LSI Securities Litigation
|
|
- Osborn Cunningham
- 5 years ago
- Views:
Transcription
1 Page 1 f 8 ELECTRONIC FILING INSTRUCTIONS I. Imprtant Ntes PLEASE READ In additin t these instructins, please review the details set frth in the claim frm and ntice prir t submitting claims. Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf f thers as well as t claim preparers filing n behalf f clients, r t individuals filing a large number f transactins wh have requested r been requested t file claims electrnically. Electrnic claim submissins MUST be accmpanied by all required dcuments as set frth in Sectin IV f these instructins. ALL ELECTRONIC CLAIMS SUBMISSIONS MUST BE ENTERED ON THE TEMPLATE THAT FOLLOWS THESE INSTRUCTIONS. Electrnic claim submissins MUST be submitted in the required frmat, specified in this dcument. Prvide all trade dates in US date frmat (MM/DD/YYYY). Electrnic filers must prvide fr each claim submitted the hlding psitins and transactins in the eligible securities as set frth in Sectin II. CLAIM FILING DEADLINE: The claim filing deadline fr this actin is Nvember 3, Any claim received after that date will be late.
2 Page 2 f 8 II. Eligible Securities 1. Eligible Security: The publicly traded cmmn stck f Liquidity Services, Inc. ( LSI ). 2. Class Perid: February 1, 2012 thrugh May 7, 2014, inclusive. 3. Electrnic filers MUST prvide fr each claim submitted: (i) (ii) (iii) Beginning hldings: The ttal number f shares f LSI publicly traded cmmn stck held as f the pening f trading n February 1, Each and every purchase/acquisitin f LSI publicly traded cmmn stck frm the pening f trading n February 1, 2012 thrugh and including the clse f trading n August 5, a. Infrmatin requested with respect t yur purchases/acquisitins f LSI publicly traded cmmn stck frm May 8, 2014 thrugh and including the clse f trading n August 5, 2014 is needed in rder fr the Claims Administratr t balance yur claim; purchases during this perid, hwever, are nt eligible under the Settlement and will nt be used fr purpses f calculating the Recgnized Claim amunt pursuant t the Plan f Allcatin. Each and every sale f LSI publicly traded cmmn stck frm the pening f trading n February 1, 2012 thrugh and including the clse f trading n August 5, (iv) Ending hldings: The ttal number f shares f LSI publicly traded cmmn stck held as f the clse f trading n August 5, III. Methds f Submissin Electrnic files will nt be deemed submitted unless the Claims Administratr sends yu an acknwledging receipt f yur file. D nt assume that yur file has been received until yu receive this . If yu d nt receive such an within 10 days f yur submissin, yu shuld cntact the electrnic filing department at eclaim@chsegcg.cm t inquire abut yur file and cnfirm it was received. The fllwing methds are available fr submitting electrnic claims: 1. INTERNET GCG ICE ( GCG ICE is GCG's secure and user-friendly website designed t meet the claim filing needs f institutinal investrs and claim preparers 1 in securities class actins and similar administratins. Using GCG ICE, registered users have the ability t uplad their electrnic claim submissins directly and securely t GCG and the benefit f being able t view the histry and status f these submissins 24 hurs a day, 7 days a week. The histry and status functinality features access t claim numbers and specific claim rejectin reasns, with instructins n hw t fix rejected claims fr any claims upladed via GCG ICE. 1 Althugh GCG ICE was nt designed fr individuals, if yu are an individual with a large number f transactins wh requests r is requested t file claims electrnically yu may use this feature t file claims. Please cntact the Electrnic Filing Department fr further infrmatin related t using GCG ICE.
3 Page 3 f 8 Please visit t register tday s that yu can benefit frm this service in this settlement as well as ther, future settlements. 2. Yu may yur electrnic claim submissin t eclaim@chsegcg.cm. If yu chse t yur file, yu MUST als attach all required dcumentatin t the as.pdf dcuments r equivalent. DO NOT separately send hard cpy dcuments thrugh the mail. 3. MAIL Yu may send yur electrnic claim submissin in the mail n a disk r CD alng with all required dcumentatin. Use the P.O. Bx address n tp f page 1 f the Prf f Claim and Release and add Attn: Electrnic Filing Department. If yu need t send yur submissin via Federal Express r UPS, use the belw street address: IV. Dcumentatin Requirements c/ GCG Attn: Electrnic Filing Department 5151 Blazer Parkway, Suite A Dublin, OH The required dcumentatin utlined belw must be submitted with yur electrnic file. Yur electrnic claims will nt be eligible fr cnsideratin until all required dcuments are received. Please nte that ne single dcument may meet mre than ne requirement. 1. ONE SIGNED PROOF OF CLAIM AND RELEASE Yu must cmplete the Claimant Infrmatin Page, (Sectin A, page 2) and Release f Claims and Signature and Certificatin Pages, (Sectins D and E, pages 6-7) f a single Prf f Claim and Release frm, which will serve as an "umbrella" r master claim frm fr all claims in yur electrnic file. The claim frm must be signed by an authrized signatry wh is als listed n yur signature verificatin dcument and state the capacity (jb title) f the signatry. Yu may reference the term "Varius Beneficial Owners" fr the beneficial wner name if yu are filing n behalf f multiple beneficial wners. Hwever, as nted abve, the crrect cmplete unabbreviated name f each beneficial wner (withut hnrifics) MUST be prvided fr each claim in yur electrnic claim submissin. 2. SIGNATURE VERIFICATION DOCUMENT If yu are an institutin filing n yur wn behalf r n behalf f ther beneficial wners r a claim preparer filing n behalf f beneficial wners, yu must prvide a dcument verifying that the individual wh signs the claim frm and any supplemental dcuments is authrized t sign n yur behalf. Sme cmmn types f dcuments that fulfill this requirement include the fllwing (this list is nt exclusive and nn-us entities may have different dcuments that fulfill this requirement. If yu are a nn-us entity, yu must submit an equivalent dcument):
4 Page 4 f 8 - Cpy f filer s By-Laws, including signature page(s). - Cpy f filer s Crprate Reslutin, including signature page(s). - Ntarized Affidavit signed by an fficer f the filing institutin r cmpany clearly granting a specific individual(s) authrizatin r cnfirming his/her authrity t sign n behalf f his/her institutin r cmpany. 3. DATA VERIFICATION DOCUMENT(S) If yu are an institutin filing n yur wn behalf r n behalf f ther beneficial wners r a claim preparer filing n behalf f beneficial wners, yu must prvide a ntarized affidavit r signed letter n yur firm s letterhead which meets the belw criteria: - Cnfirms the number f distinct claims and transactins in yur file. - Sets frth the surce f the data fr each claim included in yur file. - Attests t the truth and accuracy f the data fr each claim in yur file. - Is executed by an authrized signatry wh is listed n yur firm s signature verificatin dcument, and specifies bth the capacity and cntact infrmatin f that signatry. 4. AUTHORIZATION DOCUMENT (IF FILING ON BEHALF OF CLIENTS OR CUSTOMERS) If yu are an institutin r claim preparer filing n behalf f beneficial wners ther than yurself, yu must prvide a current dcument verifying that yu are authrized t file and sign claims n behalf f the beneficial wners f the securities. Sme cmmn types f dcuments that fulfill this requirement include the fllwing (this list is nt exclusive and nn-us entities may have different dcuments that fulfill this requirement. If yu are a nn-us entity, yu must submit an equivalent dcument): - Pwer f Attrney - Service Agreement - Signed/dated letter n client's cmpany letterhead specifically granting yur cmpany authrity t file/sign claims n their behalf - Ntarized affidavit r signed letter n yur cmpany's letterhead cnfirming yur authrity t file and sign claims n behalf f each client fr whm yu filed a claim. It must be executed by an fficer f the cmpany wh is als listed n yur signature verificatin dcument and reference the capacity and cntact infrmatin f the signatry. ADDITIONAL DOCUMENTATION (IF REQUESTED) - DATA INTEGRITY AUDIT GCG may request filers, as deemed apprpriate by GCG and/r Lead Cunsel, wh file claims electrnically t prvide additinal dcumentatin t supprt the claims submitted. This data integrity audit is designed t verify the verall integrity f a data file. Accrdingly, yu must prvide all the requested dcumentatin and the dcumentatin prvided must be independent in nature.
5 Page 5 f 8 Even if yu prvided a letter/affidavit attesting t the truth and accuracy f the data yu initially submitted with yur electrnic file, we will require specific dcumentary evidence, which may include trade cnfirmatins, mnthly statements, r equivalent, t independently verify the details f transactins and/r hlding psitins, if yur file is selected fr a data integrity audit. *FAILURE TO COMPLY WITH THIS AUDIT REQUEST WILL RESULT IN THE REJECTION OF ALL CLAIMS ON YOUR ELECTRONIC SUBMISSION* V. Electrnic Filing Ntes ADDRESSES Claims and checks (if the claim is eligible) will be created based n the infrmatin prvided n yur electrnic file. If yu require checks t be made ut directly t the beneficial wner but still sent t yur cmpany, please include a c/ befre yur cmpany name in clumn A f yur file. If yu require checks t be mailed t sme ther party (i.e. directly t the custdian bank fr each beneficial wner r directly t the beneficial wner), please include their name in the Cmpany Name field (clumn A) f the file, but include yur name in the Submitting Filer s Name field (clumn S). If yu require checks be made ut directly t the beneficial wner, d nt include any cmpany name in the Cmpany Name field (clumn A) f the file. Fr freign addresses, the tw character cuntry cde must be prvided in clumn H, all address infrmatin (including full cuntry names and prvinces) must be included in the tw address fields (clumns B-C), and the city, state, zip fields (clumns D-G) shuld be left blank. If yu are a third-party claim preparer filing n behalf f clients wh represent the beneficial wner f the securities, yu must prvide the cmplete name f yur client in clumn S f yur electrnic claim submissin. SECURITIES All transactins and hlding psitins must reference an apprpriate security identifier (CUSIP, ISIN, r SEDOL) in clumn K f yur file. Negative values may nly be given fr beginning and ending/unsld hldings (transactin types B and U ). All ther transactins must reflect psitive values. TRANSFERS Free receive/free deliver (transfer in/ut) transactins must be included in the claim data as this infrmatin is necessary in rder fr the claim t balance. Please nte, free receives are nt eligible fr payment and will nt be included in the calculatin f the claim unless the shares received were purchased during the Class Perid and yu prvide the riginal purchase infrmatin fr these shares. A free receive r transfer in must be reflected as a transactin type R and a free deliver r transfer ut must be reflected as a transactin type D (prices and net amunts must be zer).
6 Page 6 f 8 VI. Required Filing Frmat GENERAL INSTRUCTIONS Files shuld be submitted as an Excel spreadsheet. All fields in the belw frmat must be included n yur file. Any fields that d nt apply t the claims yu submitted must be left blank (d nt delete any fields). Yur file must include ne header rw with each f the clumn headings specified belw. Yur file must be srted in the fllwing rder: cmplete crrect name f the beneficial wner f the securities supprting the claim security identifier transactin type If a maximum character length fr any field is specified, d nt exceed the limit. D nt leave any blank rws n yur file. Any files nt in accrdance with the belw layut are subject t rejectin. Fr Excel spreadsheets: Whenever pssible, yur file shuld be limited t ne tab that cntains all the fields listed belw. The Length clumn in the belw frmat specifies the maximum number f characters fr each Excel field as t which a maximum character number applies. Please cntinue t next page fr Required File Layut.
7 Page 7 f 8 REQUIRED FILE LAYOUT COL FIELD START POSITION LENGTH NOTES A Cmpany Name 1 40 Name f Cmpany fr Mailing f Checks (see Address Ntes abve) Include a c/ befre yur cmpany name if yu require checks made ut t the beneficial wner c/ yur cmpany. Include an FBO (r similar wnership acrnym) after yur cmpany name if yu require checks t be made ut t yur cmpany fr the benefit f the beneficial wner B Address Address 1 Infrmatin fr Mailing f Checks (see Address Ntes abve) C Address Address 2 Infrmatin fr Mailing f Checks (see Address Ntes abve) D City City fr Mailing f Checks (see Address Ntes abve) E State Character State Abbreviatin fr Mailing f Checks (see Address Ntes abve) F Zip Digit Zip fr Mailing f Checks (see Address Ntes abve) G Zip Digit Zip fr Mailing f Checks (see Address Ntes abve) H Cuntry Cde character Cuntry abbreviatin (nly fr freign addresses) I Accunt name Accunt/beneficial wner name, fr printing/mailing purpses J K L Accunt Number Security Identifier Number Transactin Type The unique accunt number fr the accunt in questin CUSIP, ISIN, r SEDOL Number f the Security B = Beginning Hldings P = Purchase (includes purchases t cver shrt sales) S = Sale (includes shrt sales) U = Unsld (Ending) Hldings R = Free Receipt (transfer in) D = Free Deliver (transfer ut) Nte: When inputting beginning and unsld hldings, the trade date clumn MUST indicate the hlding date. Price per share and net amunt clumns MUST be left blank. M Trade Date Trade date in MM/DD/YYYY frmat (including freign entities) N Quantity Number f shares assciated with this transactin (this value can ONLY be negative fr shrt beginning r ending hldings psitins) O Price Per Share Price f each Share This clumn shuld be blank ONLY when prviding beginning r ending hldings r shares invlved in a free receipt r free deliver. P Aggregate Cst / Amunt Received Ttal value f the transactin (excluding cmmissins, taxes, and fees); This clumn shuld be blank ONLY when prviding beginning r ending hldings r shares invlved in a free receipt r free deliver.
8 Page 8 f 8 Q Currency Type Type f currency assciated t transactin (USD, EUR, GBP, etc.) R S Optin Exercise / Assign Flag Submitting Filer s Client Name(s) A = Assigned, E = Exercised This clumn MUST be used if the cmmn stck transactin is the result f the exercise r assignment f an ptin If yu are a third-party claim preparer filing n behalf f clients, yu must prvide yur client s name in this field T U Submitting Filer s Name SSN r Tax ID Number Name f filer/entity submitting electrnic claim Last fur digits f Scial Security Number r Tax ID Number f accunt referenced in clumn J (leave clumn blank fr freign entities)
ELECTRONIC FILING INSTRUCTIONS Commvault Systems, Inc. Securities Litigation
ELECTRONIC FILING INSTRUCTIONS Cmmvault Systems, Inc. Securities Litigatin I. Imprtant Ntes PLEASE READ Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf f thers
More informationCommvault Systems, Inc. Securities Litigation
Page 1 f 8 ELECTRONIC FILING INSTRUCTIONS Cmmvault Systems, Inc. Securities Litigatin I. Imprtant Ntes PLEASE READ Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf
More informationELECTRONIC FILING INSTRUCTIONS
ELECTRONIC FILING INSTRUCTIONS IN RE VIRTUS INVESTMENT PARTNERS, INC. SECURITIES LITIGATION I. Imprtant Ntes PLEASE READ Electrnic claim submissin is available t institutins filing n their wn behalf r
More informationELECTRONIC FILING INSTRUCTIONS LOGITECH FAIR FUND
ELECTRONIC FILING INSTRUCTIONS LOGITECH FAIR FUND I. Imprtant Ntes PLEASE READ Page 1 f 8 Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf f thers as well as t claim
More informationSaba Software Inc. Settlement
Page 1 f 7 ELECTRONIC FILING INSTRUCTIONS I. Imprtant Ntes PLEASE READ In additin t these instructins, please review the details set frth in the claim frm and ntice prir t submitting claims. Electrnic
More informationInsulet Corp. Securities Litigation
Page 1 f 8 ELECTRONIC FILING INSTRUCTIONS Insulet Crp. Securities Litigatin READ THESE INSTRUCTIONS CAREFULLY AND IN THE ENTIRETY. YOU MUST COMPLY. Part I - Overview Electrnic claim submissin is available
More informationLRR Energy Securities Litigation Settlement
Page 1 f 7 ELECTRONIC FILING INSTRUCTIONS I. Imprtant Ntes PLEASE READ In additin t these instructins, please review the details set frth in the claim frm and ntice prir t submitting claims. Electrnic
More informationELECTRONIC FILING INSTRUCTIONS
ELECTRONIC FILING INSTRUCTIONS IN RE TERRAFORM GLOBAL, INC. SECURITIES LITIGATION I. Important Notes PLEASE READ In addition to these instructions, please review the details set forth in the claim form
More informationELECTRONIC FILING INSTRUCTIONS PLY GEM SECURITIES LITIGATION
ELECTRONIC FILING INSTRUCTIONS PLY GEM SECURITIES LITIGATION I. Important Notes PLEASE READ In addition to these instructions, please review the details set forth in the claim form and notice prior to
More informationCommvault Systems, Inc. Securities Litigation
Page 1 of 8 ELECTRONIC FILING INSTRUCTIONS Commvault Systems, Inc. Securities Litigation I. Important Notes PLEASE READ Electronic claim submission is available to institutions filing on their own behalf
More informationGTAT Securities Litigation
Page 1 of 11 ELECTRONIC FILING INSTRUCTIONS I. Important Notes PLEASE READ Electronic claim submission is available to institutions filing on their own behalf or on behalf of others as well as to claim
More informationPROOF OF CLAIM AND RELEASE
PROOF OF CLAIM AND RELEASE Deadline fr Submissin: July 11, 2015 IF YOU PURCHASED THE COMMON STOCK OF, INC., ( ) DURING THE PERIOD FROM NOVEMBER 14, 2013 THROUGH APRIL 9, 2014, INCLUSIVE (THE CLASS PERIOD
More informationPROOF OF CLAIM AND RELEASE
Deadline fr Submissin: June 9, 2018 PROOF OF CLAIM AND RELEASE IF YOU PURCHASED THE COMMON STOCK OF MAGNACHIP SEMICONDUCTOR CORP. ( MAGNACHIP ) BETWEEN FEBRUARY 1, 2012 AND MARCH 11, 2014, INCLUSIVE (TH
More informationCAREVEST MORTGAGE INVESTMENT CORPORATION Directions for Completing Retraction Requests
This package is ONLY fr Class A sharehlders f. Cntents f this package (5 pages): - Instructins fr cmpleting yur retractin request - Retractin Request frm fr CareVest Mrtgage Investment Crpratin The February
More informationELECTRONIC FILING INSTRUCTIONS ARENA SECURITIES LITIGATION
ELECTRONIC FILING INSTRUCTIONS ARENA SECURITIES LITIGATION I. Important Notes PLEASE READ In addition to these instructions, please review the details set forth in the claim form and notice prior to submitting
More informationPROOF OF CLAIM AND RELEASE
Deadline fr Submissin: FEBRUARY 16, 2015 Tel.: 866-274-4004 Fax: 610-565-7985 inf@strategicclaims.net PROOF OF CLAIM AND RELEASE IF YOU PURCHASED OR OTHERWISE ACQUIRED AMERICAN DEPOSITORY SHARES ( ADS
More informationELECTRONIC FILING INSTRUCTIONS SEC V. CITIGROUP INC.
ELECTRONIC FILING INSTRUCTIONS SEC V. CITIGROUP INC. I. Important Notes PLEASE READ In addition to these instructions, please review the details set forth in the claim form and notice prior to submitting
More informationElectronic Filing Instructions Polycom, Inc. Settlement
I. Important Notes PLEASE READ Electronic Filing Instructions Polycom, Inc. Settlement In order to be considered eligible for this settlement, you must have purchased or acquired Polycom Common Stock (CUSIP:
More informationInstruction Page. Verification of 2014 Income Information for Individuals with Unusual Circumstances
Instructin Page Imprtant Nte: Please ntify the financial aid ffice if the student r their parents had a change in marital status after the end f the 2014 tax year n December 31, 2014 and als if the parents
More informationCertification of Beneficial Owner(s)
GENERAL INSTRUCTIONS T help the gvernment fight financial crime, federal regulatin requires certain financial institutins t btain, verify, and recrd infrmatin abut the beneficial wners f legal entity custmers.
More informationElectronic Filing Instructions CROCS Securities Litigation
Electronic Filing Instructions CROCS Securities Litigation I. Important Notes PLEASE READ Electronic claim submissions apply to institutions filing on behalf of multiple clients or proprietary accounts.
More informationCertification of Beneficial Owner(s)
Certificatin f Beneficial Owner(s) GENERAL INSTRUCTIONS T help the gvernment fight financial crime, federal regulatin requires certain financial institutins t btain, verify, and recrd infrmatin abut the
More informationElectronic Filing Instructions Tyco SEC Fair Fund
I. Important Notes PLEASE READ Electronic Filing Instructions Tyco SEC Fair Fund Electronic claim submissions apply to institutions filing on behalf of multiple client or proprietary accounts. If you previously
More informationELECTRONIC FILING INSTRUCTIONS IN RE PETROBRAS SECURITIES LITIGATION
ELECTRONIC FILING INSTRUCTIONS IN RE PETROBRAS SECURITIES LITIGATION I. Important Notes PLEASE READ In order to be considered eligible for this settlement, you must have i) purchased or otherwise acquired
More informationIRS 2016 FEDERAL TAX TRANSCRIPT INFORMATION
Financial Aid Office P.O. Bx 6905 Radfrd, VA 24142 Phne: (540) 831-5408 Fax: (540) 831-5138 finaid@radfrd.edu RU Financial Aid Website: http://www.radfrd.edu/finaid IRS 2016 FEDERAL TAX TRANSCRIPT INFORMATION
More informationCustomer due diligence guide for clients
Custmer due diligence guide fr clients Nvember 2018 19499409 2 As a reprting entity under the Anti-Mney Laundering and Cuntering Financing f Terrrism Act 2009 (the AML/CFT Act), MinterEllisnRuddWatts has
More informationaddress: Driver license number: Date of birth: Occupation:
MEMBERSHIP APPLICATION PRIMARY MEMBER INFORMATION Name: Scial security Member Number: Hme phne: Cell phne: Business phne: Mther s Maiden Name: Security passwrd: Mailing address: City: State: ZIP Cde: Street
More informationCondominium Authority of Ontario
Cndminium Authrity f Ontari Guide t Filing Cnd Returns and Paying CAO Assessments Cntents 1. What Are Cnd Returns?... 2 2. What Cnd Returns Need t be Filed in 2018?... 3 3. Hw Will the Infrmatin Prvided
More informationMICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS
Seattle, Washingtn 98101 MICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS D nt cancel any existing plicies until yu receive cnfirmatin f final rates and/r acceptance f the grup by Regence BlueShield (Regence).
More informationAtossa Genetics Inc. (Name of Issuer)
SECURITIES AND EXCHANGE COMMISSION Washingtn, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT
More informationHawaii Division of Financial Institutions 2018 Renewal Checklist
Hawaii Divisin f Financial Institutins 2018 Renewal Checklist Instructins Renewal requests must be submitted thrugh by the date specified by yur state regulatr(s). Click here t review all renewal deadlines,
More informationILLINOIS INSTITUTE OF TECHNOLOGY J-1 SCHOLAR REQUEST FORM (TO BE COMPLETED BY THE SCHOLAR)
J-1 SCHOLAR REQUEST FORM (TO BE COMPLETED BY THE SCHOLAR) Please cmplete this frm and return it t yur hst department as sn as pssible s that we may issue yu a DS-2019, which is used when yu apply fr a
More informationVerification Worksheet- V1 DIRECTIONS 2016 INCOME TAX FILER DIRECTIONS:
2018-2019 Verificatin Wrksheet- V1 DIRECTIONS 2016 INCOME Yur applicatin was selected by the U.S. Dept. f Educatin fr review in a prcess called "verificatin". Yu must submit the last 3 pages f this verificatin
More informationHawaii Division of Financial Institutions 2019 Renewal Checklist
Hawaii Divisin f Financial Institutins 2019 Renewal Checklist Instructins Renewal requests must be submitted thrugh by the date specified by yur state regulatr(s). Click here t review all renewal deadlines,
More informationILLINOIS INSTITUTE OF TECHNOLOGY J-1 SCHOLAR REQUEST FORM (TO BE COMPLETED BY THE DEPARTMENT)
J-1 SCHOLAR REQUEST FORM (TO BE COMPLETED BY THE DEPARTMENT) Please cmplete this frm and return it, alng with the individual s sectin, t the Internatinal Center as sn as pssible s that we may issue the
More informationElectronic Filing Instructions In re Citigroup Inc. Bond Litigation
I. Important Notes PLEASE READ Electronic Filing Instructions In re Citigroup Inc. Bond Litigation Electronic claim submissions apply to institutions filing on behalf of multiple clients or proprietary
More informationWhat to Do Who How to Do It Purchasing Card Procedures: Purchase to Reconciliation
Purchasing Card Prcedures: Purchase t Recnciliatin Descriptin- These prcedures detail the department s required activities fr the Purchasing Card Prgram including purchase; transactin review and assignment
More informationPREPARING TO TERMINATE DROP
PREPARING TO TERMINATE DROP If yu wrk until yur riginal Deferred Retirement Optin Prgram (DROP) terminatin date, the Divisin f Retirement will mail yu yur DROP Terminatin Packet apprximately 90 days prir
More information1. Accounts Payable > Tasks > Transactions > Recurring Bills
1. Accunts Payable > Tasks > Transactins > Recurring Bills 1. On the Applicatins menu bar pint t Accunts Payable > Tasks > Transactins > Recurring Bills, and then click + t the left f the Recurring Bills.
More informationVA Mortgage Lender License New Application Checklist (Company)
VA Mrtgage Lender License New Applicatin Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin License Fees Requirements Cmpleted in Requirements/Dcuments Upladed in Requirements Submitted Outside f
More informationThank you for your consideration, and if you have further questions or you need more information, please do not hesitate to contact me.
Dc 2011-20523 (6 pgs) September 23, 2011 Michael Caballer Internatinal Tax Cunsel United States Department f the Treasury 1500 Pennsylvania Avenue, NW Washingtn, DC 20220 Michael Danilack Deputy Cmmissiner
More informationJacobs Engineering Group Inc. (Name of Issuer)
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washingtn, D.C. 20549 Expires: February 28, 2009 Estimated average burden hurs per respnse........10.4 SCHEDULE 13G Under
More informationSPECIAL CIRCUMSTANCES REPAYMENT / REMISSION / RE-CREDIT APPLICATION
INSTRUCTIONS SPECIAL CIRCUMSTANCES REPAYMENT / REMISSION / RE-CREDIT APPLICATION Wh shuld use this frm? This frm applies t all internatinal and dmestic fee paying students and all dmestic Cmmnwealth supprted
More informationPAYMENT PLAN REQUEST INFORMATION Texas Property Code - Section (Not Applicable for Condominium Associations Governed Under Section 82)
PAYMENT PLAN REQUEST INFORMATION Texas Prperty Cde - Sectin 209.0062 (Nt Applicable fr Cndminium Assciatins Gverned Under Sectin 82) This dcument includes infrmatin regarding a payment plan request in
More informationACCT 101 LECTURE NOTES CH.
ACCT 101 LECTURE NOTES CH. 11 Crprate Reprting and Analysis Gals: 1) Be familiar with characteristics f a crpratin and with different surces f equity. 2) Be familiar with varius cmmn stck transactins,
More informationDenver Public Schools. Financial Services. Full Time Ledger. Financial Services Manual
Denver Public Schls Financial Services Financial Services Manual Full Time Ledger Table f Cntents Intrductin... 3 Full Time Psitins Budget Develpment... 3 Full Time Ledger... 5 Ledger Frmat... 6 Ledger
More informationCLOVER PARK TECHNICAL COLLEGE INTERNATIONAL ADMISSION APPLICATION PACKET
CLOVER PARK TECHNICAL COLLEGE INTERNATIONAL ADMISSION APPLICATION PACKET 2017-2018 T apply fr admissin, please cmplete the frms belw and submit with the dcuments indicated: FORMS Internatinal Educatin
More informationSTUDENT EMPLOYMENT FORMS PACKET
STUDENT EMPLOYMENT FORMS PACKET FOR INTERNATIONAL STUDENTS THE GW Center fr Career Services Marvin Center Suite 505 Student emplyment questins? E-mail us at gwse@gwu.edu This packet cntains: Federal I-9
More informationParent Guide to Financial Aid
Parent Guide t Financial Aid fr the 2019-20 schl year OVERVIEW AND DEADLINES Welcme t the financial aid applicatin seasn fr the 2019-20 schl year. We recgnize that the applicatin prcess can be stressful
More informationMD Sales Finance License Amendment Checklist (Company)
Amendment Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin Amendments GENERAL INFORMATION Instructins Maryland Cmmissiner f Financial Regulatin (MD) Agency des nt require advance ntice fr any changes;
More informationIDENTIFICATION FORM AUSTRALIAN COMPANY
AUSTRALIAN COMPANY GUIDE TO COMPLETING THIS FORM This frm is fr nly. Fr cmpanies incrprated r registered utside f Australia use the FOREIGN COMPANY IDENTIFICATION FORM. Cmplete ne frm fr each cmpany. Tax
More informationFINANCIAL SERVICES GUIDE
PART N: iinvest Securities Financial Services Guide (FSG) FINANCIAL SERVICES GUIDE DATED: Octber 2017 Cntents f this FSG This Financial Services Guide ( FSG ) is an imprtant dcument that iinvest Securities
More informationMD Collection Agency License Amendment Checklist (Company)
MD Cllectin Agency License Amendment Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin Amendments GENERAL INFORMATION Instructins Maryland Cmmissiner f Financial Regulatin (MD) Agency des nt require
More informationSt. Paul s Lutheran Grade School Tuition Agreement Form
St. Paul s Lutheran Grade Schl Tuitin Agreement Frm Schl Year: 2017-2018 2017-18 tuitin schedule is listed n the bttm f this dcument. St. Paul s Lutheran Grade Schl strives t prvide an envirnment cnducive
More informationGolf Relief and Assistance Fund Application
Glf Relief and Assistance Fund Applicatin Eligibility The Glf Relief and Assistance Fund is designed t supprt individuals wrking in the glf industry and their husehld family members wh have been impacted
More informationFORM 2. INDEPENDENT REGULATORY BOARD FOR AUDITORS (Established under Section 3 of Act 26 of 2005)
FORM 2 INDEPENDENT REGULATORY BOARD FOR AUDITORS (Established under Sectin 3 f Act 26 f 2005) APPLICATION BY A FIRM FOR ADMISSION TO THE REGISTER OF AUDITORS (Fr applicatin in terms f Sectin 38(2)) and
More informationUniversity of Pittsburgh Office of the Controller General Accounting
University f Pittsburgh Office f the Cntrller General Accunting PRISM ACCOUNT REQUEST APPLICATION (PARA) Frm Instructins September 2017 PARA The PRISM Accunt Request Applicatin (PARA) is a web-based applicatin
More informationQuality Assurance Program Independent Student Verification Worksheet
2015-16 Quality Assurance Prgram Independent Student Verificatin Wrksheet QAIVER Yur applicatin was selected fr review in a prcess called verificatin. In this prcess, Temple University will be cmparing
More informationManual for filling the A01 statement- Statistical data on foreign UCITS marketed in Spain Department of Studies and Statistics
JANUARY 2018 Manual fr filling the A01 statement- Statistical data n freign UCITS marketed in Spain Department f Studies and Statistics 2 Manual fr filling the A01 statement- Statistical data n freign
More informationExpense Reports Users Guide - aqua
Expense Reprts Users Guide - aqua Updated 08/16/2016 Page 1 f 7 The expense reprt applicatin allws emplyees t enter and submit their expenses fr jb (billable and nn-billable) and nn-jb expenses. The applicatin
More informationVerification Worksheet
2015-2016 Verificatin Wrksheet Independent Student Tracking Grup V1 STAFF USE ONLY Frm Received by Date Yur 2015 2016 Free Applicatin fr Federal Student Aid (FAFSA) was selected fr review in a prcess called
More informationPACIFIC DRILLING S.A. (Name of Issuer)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washingtn, D.C. 2549 SCHEDULE 13G Under the Securities Exchange Act f 1934 (Amendment N. )* PACIFIC DRILLING S.A. (Name f Issuer) COMMON STOCK, PAR VALUE
More informationWhat do you need? Copy of the HIPAA Policy on Amendment of Protected Health Information
HIPAA Privacy Prcedure #4 Effective Date: April 14, 2003 Reviewed Date: February, 2011 Amendment f Prtected Health Revised Date: February, 2011 Infrmatin Scpe: Radiatin Onclgy ************************************************************************************
More informationTRID Rule Purchase For Applications dated on or after 10/3/2015
Fr Applicatins dated n r after 10/3/2015 This dcument prvides a brief verview f the TRID Rule s requirements and specifies the purchase requirements fr CMG Mrtgage, Inc., dba CMG Financial, (CMG). CMG
More informationThe UK Register of Trusts 21 December 2017
The UK Register f Trusts 21 December 2017 If yu are a trustee f a UK resident trust r f a nn-resident trust which has UK assets r UK surce incme yu may need t take actin befre 5 January 2018. Backgrund
More informationNOTICE OF DATA BREACH
April 18, 2017 «First_Name» «Last_Name» «Hme_Address_1» «Hme_Address_2» «Hme_City», «Hme_State» «Hme_Zip» «Hme_Cuntry» Dear «First_Name» «Last_Name»: NOTICE OF DATA BREACH We are writing t fllw up n an
More informationChecking and Savings Account Application
Checking and Savings Accunt Applicatin Please use the Checking and Savings Accunt Applicatin t: Open a FREE Checking r Dividend Checking and Opt-in r Out f DCU s Overdraft Payment Service including an
More informationPreparing for Your Early Retirement
Preparing fr Yur Early Retirement Imprtant Infrmatin fr Railrad Emplyees Eligible fr GA-46000 Eligibility fr Railrad Annuity Railrad Retirement Bard https://secure.rrb.gv/ Call yur lcal Railrad Retirement
More informationThere are two ways to submit your banking information for direct deposit into your personal bank account:
Cmpleting Yur Master Student Financial Assistance (MSFAA) Agreements Alberta and Canada have lifetime Master Student Financial Assistance Agreements (MSFAAs) that will cver yu fr all f the time yu are
More informationResolving Frequently Asked Questions
Frm ADV Part 1A Updates Reslving Frequently Asked Questins Presented by: Stephen Gallett, Esq. Cary Kvitka, Esq. Max Schatzw, Esq. 609.219.7450 Prvide Backgrund n: Agenda New and Revised Questins in Item
More informationSpecial Circumstance Review
1 f 7 Student s Name: Last First SLU Banner ID Number 2008-2009 Special Circumstance Review Parent(s)/Stepparent(s) and Student/Spuse may use this frm t reprt significant changes that have ccurred since
More informationMEDICAID LOUISIANA (MCDLA) PRE-ENROLLMENT INSTRUCTIONS
MEDICAID LOUISIANA (MCDLA) PRE-ENROLLMENT INSTRUCTIONS WHAT FORM(S) SHOULD I DO? Prvider s Electin t Emply Electrnic Data Interchange f Claims fr Prcessing in the Luisiana Medical Assistance Prgram (EDI
More informationIntegrated equote Practical Exercise Staff Augmentation
Integrated equte Practical Exercise Staff Augmentatin Scenari: Create an Integrated equte fr Staff Augmentatin. In this scenari, yu will create a new integrated equte fr practice. Yu will have the pprtunity
More information$35.00 per account Opening Date or ten (10) days from the date Bank mails your original Welcome Kit, whichever is later.)
In rder t prcess yur request t clse yur Safe Harbr Traditinal r Rth Individual Retirement Accunt (IRA), please cmplete the enclsed IRA Distributin Request frm. Yu may return the dcument(s) in the enclsed
More informationHandling Complaints at Lloyd s: Guidance for managing agents and their representatives
Cmplaints May 2017 Llyd s cmplaints Handling Cmplaints at Llyd s: Guidance fr managing agents and their representatives This guidance nte prvides a practical prcess fr handling UK cmplaints received frm
More informationA. Accept only those clients whose identity is established by conducting due diligence appropriate to the risk profile of the client.
Custmer Acceptance Plicy (CAP) A. Accept nly thse clients whse identity is established by cnducting due diligence apprpriate t the risk prfile f the client. B. Where the investr is a new investr, accunt
More informationDirect Entry Pre-Approval Requirements for Level II Technician Candidates
Direct Entry Pre-Apprval Requirements fr Level II Technician Candidates The Direct Entry prgram is intended t allw rpe access technicians wh have btained rpe access skills and experience n an industrial
More informationARIZONA FIRE DISTRICT ASSOCIATION FINANCIAL PROCEDURES POLICY
FINANCIAL PROCEDURES POLICY 1. PURPOSE The purpse f these Financial Prcedures is t prvide cnsistent applicatin f cnduct and prper internal cntrls t safeguard the assets f the Arizna Fire District Assciatin
More informationFiscal guide: SPAIN Monte Titoli S.p.A. September 2017 FISCAL GUIDE FOR SPANISH MARKET FOR SECURITIES PAID UNTIL 15/09/2017
Mnte Titli S.p.A. FISCAL GUIDE FOR SPANISH MARKET FOR SECURITIES PAID UNTIL 15/09/2017 Mnte Titli S.p.A. 1. CONTENTS Belw yu find the types f securities invlved and the prcedure/s in place. Securities
More informationAPPLICATION FORM FOR ASSISTANCE FROM THE AFRICAN WORLD HERITAGE FUND
APPLICATION FORM FOR ASSISTANCE FROM THE AFRICAN WORLD HERITAGE FUND This template is the riginal assistance request frm which when sent shuld cver all the questins asked. It can be adjusted t accmmdate
More informationAnnual Return Guidance
Annual Return Guidance Updated July 2018 Scttish Charity Regulatr Annual Return Guidance CONTENTS Pg 3. 1. INTRODUCTION Pg 4. 2. SECTION A Pg 8. 3. SECTION B Pg 11. 4. SECTION C 1. Intrductin What this
More informationUnderstanding Self Managed Superannuation Funds
Understanding Self Managed Superannuatin Funds Hw t read this dcument Managing yur finances t meet yur day t day requirements as well as yur lng-term gals can be a cmplex task. There are all srts f issues
More informationYUM! Brands 401k Plan
YUM! Brands 401k Plan Final Distributin Electin Name: Scial Security #: Address: Daytime Telephne #: Evening Telephne #: Befre yu can prcess a Final Distributin Electin, yur status must be terminated.
More informationThe commission related to the dividend payment is supported by BVB.
ANNOUNCEMENT May 16, 2017 DIVIDEND ALLOCATION PROCEDURE BURSA DE VALORI BUCUREȘTI SA In accrdance with the reslutin f the Ordinary General Meeting f Sharehlders f April 12, 2017, Bursa de Valri București
More informationInformationNOW Billing Reports Guide
InfrmatinNOW Billing Reprts Guide Abut This Guide The purpse f this dcument is t prvide a better understanding f the reprts fund within the InfrmatinNOW Billing mdule. The reprts are gruped based n their
More informationFOR PLAN ADMINISTRATORS
QDRO INFORMATIONAL KIT FOR PLAN ADMINISTRATORS T ensure cmpliance with requirements impsed by the IRS, we infrm yu that any infrmatin cntained in this cmmunicatin (including any attachments) was nt intended
More informationTracey Sopp Head of Accounting and Processing James Duncan, Deputy Chief Executive / Executive Director of Finance. Contents
Standard Financial Instructins Practice Guidance Nte Prcess f an Accunts Receivable Transactin V01 Date Issued Planned Review PGN N: Issue 1 September 2014 Issue 2 September 2017 Issue 3 March 2018 Issue
More informationmyproduct: Cost User guide A guide to walk you through how to use myproduct: Cost to view, amend and approve cost price changes. March 2018 V1.
myprduct: Cst User guide A guide t walk yu thrugh hw t use myprduct: Cst t view, amend and apprve cst price changes. V1.4 Cntents Cntents... 2 Welcme t myprduct: Cst... 3 Overview... 3 Hw t access myprduct:
More informationElectronic Filing Instructions Lehman Brothers Equity/Debt Securities Litigation EY Settlement
Electronic Filing Instructions Lehman Brothers Equity/Debt Securities Litigation EY Settlement I. Important Notes PLEASE READ These instructions relate to the settlement reached with Ernst & Young LLP
More informationABA Staff Analysis: Interim Rule Amending Regulation Z: Summary Information Regarding Interest Rates and Payment Changes
Summary ABA Staff Analysis: Interim Rule Amending Regulatin Z: Summary Infrmatin Regarding Interest Rates and Payment Changes September 2010 The Bard published interim rule (75 FR 58469-58489) changes
More informationKINGSTONE COS INC (Name of Issuer)
Sectin 1: SC 13G/A (SC 13G/A) SCHEDULE 13G Under the Securities Exchange Act f 1934 (Amendment N. 1)* KINGSTONE COS INC (Name f Issuer) Cmmn Stck (Title f Class f Securities) 496719105 (CUSIP Number) 12/31/2017
More informationBilling Program Billing Information for Agents
Cmmercial & Persnal Lines Billing Prgram Billing Infrmatin fr Agents A Guide t Understanding Merchants Insurance Grup s Billing Prgram Table f Cntents Click n ne f the titles belw t be taken directly t
More informationTown of Palm Beach Retirement System. Deferred Retirement Option Plan (DROP) Policies and Information for Participants
Twn f Palm Beach Retirement System Deferred Retirement Optin Plan (DROP) Plicies and Infrmatin fr Participants Twn f Palm Beach Retirement System Deferred Retirement Optin Plan (DROP) Plicies and Infrmatin
More informationSPECIAL REPORT: Duties of an Executor
Call tday: 757-399-7506. We help families navigate the legal maze and implement plans t secure their futures. SPECIAL REPORT: Duties f an Executr Hk Law Center Offices: 295 Bendix Rad, Suite 170, Virginia
More informationFinance Officers of Counties, Municipalities, Boards of Educations and Public Authorities
NORTH CAROLINA DEPARTMENT OF STATE TREASURER STATE AND LOCAL GOVERNMENT FINANCE DIVISION AND THE LOCAL GOVERNMENT COMMISSION JANET COWELL TREASURER T. VANCE HOLLOMAN DEPUTY TREASURER Memrandum # 2015-09
More informationIDENTIFICATION FORM AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds)
AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds) GUIDE TO COMPLETING THIS FORM This frm is fr nly. Australian Regulated Trusts include self-managed super funds, registered managed investment
More informationMailing to Group Members about New Vendor for CDH Plans and Blue Rewards Incentive Cards
Date: March 5, 2018 Market: All CDH FACETS Grup Members. Grup members with Blue Rewards Incentive Cards Mailing t Grup Members abut New Vendr fr CDH Plans and Blue Rewards Incentive Cards CareFirst BlueCrss
More informationInformational Sheet- Application for Pension
33 Plaza La Prensa, Santa Fe, NM 87507 (505) 476-9401 Fax (505)476-9300 Vice (800) 342-3422 Tll-Free www.nmpera.rg Infrmatinal Sheet- Applicatin fr Pensin If yu are cnsidering retiring, PERA requests that
More informationProducer Statements will be accepted only in accordance with this policy.
Prducer Statements Plicy This plicy has been prepared t ensure that Cuncil has clearly dcumented plicies and prcedures fr the request fr and acceptance f Prducer Statements in cnnectin with applicatins
More information1. REIMBURSEMENTS FOR EXPENSES: 2. REQUESTING CHECKS:
Mnetary Plicies and Prcedures PTO funds are intended t benefit the students thrugh the enhancement f schl prgrams and activities. The PTO Officers are the guardians f these funds and have an bligatin t
More information