UNITED STATES COURT OF APPEALS FOR THE THIR D CIRCUIT

Transcription

1 ... UNE SES COUR OF PPES FOR HE HR CRCU MRbRE 0. RENE CRCU UGE (215) UNE SES COURHOUSE NEPENENCE M WES 601 MRE SREE PHEPH, P uly 7, 2008 V FX N FRS CSS M Committee on Finanial islosure,..._, dministrative Offie of the U.S. Courts = U) ("") Suite 2301 ::i :u,,.i _ a :: ::: m r One Columbus Cirle, N.E. (/...:.. C::."' () Washington, C :: :z:.. m rr al> < "'r )>., (" ":" rr N _, RE: Finanial islosure Report m Calendar Year Gentlemen: n response to your letter dated uly 1, 2008, the following orretions should be made to my 2007 Finanial islosure Report: ine 47, Westore Growth: nsert "none" at olumn (2) ine 91, "F ax Mgd": nsert "(Y)" at olumn trust that this responds full to your inquiry, but please feel free to ontat me if you have further questions onernng this report. MOR:b. ( ' \/ ' ' ; l.

2 U =20 UGE RENE UNE SES COUR OF PPES FOR HE HR CRCU P.01/01 MR.ORE; 0. RENE Z161:S UN 0 S.ES COURHOUSE CRCU UGE: lt'::penl!nce MU. WES 601 MR.E S'RltE (2 t!) PH,..H, P $98 uly 7, 2008 V FX N FRS CSS M Commttee on Finanial islosue dmstrtive Offie of the U.S. Cour Suite 2301 One Columbus Cirle, N.E. Washington, C RE: Finanial islosure Report Calendar Year 2007 Gentlemen: n response to your letter dated uly 1, 2008, the following orretions should be made to my 2007 Finaial islosure Report: ine 47, Westore Growt: nsert "none" at olum (2) ine 91, "F ax Mgdt': nsert "(Y" at olumn trut tht ths responds fully to your inquiry, but please feel free to ontat me if you have fuher questions onerng this report. MOR: be O P.01

3 , O O Report Required by the Ethis in Government t of 1978 Rev FOR CENR YER 2007 (5 U.S.C. app ]). Person Reporting (last name, first, middle initial) 2. Court or Organization 3. ate of Report Rendell, Marjorie 0 USC 3C Philadelphia 05/13/ itle (rtile judges indiate ative or senior status: magistrate judges indiate full or parttime) Ciruit Court udge (tive) Sa. Report ype (hek appropriate type) Nomination, ate nitial [Z nnual Sb. mended Report Final 6. Reporting Period 01/01/2007 to 12/31/ Chambers or Offie ddress U.S. Court of ppeals 601 Market Street, Room Philadelphia, P On the basis of the information ontained in this Report and any modifiations pertaining thereto, it is, in my opinion, in ompliane with appliable laws and regulations. Reviewing Offier ate MPORN NOES: he instrutions aompanying this form must be followed. Complete all parts, heking the NONE box for eah part where you have no reportable i11fom1ation. Sign on last page.. POSONS. (Reporting individual only; see pp. 913 of filing instrutions.) 0 NONE (No reportable positions.) POSON NME OF ORGNZON/ENY. Chair venue of the rts, n. 2. iretor Regional Performing rts Center 3. Chair, oard of Overseers Shool of Nursing, University of Pennsylvania 4. oard member Penn Mediine 5.. GREEMENS. (Reporting individual 011/y; see pp of filing instrutions.) [Z NONE (No reportable agreements.) PRES N ERMS

4 ate of Report Page 2 of 11 Rendell, Marjorie 0 05/13/2008. N 0 NNVESMEN N CO ME. (Reporting individual and spouse; see pp of filing instrutions.). Filer's Nonnvestment nome [Z NONE (No reportable noninvestment inome.) SOURCE N YPE NCOME (yours, not spouse's) Spouse's Nonnvestment nome f you were married during any portion of the reporting year, omplete this setion. (ollar amount not required exept for honoraria.) NONE (No reportable noninvestment inome.) SOURCE N YPE Philadelphia Sports Media.P. V Sports Commentator Commonwealth of Pennsylvania earnings for servies as Governor City of Philadelphia pension University of Pennsylvania nstrutor V, REMURSEMENS transportation, /odging,jood, entertainment. (nludes those to spouse and dependent hildren; see pp of filing instrutions.) NONE (No reportable reimbursements.) SOURCE ES OCON PUROSE EMS P OR PROVE. National Conferene of ankrupty udges (NC) 10/ 10 0/ 13/1)7 Orlando, F speaker airfare, ground transportation, lodging, meals

5 ate of Report Page 3 of 11 Rendell, Marjorie 0 05/13/2008 V. GFS. (lllludes those to spouse and dependent hildren; see pp of filing instrutions.) NONE (No reportable gifts.) SOURCE ESCRPON VUE. honorary golf membership Se V orresdalefrankford Country Club $ honorary golf membership Se West Shore Country Club $ 0.0 V. honorary golf membership See lue Ridge Country Club $ 0.0 V V. ES. (nludes those of spouse and dependent hildren; see pp of filing instrutions.) NONE (No reportable liabilities.) CREOR ESCRPON VUE COE. Cape Savings ank, Cape May, N Constrution/permanent oan on rental property N

6 ate of Report Page 4 of 11 Rendell, Marjorie 0 05/13/ V. NVESMENS and RUSS inome, value, transations (lfl/udes t1iose of spouse and dependent 1iadren; see pp of filing instrutions.>, l NONE (No reportable inome, assets, or transations.). es ription of ssets (inl uding trust assets) Plae" (X)" after eah asset exempt from prior dislosure.. nome during Gross valu.e at end of () (2) (1) (2) mount ype (e.g., Value Value ype (e.g., Code div., rent, Code 2 Method buy, sell, (H) or int.) (P) Code 3 redemption) (QW) (1). ransations during (2) (3) (5) ate Value Gain '" dentity of Month Code2 Code buyer/seller ay (P) (H) (if private transation) l. Shwab dv Cash Reserv Prem & Cash ividend 2. Federated 13 year US Gov't Se. ividend M 3. dams Harkness Sm. Cap ividend 4. randywine ividend 5. F one year fixed ividend N 6. F U.S. Miro Cap 910 Small (fom Small) ividend 7. F US arge Cap Value ividend 08/02 8. F Emerging Mkts Core Equity ividend 9. F ntl Value ividend uy 10/ F US Small Cap Value ividend 11. odge & Cox stok ividend Fasiano ividend 04/ First Eagle Overseas ividend uy 08/ Hothkis & Wiley arge Cap Value ividend anus Fund ividend 16. anus Overseas Fnnd ividend l l/p2 17. Roye Opportunity ividend E 1. nome Gain Codes: ;$1,000 or less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 (See Columns and 4) F =$50,001 $100,000 G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =More than $5,000, Value Codes =$15,000or less =$15,001 $50,000 =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 3) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,001 $50,000,000 P4 =More 1nan $50,000, Value Method Codes Q :::ppraisal R =Cost (Real Estate Only) S :::ssessment =Cash Market (See Column C2) U =ook Value V =Other W=Estimated E ;$15,001 $50,000 1

7 Page 5 of 11 Rendell, Marjorie 0 ate of Report 05/13/2008 V. NVESMENS and RUSS illome, value, transations (nludes those of spouse and dependent hildren; see pp of filing i11strutians. NONE (No reportable inome, assets, or transations.).. es uiption of ssets nome during (inluding trust assets) ( ) (2). Gross value at end of () Plae "(X)" after eah asset mount ype (e.g., Value Value ype (e.g., ate Value Gain dentity of exempt from prior dislosure Code div., rent, Code2 Method buy, sell, Month Code 2 Code buyer/seller ; : : ) (H) or int.) (P) Code 3 redemption) ay (P) (H) (QW) 18. Roye Value Plus ividend (2) (1) j '"',;":'"' ' (3) "'""' (4) "'""'"' (2) (5) 19. Morgan Stanley Emerging Mkts. ividend 11/ Morgan Stanley lnt's Equity ividend 21. William lair g Cap Growth ividend 22. Hothkis & Wiley MidCap Value ividend Stoneridge Small Cap ividend Part Sell 02/ hird venue ntl Value ividend 25. hornburg ntl Value ividend 26. Westore ntl Frontier ividend buy 1/ ulius aer nt'l Equity ividend 28. Westore MidCap Oppty Fd ividend 29. Westore MCO Growth ividend 30. Shwab dv Cash Reserv Prem & Cash (form MM &ash) ividend 31. Fi.stEagl SoGen Global Class (form. SoGen nt'!) ividend 32. William lair Growth ividend 33. hornberg Value Fund ividend 34. Shwab dv Cash Reserv Prem & Cash ividend 1. nome Gain Codes: =$1,000 or less =$1,001 $2,500 =$2,501. $5,000 0 =$5,001 $15,000 E =$15,001 $50,00 (See Columns l and 04) F =$50,001 $ G =$100,001 $1,000,000 H =$1,000,001$5,000,000 H2 =More than $5,000, Value Codes =$ or less =$15,001 $50,000 =$50,001 $100,000 M =$100,()ll $250,000 (See Columns C and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001. $25,000,000 P3 =$25,000,oU $50,000,000 P4 =More than $50,000, Value Method Codes Q =ppraisal R =Cos< (Real Estate Only) S :::ssessment =Cash Market (See Column C2) U =ook Value V ==ther W :::Estimated... _ i

8 Page 6 of 11 Rendell, Marjorie 0 ate of Report 05/13/2008 V. NVESMENS and RUSS inome, value, 1ra11sations r1n1udes those of spouse and dependent hildren; see PP 3460 of filing i11strutio11s. NONE (No reportable inome, assets, or transations.).,.... esription of ssets nome during Gross value at end of ransations during (inluding trust assets) reporting per iod Plae "(X)" after eah asset mount ype (e.g., exempt from prior dislosure Code 1 div., rent, (H) or int.) 35. F One Yr Fixed ividend Value Code 2 Vaiue Method (P) Co de 3 (Q W) ype (e.g., buy, sell, redemption) uy (3). (4) (2) (5) ate (1) (2) (1) (2) (1) Month ay 04/26 Value Gain dentity o Code 2 Code 1 buyer/selle (P) (H) (if private transation 36. F Emerging Markets Core Equity ividend 37. F ntl Value ividend 38. Hothkis & Wiley arge Cap Value ividend 39. Federated 13 Yr. U.S. Gov't Se. ividend 40. ulius aer nt'! Equity Fund ividend 04/ Morgan Stanley nt'! Equity ividend 42. Neuberger erman Fasiano Fund ividend uy 08/ Roye Opportunity Fund ividend 44. hird ve ntl Value ividend 45. urer Core Growth ividend uy 11/ Westore Mid Cap Opportunity ividend 04/ Westore Growth Sale 11/ Westore Mido Growth ividend 49. Shwab dv Cash Reserv Prem & Cash (form MM &Cash) ividend 50. randywine Fund ividend 51. Stoneridge Small Cap ividend ll1 : : :1 ::, ; ::d : =$1,000 or less =$1,001 $2,500 =$2,501. $5,000 =$5,001 $15,000 E =$15,001 $50,000 F =$50,001 $100,000 G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =More than $5,000, Value Codes =$15,000or less 415,001 $50,000 =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001. $25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than $50,000,000 Value Method Codes Q ::ppraisal R =Cost (Real Estate Only) S ::ssessment =Cash Market (See Column Cl U =ook Value V =Other W ;:::Estimated

9 . Page 7 of 11 Rendell, Marjorie 0 ate of Report 05113/2008 V. NVESMENS and RUSS inome, value, transations (nludes those of spouse and dependent hildren; see PP 3460 of filing instrutions.! 0 NONE (No reportable inome, assets, or transations.)... (1) (2) esripti of ssets fnom:.during Gross value at end of (inluding trust assets) Plae "(X)" after eah asset exempt from prior dislosure.. l ransations during! ().._. (2) () (4) (2) (3) (5) mount ype (e.g., Value Value ype (e.g., ate Value Gain dentity of Code 1 div., rent, Code 2 Method buy, sell, Month Code 2 Code buyer/seller (H) or int.) (P) Code 3 redemption) ay (P) (H) (if private (QW)... transation) 52. odge & Cox stok ividend 53. Morgan Stanley nt'! Equity ividend 54. ekman Coulter ividend 55. Coa Cola ividend 56. Federal Nat'! Mortgage sso. ividend Gift Gift 57. General Eletri ommon stok ividend 58. Monalds Corp. ividend See note at Vlll 59. GlaxoSmithline (form. ividend Smithlineeeharn) 60. WalMart Stores, n. ividend 61. aron Growth ividend 01/ randywine ividend 63. F Emerging Markets Core Equity ividend 11/ F ax Managed ntl Value ividend 65. F ax Mgd US argeted Value (form. ividend Small Cap Value) 66. F ax Mgd US Mktwide Value ividend 67. F US Miro Cap (form. 910 Miro ividend Part Sell odge & Cox Stok ividend Part Sell 01/19 nome Gain Codes: =$1.CXX or less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 E =$15,001 $50,000 (See Columns l and 4) F=$50,00 $100,000 G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =More than $5,000, Value Codes =$15,000or less =$15,001 $50,000 =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 3) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000, Value Method Codes $50,000,000 P4 =More than $50,000,000 Q =ppraisal R =Cost (Real Estate Only) S =ssessment (See Column C2) U =ook Value V =Other W=Estimated =Cash Market

10 Page 8 of 11 Rendell, Marjorie 0 ate of Report 05113/2008 V. NVESMENS and RUSS inome, vatue, transations 1n1udes those of spouse and dependent hildren; see pp of filing instrutions.> NONE (No reportable inome, assets, or transations.)... esription of ssets nome during Gross value at end of (inluding trust assets) (l) (2) (1) (2) () Plae "(X)" alter eah asset mount ype (e.g., Value Value ype (e.g. ate Value Gam exempt from prior dislosure Code 1 div., rent, Code2 Method buy, sell, Montl1 Code 2 Code 1 buyer/seller (H or int.) Code3 redemption) ay (P) (H) (if private (P) (QW) transation) 69. First Eagle Overseas C! ividend 70. Hothkis & Wiley arge Cap Value ividend 71. Hothkis & Wiley Mid Cap Value ividend uy 11/ anus Fund ividend 73. anus Mid Cap Value ividend uy anus Overseas Fund ividend ulius aer ntl Equity ividend 76. Morgan Stanley nt'! Equity ividend 77. N Fasiano Fund ividend 78. Roye Opportunity Fund ividend Shwab Money Market & Cash ividend 80. Sound Shore ividend hird venue ntl Value ividend 82. urer Core Growth ividend uy 11/ Westore Mid Cap Value ividend uy Westore Mido Growth ividend Westore Growth Fund None Sold ume Gain Codes: =$1,000 or less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 E =$15,001 $50,000 : (See Columns l and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 H =$1,000,001 $5,000,000 H2 =More than $5,000, Value Codes =$15,000or less =$15,001 $50,000 =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than.)0,000, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Seo Column C2) U =ook Value V " her W =Estimated

11 ate of Report Page 9of11 Rendell, Marjorie 0 05/13/2008 V. NVESMENS and RUSS inome, value, transations (ntudes those of spouse and dependent hildren; see pp of filing instrutions.) NONE (No reportable inome, assets, or transations.). esription of ssets... nome during Gross value at end of ransations during (inluding trust assets) Plae "(X)" after eah asset exempt from prior dislosure () (2) () (2) () (2) (3) mount ype (e.g., Value Value ype (e.g., ate Value Gain dentity of Code div., rent, Code 2 Method buy, sell, Month Code 2 Code buyer/seller (4) (5) (H) or int.) (P) Code3 redemption) ay (P) (H) (if private (QW) transation) 86. Westore lntl Frontier Fund ividend uy 10/ William lair arge Cap Growth ividend 88. Federated Short erm Muni ond Fund ividend M 89. Shrader S Muni ond Fund ividend M 90. upont ommon stok (Y) 91. F ax Mgd U.S. 510 Value 92. odge & Cox Stok (Y) 93. anus Fund (Y) 94. anus Overseas Fund (Y) 95. Fasiano (Y) 96. First Eagle SoGen Global Class (form SoGen nt'!) (Y) 97. Sound Shore (Y) 98. Shwab Money Market Fund (Y) 99. Westore Growth Fund (Y) 100. Rental property in Oean City, N (2000 E Rent 0 R $645,000) O. 1. nome Gain Codes: =$1,000 or less 41,001 $2,500 =$ $5,000 0 =$5,001 $15,000 E =$15,001 $50,000 (See Columns l and 04) F =$50,001 $100,000 G 4100,001 $1,000,000 Hl 41,000,001. $5,000,000 H2 =More than $5,000, Value Codes =$15, 000 or ess 415,001 $50,000 =$50,001 $100,000 M 4100,001 $250,000 (See Columns Cl and 03) N 4250,001 $500, ,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =ook Value V =Other W =Estimated

12 Page 10 of 11 Rendell, Marjorie 0 ate of Report 05/13/2008 V. ON NFORMON OR EXPNONS. (lndiale partofreport.) Part V. G!FrS Honorary golf memberships with orresdalefrankford Country Club, West Shore Country Club, and lue Ridge Country Club: f were to beome a member of these lubs, am ertain that initial fees and ongoing fees would be several thousands of dollars; however, use these memberships infrequently, and estimate the value to me, based on use, to be less than a thousand dollars. Part V. NVESMENS and RUSS G!FfS tem at line 56 was a ontribution to the Rendell Charitable Gift Fund (managed by the Shwab Fund for Charitable Giving) tem at line 58 (Monald's). n the FY 2006 report (also at line 58), at (l), the notation "Gift" (11/17/06) should have read "Partial Gift."

13 ate of Report Page 11 of 11 'Rendell, Marjorie X. CERFCON. ertify that all information given above (inluding information pertaining to my spouse and minor or dependent hildren, if any) is aurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld beause it met appliable statutory provisions permitting nondislosure. further ertify that earned inome from outside employment and honoraria and the aeptane of gifts whih have been reported are in ompliane with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udiial Conferene regulations. NOE: NY NVU WHO NOWNGY N WFUY FSFES OR FS O FE HS REPOR MY E SUEC O CV N CRMN SNCONS (5 U.S.C. app. 104) FNG NSRUCONS Mail signed original and 3 additional opies to: Committee on Finanial islosure dministrative Offie of the United States Courts Suite 2301 One Columbus Cirle, N.E. Washington,.C