:08 - Price Limit is within lowest ask and the highest bid price (No Cancellation Period) - Input Allowed, Cancel & Amend not allowed 6:08-6:0 - Price Limit is within lowest ask and the highest bid price (Random Closing Period) - Input Allowed, Cancel & Amend not allowed

27 Po Sang Securities and Futures _ Securities Internet Trading User Manual Shanghai-Hong Kong Stock Connect/Shenzhen-Hong Kong Stock Connect Trading is conducted on Monday to Friday (excluding non-northbound Trading days) at the following times: Trading Session SSE Trading SZSE Trading Time for EPs to input Hours Hours Northbound orders Opening Call Auction 09:5-09:5 09:0-:30 Continuous Auction 09:30-:30 Continuous Auction 3:00-4:57 :55-5:00 Closing Call Auction 4:57-5:00 09:0-09:5; 4:57-5:00: SSE/SZSE will not accept order cancellation 09:0-09:5; 09:5-09:30; :55-3:00: Orders and order cancellations can be input into CSC but will not be processed by SZSE and SSE until their market open Orders that are not executed during the opening call auction session will automatically enter the continuous auction session Remarks: Southbound trading please refer to SEHK's trading hours. For the trading day arrangement of Northbound Trading, please refer to the "Trading calendar for Shanghai and Shenzhen Connect released by the Hong Kong Exchanges and Clearing Limited

28 Po Sang Securities and Futures _ Securities Internet Trading User Manual System Requirements In order to enjoy the full functionality of Online or Mobile Trading System, we recommend the following minimum hardware and software specifications: Online Trading System. Personal Computer o i5/i7 CPU or above o 4GB RAM or more o Windows Operating System ( Window 7 or above). Browser o Chrome version 8 or above o Firefox version 35 or above o Internet Explorer 0or above o Safari 6.0 or above 3. Desktop Area o Resolutions: the optimal pixel requirement is at least 80x Security o 8bits encryption level 5. PDF format o If you do not have Adobe Acrobat Reader and Acrobat Asian Font Package, please download and install it before viewing online statement. Mobile. Operation syste o Android: Android OS or above o IOS: IOS 7or above

29 Po Sang Securities and Futures _ Securities Internet Trading User Manual Real-Time Quote System. Personal Computer o GHz CPU or above o GB RAM or above o Windows Vista or above o MAC OS 0.4 or above. Browser o Internet Explorer 8.0 or above o Safari 6.0 or above 3. JRE version o Java.6 or above 4. Firewall o If the network has a firewall, you must open the TCP / IP output port 80 and Server o Partial Proxy Servers are supported

30 Po Sang Securities and Futures _ Securities Internet Trading User Manual Securities Mobile App Trading User Manual

31 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Table of Content Main Screen... Before login Hong Kong Stock Information... 3 Login system... 4 Forgot Password... 6 Place Order... 8 Home Page and Menu... 9 Place Order (HKEX)... 0 Place order (A Stare)... Order Information... 3 Order Journal... 3 Outstanding Order... 4 Update order... 5 Cancel Order... 6 Account Portfolio... 7 Deposit/ Withdrawal... 8 IPO Subscription... 9 Trading instruction... 0 Trading Time... 3 System Requirements

32 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Main Screen Po Sang Securities and Futures is committed to providing customers with a one-stop securities electronic trading platform, customers can use the smart phone / lithographic computer to download the company's securities services applications. Once the user logs in to the main screen, they can view the company's related transaction information. The customer must use this electronic transaction service before successfully opening an account. Users in the login interface, enter the correct login name and transaction password, the system successfully certified, officially entered the trading platform Login main screen function and settings:. About us Po Sang Securities and Futures Company. Opening Account information 3. The update offers and promotion 4. Details of each product and channel charges 5. Po Sang to provide the transaction product introduction 6. Hong Kong stock information provided by etnet (delayed at least 5 minutes) 7. Set personal preferences, language and color rise and fall 0808

33 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Before login Hong Kong Stock Information User can see HK Stock Information provided by etnet Hong Kong Stock Information. Mobile Browse information such as "Company Info", "Indices", "Constituent", "Top 0", "IPO", "Tools", "Code Search".. Enter the stock code and press "Quote" to display the relevant information (Quote are at least 5 minutes delayed) 3. About the stock market news 4. The stock industry performance data 5. The relevant stock code and the relevant warrants code 6. If you press "Sell" or "Buy ", the screen will enter the login layout

34 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Login system First Login Login page After successful login, the customer will receive 6-digit 成功登入後 one-time, verification 客戶會收到 code SMS via 發 SMS, enter the 出 verification 6 個位數字的驗證碼 code and then, 輸入驗證 "Login" to go the verification 碼再按登入 interface, 進入驗證介面 3 4. The login name is the customer's securities account. Login password (same as the securities online trading platform password), Press "Login". 3. Save your username by personal preference 4. Enter a 6-digit one-time verification code and press "Login"

35 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Verify Page Upon successful completion of the input verification, the customer will receive 6-digit one-time verification code 成功完成輸入驗證後完成輸入後, 客戶會收到另一次驗證碼, 客戶會再收到 via SMS, enter the verification code and press "Login". SMS 輸入驗證碼再按 登入 進入成功登入發出 6 個位數字的一次性驗證碼, Enter to Risk Disclosure Statement page. 輸入驗證碼再按 登入 介面 4 3. Enter the registered client name (can be enter English and Chines name) and mobile number. Enter the existing password (same as the securities online trading platform password) 3. Enter the new login password twice 4. Enter another 6-digit one-time verification code and press "Login" The combination of 8- bits must contain at least two types of characters in numbers, in English (uppercase), in English (lowercase), and in symbols, and can t contain three or more consecutive characters

36 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Forgot Password Login Page 3 4 After "Submit", the customer will receive 6-digit one-time verification code via SMS 5. Click "Forgot Password". Enter the registered customer name (can be enter English and Chines name) 3. The registered mobile phone number 4. Enter the account number, then "submit" 5. Enter the verification code and then "confirm" After "Submit", the customer will receive 8-digit OTP via SMS and enter to verify page

37 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Verify Page. Upon successful completion of the input verification, 完成輸入後, 客戶會收到另一 the customer will receive a 6-digit one-time 次驗證碼 verification code via SMS, enter the verification code 輸入驗證碼再按 登入 進入 and then press "Login" to go to the login page The customer enter the registered customer name (can be enter English or Chinese)and mobile phone number. Enter the 8-digit online transaction password via SMS 3. Enter the new login password twice 4. Enter another 6-digit one-time verification code via SMS and then press "Login". 5. Enter the login name( customer's securities account ) 6. Enter the modified password and press "Login"

38 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Place Order User must read and accept the Risk Disclosure Statement after logging in. Please read and accept the disclaimer, and then enter the mobile app trading platform

39 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Home Page and Menu Click to show the Main Menu

40 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Place Order (HKEX) Click. Click "HK Share Information" on Main Menu or in the function column. Customers can quote the share price by choosing "delayed" or "Real-time" button

41 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) 3 help 5 4 Verify that the order is. Enter the stock number and search by "delay" or "real-time". Click the "Buy" or "Sell" button. Press the "+" or "-" key, or enter the value directly to change the price and quantity on the order page. 3. Choose the type of order (order type function, you can refer to the "help" prompt page) 4. Click the Condition button to place conditional order 5. On the Orders page, you can choose to press the "Buy" or "Sell" button, the next contact will appear. "Yes" and will be sent 0808

42 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Place order (A Stare) Click A share order trade same as HK Stock. Click "A Share Info" on Main Menu or in the function column. A share order type not same as HK Stock (order type function, you can refer to the "help" prompt page) help 0808

43 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Order Information Order Journal Click Order detail. Order Journal page click key,shown order detail click key,can update order or click key,cancel order. click key,retrieve the display order

44 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Outstanding Order Click Order detail Outstanding Order same as Order Journal page click click click click key,shown outstanding order detail key,can amend order key,can cancel order key,retrieve the display order

45 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Update order. click key,update order. enter Quality or Price for amend, and click Yes

46 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Cancel Order. click cancel order. If correct click Yes and will be sent

47 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Account Portfolio Click. Portfolio Profile Fund Balance Available Purchase Available Balance Stock Val. Loan Limit Used Purchase Portfolio Used Purchase Margin Value (Ref) = Available Balance with Cheque Amount = Available Purchasing Power = Available Cash = The total value of Customer s Stocks Holdings = Queued Buy Order x Margin Ratio = The total value of the order that has been queued = Avail. Cash + Total Value = Queued buy order x Margin Ratio = Total Margin Value. Portfolio is displayed in Hong Kong dollars and the total value of other currencies is shown in the "Cash Balance" field

48 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Deposit/ Withdrawal Click Show 30 days record. Click Deposit select the currency, enter the cash amount, deposit method and bank deposit time (for bank confirmation, the money will be deposited into account automatically ) The cut-off time for cash deposit is 4:00pm, the instructions received after 4:00pm will be handled on the next trading day). Click "Withdraw select the currency and enter the cash amount, and press "send" to send the instructions If the settlement bank account from client is "BOC (HK)" on withdrawal, the cut-off time for cash withdrawal is :00 noon Show 30 days record

49 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) IPO Subscription. "Current IPO" Page, click enter to IPO Apply page. Client need read Applied IPO Record 3. Read the terms and conditions of eipo service

50 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Trading instruction Po Sang s online trading system offers the following order types: Hong Kong Stock Order Type Description Auc. Market order (A) (Applicable to Sell Order Only): An Auc Market order is only applicable during the Pre-opening Session and the Closing Auction Session. An Auc Market order is an order with no specified price and is entered into the trading system for execution at the final Indicative Equilibrium Price (IEP). It enjoys a higher order matching priority than other type of limit order and will be matched in time priority at the final IEP. Any outstanding Auc Market orders after the end of the Pre-opening Session will be cancelled before the commencement of the Continuous Trading Session. Market Order (M): Market Order is an order with no specified price. Any Market Order placed during the Continuous Trading Session will be executed at the current market bid / ask price. Upon any Market Order placement, the Company will submit the buy / sell order to the market by matching it with up to a maximum of 0 spreads above / below the nominal price at the time when the order is processed (provided that the order price is not lower than 0.0 of the denominated currency of the relevant stock) and up to 0 best price queues in the prevailing market for one time only. Any unfilled quantity of the Market Order will be automatically cancelled at once. Price Limit order (L): A Price Limit order is an order with a specified price. Our Price Limit order will be applicable for Pre-opening Session, Continuous Trading Session and Closing Auction Session. During the Pre-opening Session and Closing Auction Session, the order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. The order will be matched in price and time priority at the final IEP. Any unfilled order in Pre-opening Session will be carried forward to the Continuous Trading Session until Closing Auction Session. Please note that from 9:5am to 9:30am and 4:06pm to 4:0pm, Price Limit order is not allowed to amend or cancel

51 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) During the Continuous Trading Session, a sell order input price cannot be made at a price below the best bid price, if available, whereas the buy order input price cannot be made at a price above the best ask price, if available. Any outstanding Price Limit order will join the price queue of the input price. If the order remains unfilled in the Continuous Trading Session and it within the permissible price limit, it will be automatically carried forward from Continuous Trading Session to the Closing Auction Session for further matching. Enhanced Limit order (E): An Enhanced Limit order is an order with a specified price. Our Enhanced Limit order will be applicable for Pre-opening Session, Continuous Trading Session and Closing Auction Session. During the Pre-opening Session and Closing Auction Session, the order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. The order will be matched in price and time priority at the final IEP. Any unfilled order in Pre-opening Session will be carried forward to the Continuous Trading Session until Closing Auction Session. Please note that from 9:5am to 9:30am and 4:06pm to 4:0pm, Price Limit order is not allowed to amend or cancel. During the Continuous Trading Session, an Enhanced Limit order will allow matching of up to 0 price queues (i.e. the best price queue and up to the 0th queue at nine spreads away) at one time provided that the traded price is not worse than the input price. The sell order input price can be made at a price of nine spreads below the current bid price whereas the buy order input price can be made at a price of nine spreads above the current ask price. Any outstanding Enhanced Limit order will be treated as a Price Limit order and put in the price queue of the input price. If the order remains unfilled in the Continuous Trading Session and it within the permissible price limit, it will be automatically carried forward from Continuous Trading Session to the Closing Auction Session for further matching. Order Validities Client can select the applicable order validities for the above-mentioned order types. Valid Today Valid Today validity means unmatched orders will remain in the order book until the market close of the day. 0808

52 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Good Till Date Good Till Date validity means that unmatched orders will remain in the order book until the market close of the business date specified. Good Till Date order can be placed with validity up to 5 trading days. In order to ensure the quality of service, the trading system will be systematically maintained on every day from 0:00 to 06:00, the service will not be provided at the given time. In addition, client should take note on the latest status of the trading instruction(s) issued by the trading system from time to time. 0808

53 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Trading Time Hong Kong Trading Time Session Full Day Trading Half Day Trading Pre-opening Session 09:00-09:30 09:00-09:30 Morning Session 09:30 - :00 09:30 - :00 Extended Morning Session :00-3:00 Nil Afternoon Session 3:00-6:00 Nil Closing Auction Session Within 6:00-6:08 and 6:0 (Random Closing Period) Within :00 - :08 and :0 (Random Closing Period) Pre-opening Session: Time At-auction Order (AUC) At-auction Limit Order (E)(L) 09:00-09:5 - Order Input - Order Input (Order Input Period) - Reduce - Reduce 09:5-09:0 (Pre-matching Period) 09:0-09:8 (Order Matching Period) - Cancel - Order input only - Amend / cancel is not allowed - Unmatched AUC orders will be automatically cancelled. - Cancel - Amended / reduce / cancel is not allowed - Unmatched (E)(L) Orders will be automatically converted to Limit Orders, and carried forward to morning trading session. Closing Auction Session: Time Closing At-auction Order Closing At-auction Limit Order 6:00-6:0 - Calculate & publish reference price (Reference Price Fixing - No input, cancel and amend Period) - Orders within price limit will be automatically carried forward 6:0-6:06 - Price Limit is 5% of reference price (Order Input Period) - Allow Input/Cancel/Amend 6:06-6:08 - Price Limit is within lowest ask and the highest bid price (No Cancellation Period) - Input Allowed, Cancel & Amend not allowed 6:08-6:0 - Price Limit is within lowest ask and the highest bid price (Random Closing Period) - Input Allowed, Cancel & Amend not allowed

54 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) Shanghai-Hong Kong Stock Connect/Shenzhen-Hong Kong Stock Connect Trading is conducted on Monday to Friday (excluding non-northbound Trading days) at the following times: Trading Session SSE Trading SZSE Trading Time for EPs to input Hours Hours Northbound orders Opening Call Auction 09:5-09:5 09:0-:30 Continuous Auction 09:30-:30 Continuous Auction 3:00-4:57 :55-5:00 Closing Call Auction 4:57-5:00 09:0-09:5; 4:57-5:00: SSE/SZSE will not accept order cancellation 09:0-09:5; 09:5-09:30; :55-3:00: Orders and order cancellations can be input into CSC but will not be processed by SZSE and SSE until their market open Orders that are not executed during the opening call auction session will automatically enter the continuous auction session Remarks: Southbound trading please refer to SEHK's trading hours. For the trading day arrangement of Northbound Trading, please refer to the "Trading calendar for Shanghai and Shenzhen Connect released by the Hong Kong Exchanges and Clearing Limited

55 Po Sang Securities and Futures _ Securities Mobile App Trading User Manual (Android OS & IOS 7 or above) System Requirements In order to enjoy the full functionality of Online or Mobile Trading System, we recommend the following minimum hardware and software specifications: Online Trading System. Personal Computer o i5/i7 CPU or above o 4GB RAM or more o Windows Operating System ( Window 7 or above) 6. Browser o Chrome version 8 or above o Firefox version 35 or above o Internet Explorer 0or above o Safari 6.0 or above 7. Desktop Area o Resolutions: the optimal pixel requirement is at least 80x Security o 8bits encryption level 9. PDF format o If you do not have Adobe Acrobat Reader and Acrobat Asian Font Package, please download and install it before viewing online statement. Mobile. Operation system o Android: Android OS or above o IOS: IOS 7or above