D NONE (No reportable positions.)

Transcription

1 AO JO Rev Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 INITIAL FILING (5 U.S.C. app. JOI-I I I) I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. U.S. District Court, SC 05/11/ Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active 7. Chambers or Offce Address Clement F. Haynsworth Federal Building 300 E. Washington Street, Suite 116 Greenville, SC 2960 l Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date [{ Initial D Annual Sb. D Amended Report D 01/01/2010 Final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Offcer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page. I. POSITIONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. President II. AGREEMENTS. (Reporting indfridual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I

2 Page 2 of8 05/11/201 I Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I.2010 South Carolina Judicial Department - Salary $83, South Carolina Judicial Department - Salary $130, South Carolina Judicial Department - Salary $129, South Carolina Judicial Department - Salary $125, B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE I [,:'-"::::c=. == "= :::J Salary;r:= - Medical Consultants - Salary IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp ofji/ing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. South Carolina Bar 01/20/ /23/I I Hilton Head Island, SC South Carolina Bar Convention Lodging, Conference Registration and Meals 2. South Carolina Defense Trial Attorneys' Association 11/11/ /14/2011 Pinehurst Resort & Spa, Pinehurst, NC SCDT AA Annual Meeting Lodging, Conference Registration and Meals

3 Page 3of8 05/11/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. First Palmetto Savings Bank Mortgage on Rental Property # 1 2. Wachovia Bank Mortgage on Rental Property #2 M 3. Bank of America Credit Card 4. Chase Visa Credit Card K 5. Chase Rewards Credit Card

4 Page 4 of8 05/11/2011 VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1ut1es those of spouse ant1 t1epent1ent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (2) (1) (1) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmlddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P ) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) I. Rental Property.L ::.. : rn (1993, D Rent M w $58,500) 2. Rental Property :?>.<: -'t.: ;( 1hh' E Rent M w L b -:: p,:::r::tr ' (2006, $180,000) 4. Mass Mutual - Whole Life A Interest 1 T 5. - (Risk -based, No Control) 6. Raintree Vacations Time Share (1995, None 1 R $9,000) 7. Wachovia Bank Accounts A Interest 1 T 8. Palmetto Health Alliance 40lk (Risk-based, A Dividend 1 T Sold 09/30/10 1 No Control) 9. Fidelity A Dividend 1 T Buy 10/01/IO Palmetoo Health Alliance - Y A Dividend 1 T 11. -Valic Fixed Fund 12. -American Funds Great Fund 13. JP Morgan - Equity Fund 14. Carolinas Telco Federal Credit Union A Interest K T Account 15. John Hancock Retiremement (Risk-based, E Int./Div. M T No Control) 16. U.S. Savings Bonds A Interest 1 T 17. Georgia Higher Education Savings Plan A lnt./div. 1 T I. Income Gain Codes: A =$I,000 or less B =$ $2,500 c =$2,501. $5,000 D =$5,001 -$15,000 E =$15,001 $50,000 (Sec Columns BI and 04) F =$50,00 I $I 00,000 G =$100,001 -$1,000,000 HI =$1, $5,000,000 H2 =More than $5,000, Value Codes J=$15,000oric>s K =$15,001 $50,000 L =$50,00 I -$I 00,000 M =$100,001 -$250,000 (Sec Columns CI and 03) N =$ I -$500,000 0 =$500,00 I $I,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 PJ =$25.000,00I. $ P4 =More than $50,000, Value Method Codes Q =Apprai'ial R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =fiook Value V =Other W =Estimated

5 Page 5 of /2011 VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (I) (I) (2) (5) (3) (4) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. SC 40 I (k) profit sharing plan (risk-based, c lnt./div. M T No Control) 19. SC 457 Deferred Compensation Plan (Risk- c Dividend L T based, No Control) 20. SC Retirement Systems (Risk-based, No D Interest M T Control) 21. Brokerage Account 22. A College Savings Plan (Risk-based, A Dividend J T No Control) 23. B-JRA B Dividend K T Thornburg Int Value A Keely Small Cap Value 26. -Gabell EQ AAA 27. -Pimco Real Return A 28. -Pimco Real Return Fund A -Y 29. -Pimco Low Duration 30. -Columbia Marisco Growth A 31. -TCW Dividend Focus 32. -Virtus Muliti-Scctor 33. -RSYaluc A 34. American Europacific GRWF B Dividend K T I. Income Gain Codes: A =$1,000 or less B =$1.00I $2.500 C =$2,50I - $5,000 D =$5,001 -$15,000 E =$ $50,000 (Sec Columns BI and D4) f =$50.00 I $I G =$ $ HI =$1,000,00 I - $5,000,000 H2 =More than $5,000, Value Codes J =$15,000orbs K =$15,001 $ L =$50,00 I -$I 00,000 M =$100,001-$250,000 (Sec Columns CI and DJ) N =$250,001 $500,000 0 = $500,00 I $1, Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000 1'3 =$25, $ P4 =More 1han $50,000, Value Method Codc-s Q '"Apprai al R '"('o t (Rl al i: 1a1c Only) S =Assessment T =Cash Market (Sec Column C2) U :ol)ook Value v Olhl r W =Estimated

6 Page 6 of8 05/11/2011 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nctudes those of spouse and dependent children; see PP J4-6o of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) (I) (2) (1) (2) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (3) (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 35. American GR FD of America F A Dividend K T 36. JP Morgan Mid Cap Value A A Dividend K T 37. Wells Fargo SHT TM Muni BD B Dividend J T 38. Delaware TX - FR USA Intermed A A Dividend J T 39. DWS Dreman Small Cap Value A A Dividend J T 40. Allianz NFJ Dividend Value A A Dividend K T 41. RS Value A(RSVAX) -Y J T 42. TCW Dividend Focus - Y 43. Virtus Multi-Sector - Y 44. DWS RREEF Real SEC A A Dividend J T 45. r --v"''" - > "13 ildi g '""v'"' "-v"'=' ' '"., ' '" ''":"'] None Pl w (2004, $3,016,000) I. I ncome Gain Codes: A-$ I,000 or Jess D =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 $50,000 (Sec Columns B t and 04) F =$50,001. $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000, Value C'o<lcs J -$ t 5,000 or Jc" K $15,001 -$50,000 L =$50,001 -$ 100,000 M =$I 00,00 I -$250,000 (Sec Column (' I und D3) N =$ $ =$500,001 -$1,000,000 PI =$I,000,00 I - $5,000,000 P2 =$5,000,001 -$25,000,000 P3 -$25.000JlOI. $50,000,000 P4 =More than $50,000, Value Method Cnd1.s Q '= Apprai-.:il R Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C:?) U -nook Value V,-Other W =Estimated

7 Page 7 of8 05/11/2011 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.) VII. Investments and Trusts No. 45 has a I /9 interest in the building. This information was inadvertently omitted from last year's report.

8 Page 8of8 05/11/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signatur e. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

9 AOJO Rev FINANCIAL DISCLOSURE REPORT INITIAL FILING Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. JOI-Ill) 1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. U.S. District Court, SC 05/11/ Title (Article lll judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active 7. Chambers or Office Address Clement F. Haynsworth Federal Building 300 E. Washington Street, Suite 116 Greenville, SC Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date 01/01/2010 [{ Initial D Annual Final to 12/31/2010 Sb. D Amended Report D 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page. I. POSITIONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. President II. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) Gd NONE (No reportable agreements.) PARTIES AND TERMS I A

10 Page 2 of8 05/11/2011 Ill, NON-INVESTMENT IN COME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I South Carolina Judicial Department - Salary $83, South Carolina Judicial Department - Salary $130, South Carolina Judicial Department - Salary $129, South Carolina Judicial Department - Salary $125, B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I IV, REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. South Carolina Bar 01/20/ /23/11 Hilton Head Island, SC South Carolina Bar Convention Lodging, Conference Registration and Meals 2. South Carolina Defense Trial 11/11/ Pinehurst Resort & Spa, Attorneys' Association 11/14/2011 Pinehurst, NC SCDT AA Annual Meeting Lodging, Conference Registration and Meals

11 Page 3of8 05/11/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. First Palmetto Savings Bank Mortgage on Rental Property #1 2. Wachovia Bank Mortgage on Rental Property #2 M 3. Bank of America Credit Card J 4. Chase Visa Credit Card K 5. Chase Rewards Credit Card J

12 Page 4of8 05/11/2011 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP D NONE (No reportable income, assets, or transactions.) of filing instructions.j A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) {I) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (2) exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (l-p) (A H) (if private (Q-W) transaction) I. Rental Property. ( 1 993, D Rent M w $58,500) _«. : Rental [ or.: 2,y.;: -T!. 'f Us( j E Rent M w L_i;;y 3. - (2006, $180,000) 4. Mass Mutual - Whole Life A Interest 1 T 5. - (Risk -based, No Control) 6. Raintree Vacations Time Share (1995, None 1 R $9,000) 7. Wachovia Bank Accounts A Interest 1 T 8. Palmetto Health Alliance 40 Ik (Risk-based, A Dividend 1 T Sold 09/30/10 1 No Control) 9. Fidelity A Dividend 1 T Buy 10/01/ Palmetoo Health Alliance - Y A Dividend 1 T 11. -Valic Fixed Fund 12. -American Funds Great Fund 13. JP Morgan - Equity Fund 14. Carolinas Telco Federal Credit Union A Interest K T Account 15. John Hancock Retiremement (Risk-based, E Int./Div. M T No Control) 16. U.S. Savings Bonds A Interest J T 17. Georgia Higher Education Savings Plan A Int./Div. 1 T I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,50 I -$5,000 0=$5,001-$15,000 E =$15,001 -$50,000 (Sec Columns Bl and 04) F =$50,00 I - $I 00,000 G =$100,001 $1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000, Value Codes J =$t5,000orlc>s K=$15,001-$50,000 L =$50,001-$ t M =$100,001 -$250,000 (Sec Columns Cl and DJ) N =$ $500,000 O =$500,001 -$1,000,000 Pl =$1, $5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$ t $50, P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C ) U =nook Value V =Other W =Estimated

13 Page 5of8 05/11/2011 VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (I) (2) (I ) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (2) (3) (4) (5) (Q-W) transaction) 18. SC 401(k) profit sharing plan (risk-based, c Int./Div. M T No Control) 19. SC 457 Deferred Compensation Plan (Risk- c Dividend L T based, No Control) 20. SC Retirement Systems (Risk-based, No D Interest M T Control) 21. Brokerage Account 22. A College Savings Plan (Risk-based, A Dividend J T No Control) 23. B-IRA B Dividend K T Thornburg Int Value A Keely Small Cap Value 26. -Gabell EQ AAA 27. -Pimco Real Return A 28. -Pimco Real Return Fund A - Y 29. -Pimco Low Duration 30. -Columbia Marisco Growth A 31. -TCW Dividend Focus 32. -Virtus Muliti-Sector 33. -RSValue A 34. American Europacific GRWF B Dividend K T I. Income Gain Codes: A=$1.000 or less B =$1,001 -$2,500 c=$2,501 -$5.000 D=$5,001 -$15,000 E=$15,001 $ (Sec Columns Bl and D4) F=$50,001 -$100,000 G=$100,001 -$1,000,000 H 1 =$1,000,001 $50000,000 H2 =More than $5,000, Value Codes J =$ or less K =$15,001 -$50,000 L =$50,001 $100,000 M=$I 00,001 - $250,000 (Sec Columns Cl and DJ) N=$250,001 $ =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 $25,000,000 P3 =$ $50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ==Cash Market (Sec Column Cl) U ==Dook Value v 00thcr W =Estimated

14 Page 6of8 05/11/2011 VII. INVESTMENTS and TRUSTS - income, vatue, transactions <Inctudes those of spouse and dependent children; see PP of filing instructions.; D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset (I) (2) (1) (2) (4) (I) (2) (3) (5) Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mmldd!yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (Q-W) (A-H) (if private transaction) 35. American GR FD of America F A Dividend K T 36. JP Morgan Mid Cap Value A A Dividend K T 37. Wells Fargo SHT TM Muni BD B Dividend J T 38. Delaware TX - FR USA Intermed A A Dividend J T 39. DWS Dreman Small Cap Value A A Dividend J T 40. Allianz NFJ Dividend Value A A Dividend K T 41. RS Value A(RSV AX) -Y J T 42. TCW Dividend Focus - Y 43. Virtus Multi-Sector - Y 44. DWS RREEF Real SEC A A Dividend J T 45. l_!; - nr ::2T:,:< -,. Building.. None Pl w (2004, $3,016,000) J. Income G.iin Codes: A =SI.000 or lc.s B =Sl,001 $2,500 c =$2,501 - $5,000 0 =$5,00 I $15,000 E =$ $50,000 (See Columns Bl and 04) F =$50.00 I - SI 00,000 G =SI 00,00 I - S 1, HI =$1,000,001 - $5.000,000 H2 =More than $5,000, Value Codes J =$I or Jess K =$I 5,00 I - $ L =$50,001 - $100,000 M =$100,001 - $250,000 (Sec Columns CJ and 03) N =$ I $ =$ $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5, I - $25, Pl =S25. ooo.001. S5o.ooo.ooo P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market (Sec Column Cl) U ==Rouk V;iluc V 001hcr W =Estimated

15 Page 7of8 05/11/2011 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jnilicate partofreporl.) VII. Investments and Trusts No. 45 a 1/9 interest in the building. This information was inadvertently omitted from last year's report.

16 Page 8of8 05/11/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Julianna M. Childs NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C