HD SUPPLY HOLDINGS, INC. (Name of Issuer)

Transcription

1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washingtn, D.C SCHEDULE 13G Under the Securities Echange Act f 1934 (Amendment N. )* HD SUPPLY HOLDINGS, INC. (Name f Issuer) Cmmn Stck, par value $.1 per share (Title f Class f Securities) 4416M 15 (CUSIP Number) December 31, 213 (Date f Event Which Requires Filing f this Statement) Check the apprpriate b t designate the rule pursuant t which this Schedule is filed: Rule 13d-1 Rule 13d-1(c) Rule 13d-1(d) *The remainder f this cver page shall be filled ut fr a reprting persn's initial filing n this frm with respect t the subject class f securities, and fr any subsequent amendment cntaining infrmatin which wuld alter the disclsures prvided in a prir cver page. The infrmatin required in the remainder f this cver page shall nt be deemed t be "filed" fr the purpse f Sectin 18 f the Securities Echange Act f 1934 ("Act") r therwise subject t the liabilities f that sectin f the Act but shall be subject t all ther prvisins f the Act (hwever, see the Ntes).

2 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) Claytn Dubilier & Rice Fund VII, L.P. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 3,, (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 3,, (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 3,, (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9) 15.62%(2) 12. Type f Reprting Persn (See Instructins) PN (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

3 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) CD&R Assciates VII, Ltd. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 3,, (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 3,, (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 3,, (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9) 15.62%(2) 12. Type f Reprting Persn (See Instructins) CO (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

4 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) CD&R Assciates VII, L.P. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 36,248,271 (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 36,248,271 (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 36,248,271 (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9) 18.87%(2) 12. Type f Reprting Persn (See Instructins) PN (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

5 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) CD&R Investment Assciates VII, Ltd. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 36,248,271 (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 36,248,271 (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 36,248,271 (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9) 18.87%(2) 12. Type f Reprting Persn (See Instructins) CO (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

6 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) CD&R Parallel Fund VII, L.P. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 213,64 (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 213,64 (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 213,64 (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9).11%(2) 12. Type f Reprting Persn (See Instructins) PN (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

7 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) CD&R Parallel Fund Assciates VII, Ltd. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 213,64 (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 213,64 (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 213,64 (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9).11%(2) 12. Type f Reprting Persn (See Instructins) CO (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

8 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) Claytn, Dubilier & Rice Fund VII (C-Investment), L.P. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 6,248,271 (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 6,248,271 (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 6,248,271 (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9) 3.25%(2) 12. Type f Reprting Persn (See Instructins) PN (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

9 CUSIP N. 4416M Names f Reprting Persns. I.R.S. Identificatin Ns. f abve persns (entities nly) CD&R Assciates VII (C-Investment), Ltd. 2. Check the Apprpriate B if a Member f a Grup (See Instructins) 3. SEC Use Only 4. Citizenship r Place f Organizatin Cayman Islands 5. Sle Vting Pwer Number f Shares Beneficially Owned by Each Reprting Persn With 6. Shared Vting Pwer 6,248,271 (1) 7. Sle Dispsitive Pwer 8. Shared Dispsitive Pwer 6,248,271 (1) 9. Aggregate Amunt Beneficially Owned by Each Reprting Persn 6,248,271 (1) 1. Check if the Aggregate Amunt in Rw (9) Ecludes Certain Shares (See Instructins) 11. Percent f Class Represented by Amunt in Rw (9) 3.25%(2) 12. Type f Reprting Persn (See Instructins) CO (1) See Item 4(c) belw. (2) Based n 192,8,428 shares f cmmn stck utstanding as f December 5,

10 Item 1. Name f Issuer HD Supply Hldings, Inc. Address f Issuer s Principal Eecutive Offices 31 Cumberland Bulevard, Suite 148 Atlanta, Gergia 3339 (77) Item 2. Name f Persn Filing Claytn, Dubilier & Rice Fund VII, L.P. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands CD&R Assciates VII, Ltd. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands CD&R Assciates VII, L.P. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands CD&R Investment Assciates VII, Ltd. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands Claytn, Dubilier & Rice Fund VII (C-Investment), P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands L.P. CD&R Assciates VII (C-Investment), Ltd. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands CD&R Parallel Fund VII, L.P. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands CD&R Parallel Fund Assciates VII, Ltd. P.O. B 39, Ugland Huse Gerge Twn, Grand Cayman, KY1-114 Cayman Islands Claytn Dubilier & Rice Fund VII, L.P., CD&R Assciates VII, Ltd., CD&R Assciates VII, L.P., CD&R Investment Assciates VII, Ltd., Claytn, Dubilier & Rice Fund VII (C-Investment), L.P., CD&R Assciates VII (C-Investment), Ltd., CD&R Parallel Fund VII, L.P. and CD&R Parallel Fund Assciates VII, Ltd. have entered int a Jint Filing Agreement, dated February 14, 214, a cpy f which is filed with this Schedule 13G as Ehibit 99.1, pursuant t which such reprting persns have agreed t file this statement jintly in accrdance with the prvisins f 13d-1(k)(1) under the Securities Echange Act f (c) (d) (e) Address f Principal Business Office r, if nne, Residence See Item 2 abve. Citizenship See Item 2 abve. Title f Class f Securities Cmmn Stck, par value $.1 per share CUSIP Number 4416M 15 Item 3. If this statement is filed pursuant t 24.13d-1 r 24.13d-2 r (c), check whether the persn filing is a: Brker r dealer registered under sectin 15 f the Act (15 U.S.C. 78); Bank as defined in sectin 3(6) f the Act (15 U.S.C. 78c); (c) Insurance cmpany as defined in sectin 3(19) f the Act (15 U.S.C. 78c); (d) Investment cmpany registered under sectin 8 f the Investment Cmpany Act f 194 (15 U.S.C 8a-8); (e) An investment adviser in accrdance with 24.13d-1(1)(ii)(E); (f) An emplyee benefit plan r endwment fund in accrdance with 24.13d-1(1)(ii)(F); (g) A parent hlding cmpany r cntrl persn in accrdance with 24.13d-1(1)(ii)(G); (h) A savings assciatin as defined in Sectin 3 f the Federal Depsit Insurance Act (12 U.S.C. 1813); (i) A church plan that is ecluded frm the definitin f an investment cmpany under sectin 3(c)(14) f the Investment Cmpany Act f 194 (15 U.S.C. 8a-3); (j) Grup, in accrdance with 24.13d-1(1)(ii)(J). N/A 1

11 Item 4. Ownership Prvide the fllwing infrmatin regarding the aggregate number and percentage f the class f securities f the issuer identified in Item 1. (c) Amunt beneficially wned: See belw. Percent f class: See belw. Number f shares as t which the persn has: (i) (ii) (iii) (iv) Sle pwer t vte r t direct the vte See belw. Shared pwer t vte r t direct the vte See belw. Sle pwer t dispse r t direct the dispsitin f See belw. Shared pwer t dispse r t direct the dispsitin f See belw. As f the date f this reprt, each f the Reprting Persns beneficially wned the number and percentage f issued and utstanding shares f cmmn stck f HD Supply Hldings, Inc. listed ppsite its name: Reprting Persn Amunt Beneficially Owned Percent f Class Claytn, Dubilier & Rice Fund VII, L.P. 3,, 15.62% CD&R Assciates VII, Ltd. % CD&R Assciates VII, L.P. (c) % CD&R Investment Assciates VII, Ltd. (c) % Claytn, Dubilier & Rice Fund VII (C-Investment), L.P. 6,248,271(c) 3.25% CD&R Assciates VII (C-Investment), Ltd. (c) % CD&R Parallel Fund VII, L.P. 213,64(d).11% CD&R Parallel Fund Assciates VII, Ltd. (c)(d) % 11

12 Based n 192,8,428 shares f cmmn stck utstanding as f December 5, 213. Claytn Dubilier & Rice Fund VII, L.P. is a partnership f which CD&R Assciates VII, Ltd. is the general partner, whse sle stckhlder is CD&R Assciates VII, L.P., f which CD&R Investment Assciates VII, Ltd. is the general partner. Each f CD&R Assciates VII, Ltd., CD&R Assciates VII, L.P. and CD&R Investment Assciates VII, Ltd. epressly disclaims beneficial wnership f the shares held by Claytn, Dubilier & Rice Fund VII, L.P., as well as f the shares held by each f Claytn, Dubilier & Rice Fund VII (C-Investment) L.P. and CD&R Parallel Fund VII, L.P. (c) Claytn, Dubilier & Rice Fund VII (C-Investment), L.P. is a partnership f which CD&R Assciates VII (C-Investment), Ltd. is the general partner, whse sle stckhlder is CD&R Assciates VII, L.P., f which CD&R Investment Assciates VII, Ltd. is the general partner. CD&R Investment Assciates VII, Ltd. and CD&R Parallel Fund Assciates VII, Ltd. are each managed by a tw-persn bard f directrs. Dnald J. Ggel and Kevin J. Cnway, as the directrs f each f CD&R Investment Assciates VII, Ltd. and CD&R Parallel Fund Assciates VII, Ltd., may be deemed t share beneficial wnership f the shares shwn as beneficially wned by Claytn, Dubilier & Rice Fund VII, L.P., CD&R Parallel Fund VII, L.P. and Claytn, Dubilier & Rice Fund VII (C-Investment), L.P. Such persns epressly disclaim such beneficial wnership. (d) CD&R Parallel Fund Assciates VII, Ltd. is the general partner f CD&R Parallel Fund VII, L.P. CD&R Parallel Fund Assciates VII, Ltd. epressly disclaims beneficial wnership f the shares held by each f CD&R Parallel Fund VII, L.P., Claytn, Dubilier & Rice Fund VII, L.P. and Claytn, Dubilier & Rice Fund VII (C-Investment), L.P. Investment and vting decisins with respect t shares held by each f Claytn, Dubilier & Rice Fund VII, L.P., CD&R Parallel Fund VII, L.P. and Claytn, Dubilier & Rice Fund VII (C-Investment), L.P. are made by an investment cmmittee f limited partners f CD&R Assciates VII, L.P., currently cnsisting f the fllwing individuals: Michael G. Babiarz, Manvinder Singh Banga, James G. Berges, Kevin J. Cnway, Thmas C. Franc, Kenneth A. Giurice, Dnald J. Ggel, Theresa A. Gre, Marc Herbst, Gerge K. Jaquette, Sarah Kim, Manfred Kindle, Jhn Krenicki, Jr., Gregry Lai, Edward M. Liddy, Jhn Malfettne, David A. Nvak, Paul S. Pressler, Rbert Quarta, Eric Rahe, Christian P. Rchat, Eric Ruzier, Richard J. Schnall, Stephen Shapir, Nathan K. Sleeper, Christian Strch, Derek L. Strum, Snja Terrane, Rbert C. Vlpe, David H. Wasserman and Jnathan L. Zrebiec (cllectively, the Investment Cmmittee ). All members f the Investment Cmmittee disclaim beneficial wnership f the shares shwn as beneficially wned by the Reprting Persns. Item 5. Ownership f Five Percent r Less f a Class If this statement is being filed t reprt the fact that as f the date heref the reprting persn has ceased t be the beneficial wner f mre than five percent f the class f securities, check the fllwing. N/A Item 6. Ownership f Mre than Five Percent n Behalf f Anther Persn See Item 4 abve. 12

13 Item 7. Identificatin and Classificatin f the Subsidiary Which Acquired the Security Being Reprted n By the Parent Hlding Cmpany r Cntrl Persn N/A Item 8. Identificatin and Classificatin f Members f the Grup Each f Claytn Dubilier & Rice Fund VII, L.P., Claytn, Dubilier & Rice Fund VII (C-Investment), L.P., and CD&R Parallel Fund VII, L.P. (cllectively, the CD&R Funds ), is a party t the Secnd Amended and Restated Stckhlders Agreement, dated as f September 21, 27 (as amended by the Amendment theret, dated as f July 2, 213 and the Secnd Amendment theret, dated as f Nvember 13, 213, the Stckhlders Agreement ), amng HD Supply Hldings, Inc. (frmerly knwn as HDS Investment Hlding, Inc.) ( HD Supply ), the CD&R Funds, Carlyle Partners V, L.P., Carlyle Partners V-A, L.P., CP V Cinvestment A, L.P., CP V Cinvestment B, L.P., Bain Capital Integral Investrs 26, LLC, THD Hldings, LLC and the ther stckhlders party theret. The Stckhlders Agreement requires the parties theret t vte their shares f the cmmn stck f HD Supply (the Cmmn Stck ) fr directrs that are designated in accrdance with the prvisins f the Stckhlders Agreement. The parties t the Stckhlders Agreement may nt transfer the Cmmn Stck wned by them unless the requisite apprval specified in the Stckhlders Agreement has been btained. The stck wnership reprted fr the CD&R Funds des nt include any shares wned by ther parties t the Stckhlders Agreement. Each f the CD&R Funds disclaims beneficial wnership f any shares f Cmmn Stck wned by the ther parties t the Stckhlders Agreement. The aggregate number f shares f Cmmn Stck beneficially wned cllectively by the parties t the Stckhlders Agreement, based n available infrmatin, is apprimately 125,69,622, which represents apprimately 65.4% f the utstanding Cmmn Stck. Item 9. Ntice f Disslutin f Grup N/A 13

14 Item 1. Certificatin N/A SIGNATURES After reasnable inquiry and t the best f my knwledge and belief, I certify that the infrmatin set frth in this statement is true and crrect. Date: February 14, 214 CLAYTON, DUBILIER & RICE FUND VII, L.P. CD&R Assciates VII, Ltd., its general partner /s/ Theresa A. Gre Theresa A. Gre CD&R ASSOCIATES VII, LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R ASSOCIATES VII, L.P. CD&R Investment Assciates VII, Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R INVESTMENT ASSOCIATES VII, LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre 14

15 CLAYTON, DUBILIER & RICE FUND VII (CO-INVESTMENT), L.P. CD&R Assciates VII (C- Investment), Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre Assistant Secretary Date: February 14, 214 CD&R ASSOCIATES VII (CO-INVESTMENT), LTD. /s/ Theresa A. Gre Theresa A. Gre CD&R PARALLEL FUND VII, L.P. CD&R Parallel Fund Assciates VII, Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R PARALLEL FUND ASSOCIATES VII, LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre 15

16 Ehibit 99.1 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as fllws: (i) (ii) Each f them is individually eligible t use the Schedule 13G t which this Ehibit is attached, and such Schedule 13G is filed n behalf f each f them; and Each f them is respnsible fr the timely filing f such schedule 13G and any amendments theret, and fr the cmpleteness and accuracy f the infrmatin cncerning such persn cntained therein; but nne f them is respnsible fr the cmpleteness r accuracy f the infrmatin cncerning the ther persns making the filing, unless such persn knws r has reasn t believe that such infrmatin is inaccurate. CLAYTON, DUBILIER & RICE FUND VII, L.P. CD&R Assciates VII, Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R ASSOCIATES VII, LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R ASSOCIATES VII, L.P. CD&R Investment Assciates VII, Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R INVESTMENT ASSOCIATES VII, LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre

17 CLAYTON, DUBILIER & RICE FUND VII (CO-INVESTMENT), L.P. CD&R Assciates VII (C-Investment), Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R ASSOCIATES VII (CO-INVESTMENT), LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R PARALLEL FUND VII, L.P. CD&R Parallel Fund Assciates VII, Ltd., its general partner Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre CD&R PARALLEL FUND ASSOCIATES VII, LTD. Date: February 14, 214 /s/ Theresa A. Gre Theresa A. Gre